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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+0.13%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$920M
AUM Growth
+$41.6M
Cap. Flow
+$50.7M
Cap. Flow %
5.51%
Top 10 Hldgs %
21.24%
Holding
787
New
83
Increased
356
Reduced
204
Closed
80

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.06M
2
SH icon
ProShares Short S&P500
SH
+$2.16M
3
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$2.12M
4
AMZN icon
Amazon
AMZN
+$1.99M
5
AAPL icon
Apple
AAPL
+$1.54M

Top Sells

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$1.51M
2
ADTN icon
Adtran
ADTN
+$1.38M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.22M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.03M
5
VBR icon
Vanguard Morningstar Small-Cap Value ETF
VBR
+$1.01M

Sector Composition

Rank Sector Weight
1 Miscellaneous 46.29%
2 Technology 19.78%
3 Consumer Discretionary 8.37%
4 Financials 5.38%
5 Healthcare 5.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSCO icon
651
PUT
Cisco
CSCO
$442B
$50K 0.01%
+91
New +$5.11K
AMZN icon
652
PUT
Amazon
AMZN
$2.76T
$48K 0.01%
+200
New +$34.5K
CSCO icon
653
CALL
Cisco
CSCO
$442B
$48K 0.01%
117
+83
+244% +$4.66K
TLPH icon
654
Talphera
TLPH
$63.8M
$47K 0.01%
2,300
+250
+12% +$5.73K
F icon
655
CALL
Ford
F
$55.6B
$19K ﹤0.01%
66
– –
META icon
656
PUT
Meta Platforms (Facebook)
META
$1.45T
$13K ﹤0.01%
+20
New +$7.2K
PFE icon
657
CALL
Pfizer
PFE
$160B
$7K ﹤0.01%
39
+29
+290% +$1.28K
CCL icon
658
CALL
Carnival Corporation Ltd
CCL
$34.2B
$6K ﹤0.01%
10
– –
GES
659
CALL
DELISTED
Guess Inc
GES
$6K ﹤0.01%
18
– –
AAPL icon
660
CALL
Apple
AAPL
$4.59T
$4K ﹤0.01%
15
+2
+15% +$294
DOW icon
661
CALL
Dow Inc
DOW
$21.9B
$4K ﹤0.01%
35
+6
+21% +$367
MCD icon
662
CALL
McDonald's
MCD
$184B
$4K ﹤0.01%
1
– –
AAL icon
663
CALL
American Airlines Group
AAL
$9.08B
$3K ﹤0.01%
5
– –
AAPL icon
664
PUT
Apple
AAPL
$4.59T
$3K ﹤0.01%
8
-10
-56% -$1.47K
ANF icon
665
PUT
Abercrombie & Fitch
ANF
$6.48B
$3K ﹤0.01%
+10
New +$386
DOCU
666
PUT
DocuSign
DOCU
$12.2B
$3K ﹤0.01%
+1
New +$288
CLF icon
667
Cleveland-Cliffs
CLF
$6.75B
$2K ﹤0.01%
15
-10,335
-100% -$236K
CRWD icon
668
PUT
CrowdStrike
CRWD
$232B
$2K ﹤0.01%
+4
New +$258
MAT icon
669
CALL
Mattel
MAT
$4.26B
$2K ﹤0.01%
41
-10
-20% -$207
PBI icon
670
CALL
Pitney Bowes
PBI
$2.37B
$2K ﹤0.01%
20
– –
DBD
671
CALL
DELISTED
Diebold Nixdorf Incorporated
DBD
$2K ﹤0.01%
48
– –
AZN icon
672
CALL
AstraZeneca
AZN
$255B
$1K ﹤0.01%
+2
New +$233
BA icon
673
PUT
Boeing
BA
$166B
$1K ﹤0.01%
3
-1
-25% -$223
BP icon
674
CALL
BP
BP
$109B
$1K ﹤0.01%
7
-4
-36% -$100
KO icon
675
PUT
Coca-Cola
KO
$383B
$1K ﹤0.01%
10
– –
25 26
27
28 29

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ICM
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CAM
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TFS
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OPAM
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WFMPM
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OAM
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Kovack Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Kovack Advisors held 787 positions worth $920M, up 4.7% from $879M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Kovack Advisors deployed $50.7M of net new capital in Q3 2021, opening 83 new positions and adding to 356 existing holdings. Its largest new stake was ProShares Short S&P500: 36,318 shares worth $2.21M.

By sector, the portfolio is most concentrated in Miscellaneous at 46% of assets, down from 48% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Idexx Laboratories, an estimated $1.51M trimmed.

  • Kovack Advisors's largest Q3 2021 buy was ProShares Short S&P500: 36,318 shares worth $2.21M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $8.06M increase.
  • Kovack Advisors's biggest Q3 2021 reduction was Idexx Laboratories, cutting an estimated $1.51M.
  • Kovack Advisors fully exited abrdn Physical Precious Metals Basket Shares ETF in Q3 2021, selling an estimated $839K.
  • Kovack Advisors's ten largest holdings make up 21% of its $920M portfolio in Q3 2021.
  • Kovack Advisors opened 83 new positions and closed 80 in Q3 2021.
  • Kovack Advisors's portfolio value rose 4.7% quarter-over-quarter to $920M.

Based on Kovack Advisors's 13F filing for Q3 2021, filed 3 Nov 2021.