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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+9.37%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$1.04B
AUM Growth
+$115M
Cap. Flow
+$44.4M
Cap. Flow %
4.29%
Top 10 Hldgs %
25.87%
Holding
797
New
90
Increased
315
Reduced
262
Closed
88

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$54.3M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$7.25M
3
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$5.81M
4
XSD icon
State Street SPDR S&P Semiconductor ETF
XSD
+$3.58M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$3.56M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.5M
2
RSPS icon
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
+$3.76M
3
CTEC icon
Global X ClimateTech ETF
CTEC
+$3.59M
4
CNRG icon
State Street SPDR S&P Kensho Clean Power ETF
CNRG
+$3.59M
5
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$2.8M

Sector Composition

Rank Sector Weight
1 Miscellaneous 47.94%
2 Technology 20.13%
3 Consumer Discretionary 7.78%
4 Financials 5.01%
5 Healthcare 4.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVAX icon
651
Novavax
NVAX
$1.49B
$202K 0.02%
+1,410
New +$242K
SONY icon
652
Sony
SONY
$141B
$202K 0.02%
+8,005
New +$191K
VTWO icon
653
Vanguard Russell 2000 ETF
VTWO
$17.3B
$201K 0.02%
+2,243
New +$205K
PAA icon
654
Plains All American Pipeline
PAA
$18B
$194K 0.02%
20,799
-3,440
-14% -$34.6K
PNNT
655
Pennant Park Investment Corp
PNNT
$244M
$182K 0.02%
26,300
+1,000
+4% +$6.84K
MN
656
DELISTED
MANNING & NAPIER, INC.
MN
$180K 0.02%
21,604
-3,100
-13% -$27K
IGD
657
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$520M
$166K 0.02%
26,743
+2,100
+9% +$12.6K
NSL
658
DELISTED
NUVEEN SENIOR INCM FD
NSL
$162K 0.02%
27,400
– –
RCS
659
PIMCO Strategic Income Fund
RCS
$249M
$151K 0.01%
22,212
-27,220
-55% -$195K
ORC
660
Orchid Island Capital
ORC
$1.34B
$114K 0.01%
5,051
-1,667
-25% -$39.9K
CSCO icon
661
CALL
Cisco
CSCO
$442B
$98K 0.01%
104
-13
-11% -$743
AMZN icon
662
PUT
Amazon
AMZN
$2.76T
$77K 0.01%
400
+200
+100% +$34.2K
NCMI icon
663
National CineMedia
NCMI
$235M
$65K 0.01%
2,324
– –
ANF icon
664
CALL
Abercrombie & Fitch
ANF
$6.48B
$62K 0.01%
156
-6
-4% -$234
TLPH icon
665
Talphera
TLPH
$63.8M
$34K ﹤0.01%
3,050
+750
+33% +$11.4K
TSLA icon
666
PUT
Tesla
TSLA
$1.4T
$32K ﹤0.01%
+30
New +$10.1K
PFE icon
667
CALL
Pfizer
PFE
$160B
$30K ﹤0.01%
47
+8
+21% +$396
F icon
668
CALL
Ford
F
$55.6B
$29K ﹤0.01%
73
+7
+11% +$129
DRRX
669
DELISTED
DURECT Corp
DRRX
$25K ﹤0.01%
+2,500
New +$27.6K
ANF icon
670
PUT
Abercrombie & Fitch
ANF
$6.48B
$18K ﹤0.01%
18
+8
+80% +$313
CSCO icon
671
PUT
Cisco
CSCO
$442B
$14K ﹤0.01%
95
+4
+4% +$229
AAPL icon
672
CALL
Apple
AAPL
$4.59T
$13K ﹤0.01%
9
-6
-40% -$948
DOCU
673
PUT
DocuSign
DOCU
$12.2B
$5K ﹤0.01%
1
– –
DBD
674
CALL
DELISTED
Diebold Nixdorf Incorporated
DBD
$4K ﹤0.01%
49
+1
+2% +$9
DOW icon
675
CALL
Dow Inc
DOW
$21.9B
$2K ﹤0.01%
32
-3
-9% -$171
25 26
27
28 29

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ICM
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CAM
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TFS
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OPAM
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WFMPM
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OAM
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Kovack Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Kovack Advisors held 797 positions worth $1.04B, up 12% from $920M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Kovack Advisors deployed $44.4M of net new capital in Q4 2021, opening 90 new positions and adding to 315 existing holdings. Its largest new stake was State Street SPDR S&P Semiconductor ETF: 15,718 shares worth $3.82M.

By sector, the portfolio is most concentrated in Miscellaneous at 48% of assets, up from 46% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $26.5M trimmed.

  • Kovack Advisors's largest Q4 2021 buy was State Street SPDR S&P Semiconductor ETF: 15,718 shares worth $3.82M.
  • Kovack Advisors added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $54.3M increase.
  • Kovack Advisors's biggest Q4 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $26.5M.
  • Kovack Advisors fully exited Global X ClimateTech ETF in Q4 2021, selling an estimated $3.59M.
  • Kovack Advisors's ten largest holdings make up 26% of its $1.04B portfolio in Q4 2021.
  • Kovack Advisors opened 90 new positions and closed 88 in Q4 2021.
  • Kovack Advisors's portfolio value rose 12% quarter-over-quarter to $1.04B.

Based on Kovack Advisors's 13F filing for Q4 2021, filed 18 Jan 2022.