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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+4.79%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$769M
AUM Growth
+$74.7M
Cap. Flow
+$52M
Cap. Flow %
6.75%
Top 10 Hldgs %
20.76%
Holding
737
New
108
Increased
292
Reduced
197
Closed
94

Top Buys

Rank Stock Value
1
CNRG icon
State Street SPDR S&P Kensho Clean Power ETF
CNRG
+$5.59M
2
CTEC icon
Global X ClimateTech ETF
CTEC
+$5.56M
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$4.5M
4
BALL icon
Ball Corp
BALL
+$3.74M
5
VT icon
Vanguard Total World Stock ETF
VT
+$3.17M

Top Sells

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$9.61M
2
IHI icon
iShares US Medical Devices ETF
IHI
+$3.99M
3
RSPS icon
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
+$3.87M
4
CIM.PRC
Chimera Investment Corp 7.75% Series C Preferred Stock
CIM.PRC
+$3.13M
5
XLG icon
Invesco S&P 500 Top 50 ETF
XLG
+$2.51M

Sector Composition

Rank Sector Weight
1 Miscellaneous 47.77%
2 Technology 18.16%
3 Consumer Discretionary 8.41%
4 Financials 5.54%
5 Healthcare 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SANW
676
DELISTED
S&W Seed Co
SANW
– –
-526
Closed -$29K
SFIX
677
Stitch Fix
SFIX
$412M
– –
-4,464
Closed -$262K
SJT
678
San Juan Basin Royalty Trust
SJT
$127M
– –
-15,000
Closed -$40K
SLV icon
679
CALL
iShares Silver Trust
SLV
$33.8B
– –
-5
Closed -$1K
TLT icon
680
iShares 20+ Year Treasury Bond ETF
TLT
$46.9B
– –
-1,785
Closed -$281K
U icon
681
Unity
U
$19.1B
– –
-1,540
Closed -$236K
VRTX icon
682
Vertex Pharmaceuticals
VRTX
$139B
– –
-1,094
Closed -$259K
WIX icon
683
WIX.com
WIX
$3.59B
– –
-1,779
Closed -$445K
YUM icon
684
CALL
Yum! Brands
YUM
$41.1B
– –
-3,816
Closed -$414K
Z icon
685
Zillow
Z
$7.97B
– –
-1,580
Closed -$205K
ZTR
686
Virtus Total Return Fund
ZTR
$342M
– –
-12,528
Closed -$110K
TAST
687
DELISTED
Carrols Restaurant Group, Inc.
TAST
– –
-21,815
Closed -$137K
NSL
688
DELISTED
NUVEEN SENIOR INCM FD
NSL
– –
-18,700
Closed -$97K
DBD
689
PUT
DELISTED
Diebold Nixdorf Incorporated
DBD
– –
-5
Closed -$1K
TWTR
690
DELISTED
Twitter, Inc.
TWTR
– –
-3,715
Closed -$201K
HBANO
691
DELISTED
Huntington Bancshares Incorporated Depositary Shares
HBANO
– –
-15,454
Closed -$393K
GLUU
692
DELISTED
Glu Mobile Inc.
GLUU
– –
-23,500
Closed -$212K
ETP.PRD
693
DELISTED
Energy Transfer Operating, L.P. 7.625% Series D Fixed-to-Floating Rate Cumulative Redeemable Perpetu
ETP.PRD
– –
-22,732
Closed -$484K
DUC
694
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
– –
-29,500
Closed -$296K
BMY.RT
695
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
– –
-19,822
Closed -$14K
ATPG
696
DELISTED
ATP OIL & GAS CORPORATION
ATPG
$0 ﹤0.01%
70,860
-4,000
-5% –
FNM
697
DELISTED
FANNIE MAE
FNM
– –
-16,300
Closed -$39K
ATVI
698
DELISTED
Activision Blizzard
ATVI
– –
-2,439
Closed -$226K
ORBC
699
DELISTED
ORBCOMM, Inc.
ORBC
– –
-16,000
Closed -$119K
UDF
700
DELISTED
UNITED DEV FDG IV COM SHS OF BENE INT (TX)
UDF
– –
-14,787
Closed -$21K
24 25 26 27
28

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ICM
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CAM
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TFS
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OPAM
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WFMPM
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OAM
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Kovack Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Kovack Advisors held 737 positions worth $769M, up 11% from $695M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Kovack Advisors deployed $52M of net new capital in Q1 2021, opening 108 new positions and adding to 292 existing holdings. Its largest new stake was State Street SPDR S&P Kensho Clean Power ETF: 44,639 shares worth $5.09M.

By sector, the portfolio is most concentrated in Miscellaneous at 48% of assets, up from 47% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was iShares Core Dividend Growth ETF, an estimated $9.61M trimmed.

  • Kovack Advisors's largest Q1 2021 buy was State Street SPDR S&P Kensho Clean Power ETF: 44,639 shares worth $5.09M.
  • Kovack Advisors added most to Schwab US Dividend Equity ETF in Q1 2021, an estimated $4.5M increase.
  • Kovack Advisors's biggest Q1 2021 reduction was iShares Core Dividend Growth ETF, cutting an estimated $9.61M.
  • Kovack Advisors fully exited Chimera Investment Corp 7.75% Series C Preferred Stock in Q1 2021, selling an estimated $3.13M.
  • Kovack Advisors's ten largest holdings make up 21% of its $769M portfolio in Q1 2021.
  • Kovack Advisors opened 108 new positions and closed 94 in Q1 2021.
  • Kovack Advisors's portfolio value rose 11% quarter-over-quarter to $769M.

Based on Kovack Advisors's 13F filing for Q1 2021, filed 4 May 2021.