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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+4.79%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$769M
AUM Growth
+$74.7M
Cap. Flow
+$52M
Cap. Flow %
6.75%
Top 10 Hldgs %
20.76%
Holding
737
New
108
Increased
292
Reduced
197
Closed
94

Top Buys

Rank Stock Value
1
CNRG icon
State Street SPDR S&P Kensho Clean Power ETF
CNRG
+$5.59M
2
CTEC icon
Global X ClimateTech ETF
CTEC
+$5.56M
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$4.5M
4
BALL icon
Ball Corp
BALL
+$3.74M
5
VT icon
Vanguard Total World Stock ETF
VT
+$3.17M

Top Sells

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$9.61M
2
IHI icon
iShares US Medical Devices ETF
IHI
+$3.99M
3
RSPS icon
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
+$3.87M
4
CIM.PRC
Chimera Investment Corp 7.75% Series C Preferred Stock
CIM.PRC
+$3.13M
5
XLG icon
Invesco S&P 500 Top 50 ETF
XLG
+$2.51M

Sector Composition

Rank Sector Weight
1 Miscellaneous 47.77%
2 Technology 18.16%
3 Consumer Discretionary 8.41%
4 Financials 5.54%
5 Healthcare 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INTT icon
651
inTEST
INTT
$149M
– –
-13,100
Closed -$85K
IUSG icon
652
iShares Core S&P US Growth ETF
IUSG
$33.7B
– –
-2,357
Closed -$209K
IVR.PRC icon
653
Invesco Mortgage Capital Inc 7.5% Series C Preferred Stock
IVR.PRC
$171M
– –
-36,999
Closed -$888K
JAKK icon
654
Jakks Pacific
JAKK
$293M
– –
-11,310
Closed -$56K
JGH icon
655
Nuveen Global High Income Fund
JGH
$349M
– –
-12,100
Closed -$188K
KMI icon
656
Kinder Morgan
KMI
$70.2B
– –
-10,533
Closed -$144K
LUMN icon
657
Lumen
LUMN
$6.33B
– –
-12,410
Closed -$121K
MCI
658
Barings Corporate Investors
MCI
$378M
– –
-11,500
Closed -$152K
MER.PRK
659
Bank of America Income Capital Obligation Notes due December 15 2066
MER.PRK
$1.06B
– –
-10,325
Closed -$278K
NAZ icon
660
Nuveen Arizona Quality Municipal Income Fund
NAZ
$158M
– –
-13,008
Closed -$206K
NEE icon
661
CALL
NextEra Energy
NEE
$174B
– –
-20
Closed -$27K
NLY.PRG icon
662
Annaly Capital Management Series G
NLY.PRG
$500M
– –
-11,666
Closed -$287K
NOC icon
663
Northrop Grumman
NOC
$77.4B
– –
-723
Closed -$220K
OPK icon
664
Opko Health
OPK
$1.12B
– –
-13,051
Closed -$52K
OTIS icon
665
Otis Worldwide
OTIS
$27.2B
– –
-2,985
Closed -$202K
PAA icon
666
Plains All American Pipeline
PAA
$18B
– –
-19,766
Closed -$163K
PAGP icon
667
Plains GP Holdings
PAGP
$5.55B
– –
-14,000
Closed -$118K
PAI
668
Western Asset Investment Grade Income Fund
PAI
$113M
– –
-10,500
Closed -$167K
PCN
669
PIMCO Corporate & Income Strategy Fund
PCN
$880M
– –
-10,084
Closed -$174K
PFN
670
PIMCO Income Strategy Fund II
PFN
$689M
– –
-10,254
Closed -$102K
PG icon
671
PUT
Procter & Gamble
PG
$333B
– –
-2
Closed -$3K
QQH icon
672
HCM Defender 100 Index ETF
QQH
$758M
– –
-5,283
Closed -$217K
RCMT icon
673
RCM Technologies
RCMT
$291M
– –
-10,339
Closed -$21K
RITM icon
674
Rithm Capital
RITM
$5.59B
– –
-12,546
Closed -$125K
SAN icon
675
Banco Santander
SAN
$212B
– –
-14,622
Closed -$45K
24 25 26
27
28

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ICM
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CAM
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TFS
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OPAM
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WFMPM
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OAM
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Kovack Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Kovack Advisors held 737 positions worth $769M, up 11% from $695M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Kovack Advisors deployed $52M of net new capital in Q1 2021, opening 108 new positions and adding to 292 existing holdings. Its largest new stake was State Street SPDR S&P Kensho Clean Power ETF: 44,639 shares worth $5.09M.

By sector, the portfolio is most concentrated in Miscellaneous at 48% of assets, up from 47% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was iShares Core Dividend Growth ETF, an estimated $9.61M trimmed.

  • Kovack Advisors's largest Q1 2021 buy was State Street SPDR S&P Kensho Clean Power ETF: 44,639 shares worth $5.09M.
  • Kovack Advisors added most to Schwab US Dividend Equity ETF in Q1 2021, an estimated $4.5M increase.
  • Kovack Advisors's biggest Q1 2021 reduction was iShares Core Dividend Growth ETF, cutting an estimated $9.61M.
  • Kovack Advisors fully exited Chimera Investment Corp 7.75% Series C Preferred Stock in Q1 2021, selling an estimated $3.13M.
  • Kovack Advisors's ten largest holdings make up 21% of its $769M portfolio in Q1 2021.
  • Kovack Advisors opened 108 new positions and closed 94 in Q1 2021.
  • Kovack Advisors's portfolio value rose 11% quarter-over-quarter to $769M.

Based on Kovack Advisors's 13F filing for Q1 2021, filed 4 May 2021.