KA
Kovack Advisors Portfolio holdings
AUM
$2.08B
Turnover
20.76%
1-Year Est. Return
38.95%
This Fund
S&P 500
This Quarter
Est. Return
+9.37%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$1.04B
AUM Growth
+$115M
(+12%)
Cap. Flow
+$44.4M
Cap. Flow
% of AUM
4.29%
Top 10 Holdings %
Top 10 Hldgs %
25.87%
Holding
797
New
90
Increased
315
Reduced
262
Closed
88
Avg Time Held Equity + Options
2.2
years
Top 10 Avg Time Held Equity + Options
3.3
years
Top 20 Avg Time Held Equity + Options
2.5
years
Avg Time Held Equity only
2.2
years
Top 10 Avg Time Held Equity only
3.3
years
Top 20 Avg Time Held Equity only
2.5
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$54.3M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$7.25M |
| 3 |
iShares Core Dividend Growth ETF
DGRO
|
+$5.81M |
| 4 |
State Street SPDR S&P Semiconductor ETF
XSD
|
+$3.58M |
| 5 |
Schwab US Dividend Equity ETF
SCHD
|
+$3.56M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$26.5M |
| 2 |
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
|
+$3.76M |
| 3 |
Global X ClimateTech ETF
CTEC
|
+$3.59M |
| 4 |
State Street SPDR S&P Kensho Clean Power ETF
CNRG
|
+$3.59M |
| 5 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$2.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 47.94% |
| 2 | Technology | 20.13% |
| 3 | Consumer Discretionary | 7.78% |
| 4 | Financials | 5.01% |
| 5 | Healthcare | 4.82% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
651
Novavax
NVAX
$2.16B
| $202K | 0.02% |
+1,410
| New | +$242K |
2021 Q4
0 quarters
|
|
652
Sony
SONY
$142B
| $202K | 0.02% |
+8,005
| New | +$191K |
2021 Q4
0 quarters
|
|
653
Vanguard Russell 2000 ETF
VTWO
$16.1B
| $201K | 0.02% |
+2,243
| New | +$205K |
2021 Q4
0 quarters
|
|
654
Plains All American Pipeline
PAA
$17.7B
| $194K | 0.02% |
20,799
-3,440
| -14% | -$34.6K |
2021 Q2
2 quarters
|
|
655
Pennant Park Investment Corp
PNNT
$207M
| $182K | 0.02% |
26,300
+1,000
| +4% | +$6.84K |
2021 Q1
3 quarters
|
|
656
DELISTED
MANNING & NAPIER, INC.
MN
| $180K | 0.02% |
21,604
-3,100
| -13% | -$27K |
2015 Q3
25 quarters
|
|
657
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$493M
| $166K | 0.02% |
26,743
+2,100
| +9% | +$12.6K |
2020 Q3
5 quarters
|
|
|
NSL
658
DELISTED
NUVEEN SENIOR INCM FD
NSL
| $162K | 0.02% |
27,400
| – | – |
2021 Q2
2 quarters
|
|
659
PIMCO Strategic Income Fund
RCS
$231M
| $151K | 0.01% |
22,212
-27,220
| -55% | -$195K |
2018 Q1
15 quarters
|
|
660
Orchid Island Capital
ORC
$1B
| $114K | 0.01% |
5,051
-1,667
| -25% | -$39.9K |
2021 Q2
2 quarters
|
|
661
CALL
Cisco
CSCO
$450B
| $98K | 0.01% |
104
-13
| -11% | -$743 |
2020 Q3
5 quarters
|
|
662
PUT
Amazon
AMZN
$2.74T
| $77K | 0.01% |
400
+200
| +100% | +$34.2K |
2021 Q3
1 quarter
|
|
663
National CineMedia
NCMI
$204M
| $65K | 0.01% |
2,324
| – | – |
2020 Q4
4 quarters
|
|
664
CALL
Abercrombie & Fitch
ANF
$6.38B
| $62K | 0.01% |
156
-6
| -4% | -$234 |
2020 Q3
5 quarters
|
|
665
Talphera
TLPH
$54.5M
| $34K | ﹤0.01% |
3,050
+750
| +33% | +$11.4K |
2020 Q1
7 quarters
|
|
666
PUT
Tesla
TSLA
$1.44T
| $32K | ﹤0.01% |
+30
| New | +$10.1K |
2021 Q4
0 quarters
|
|
667
CALL
Pfizer
PFE
$167B
| $30K | ﹤0.01% |
47
+8
| +21% | +$396 |
2020 Q3
5 quarters
|
|
668
CALL
Ford
F
$47.5B
| $29K | ﹤0.01% |
73
+7
| +11% | +$129 |
2020 Q4
4 quarters
|
|
669
DELISTED
DURECT Corp
DRRX
| $25K | ﹤0.01% |
+2,500
| New | +$27.6K |
2021 Q4
0 quarters
|
|
|
670
PUT
Abercrombie & Fitch
ANF
$6.38B
| $18K | ﹤0.01% |
18
+8
| +80% | +$313 |
2021 Q3
1 quarter
|
|
|
671
PUT
Cisco
CSCO
$450B
| $14K | ﹤0.01% |
95
+4
| +4% | +$229 |
2021 Q3
1 quarter
|
|
672
CALL
Apple
AAPL
$4.99T
| $13K | ﹤0.01% |
9
-6
| -40% | -$948 |
2020 Q1
7 quarters
|
|
673
PUT
DocuSign
DOCU
$13.9B
| $5K | ﹤0.01% |
1
| – | – |
2021 Q3
1 quarter
|
|
674
CALL
DELISTED
Diebold Nixdorf Incorporated
DBD
| $4K | ﹤0.01% |
49
+1
| +2% | +$9 |
2020 Q4
4 quarters
|
|
675
CALL
Dow Inc
DOW
$21B
| $2K | ﹤0.01% |
32
-3
| -9% | -$171 |
2020 Q4
4 quarters
|
|
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Kovack Advisors's Q4 2021 Portfolio in Review
As of Q4 2021, Kovack Advisors held 797 positions worth $1.04B, up 12% from $920M the previous quarter. Its ten largest holdings account for 26% of the portfolio.
Kovack Advisors deployed $44.4M of net new capital in Q4 2021, opening 90 new positions and adding to 315 existing holdings. Its largest new stake was State Street SPDR S&P Semiconductor ETF: 15,718 shares worth $3.82M.
By sector, the portfolio is most concentrated in Miscellaneous at 48% of assets, up from 46% a quarter earlier, followed by Technology and Consumer Discretionary.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $26.5M trimmed.
- Kovack Advisors's largest Q4 2021 buy was State Street SPDR S&P Semiconductor ETF: 15,718 shares worth $3.82M.
- Kovack Advisors added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $54.3M increase.
- Kovack Advisors's biggest Q4 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $26.5M.
- Kovack Advisors fully exited Global X ClimateTech ETF in Q4 2021, selling an estimated $3.59M.
- Kovack Advisors's ten largest holdings make up 26% of its $1.04B portfolio in Q4 2021.
- Kovack Advisors opened 90 new positions and closed 88 in Q4 2021.
- Kovack Advisors's portfolio value rose 12% quarter-over-quarter to $1.04B.
Based on Kovack Advisors's 13F filing for Q4 2021, filed 18 Jan 2022.