We are live on ! Find out more
KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+9.37%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$1.04B
AUM Growth
+$115M
Cap. Flow
+$44.4M
Cap. Flow %
4.29%
Top 10 Hldgs %
25.87%
Holding
797
New
90
Increased
315
Reduced
262
Closed
88

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$54.3M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$7.25M
3
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$5.81M
4
XSD icon
State Street SPDR S&P Semiconductor ETF
XSD
+$3.58M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$3.56M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.5M
2
RSPS icon
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
+$3.76M
3
CTEC icon
Global X ClimateTech ETF
CTEC
+$3.59M
4
CNRG icon
State Street SPDR S&P Kensho Clean Power ETF
CNRG
+$3.59M
5
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$2.8M

Sector Composition

Rank Sector Weight
1 Miscellaneous 47.94%
2 Technology 20.13%
3 Consumer Discretionary 7.78%
4 Financials 5.01%
5 Healthcare 4.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RITM icon
626
Rithm Capital
RITM
$5.59B
$214K 0.02%
+19,970
New +$223K
ZEN
627
DELISTED
ZENDESK INC
ZEN
$214K 0.02%
2,055
-50
-2% -$5.36K
GUT
628
Gabelli Utility Trust
GUT
$576M
$212K 0.02%
26,458
+1,676
+7% +$13.2K
IAI icon
629
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.42B
$211K 0.02%
1,911
-1,516
-44% -$168K
RGR icon
630
Sturm, Ruger & Co
RGR
$603M
$211K 0.02%
+3,100
New +$225K
PDP icon
631
Invesco Dorsey Wright Momentum ETF
PDP
$1.48B
$210K 0.02%
+2,218
New +$210K
FXN icon
632
First Trust Energy AlphaDEX Fund
FXN
$397M
$209K 0.02%
+17,561
New +$217K
GDX icon
633
VanEck Gold Miners ETF
GDX
$32.3B
$209K 0.02%
+6,532
New +$209K
IGM icon
634
iShares Expanded Tech Sector ETF
IGM
$10.8B
$209K 0.02%
+2,862
New +$206K
IUSG icon
635
iShares Core S&P US Growth ETF
IUSG
$33.7B
$209K 0.02%
+1,805
New +$201K
NAZ icon
636
Nuveen Arizona Quality Municipal Income Fund
NAZ
$158M
$208K 0.02%
13,008
– –
VGK icon
637
Vanguard FTSE Europe ETF
VGK
$31B
$208K 0.02%
+3,054
New +$207K
FITB
638
Fifth Third Bancorp
FITB
$49.7B
$207K 0.02%
+4,746
New +$208K
ILCB icon
639
iShares Morningstar US Equity ETF
ILCB
$1.32B
$207K 0.02%
+3,124
New +$202K
EEM icon
640
iShares MSCI Emerging Markets ETF
EEM
$31.4B
$206K 0.02%
4,226
-1,048
-20% -$52.7K
B
641
Barrick Mining
B
$77.9B
$206K 0.02%
+10,864
New +$206K
PFIX icon
642
Simplify Interest Rate Hedge ETF
PFIX
$173M
$206K 0.02%
+5,500
New +$220K
SWAV
643
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
$206K 0.02%
1,156
-319
-22% -$62.9K
FTXR icon
644
First Trust Nasdaq Transportation ETF
FTXR
$1.04B
$205K 0.02%
5,930
-3,936
-40% -$133K
IRT icon
645
Independence Realty Trust
IRT
$3.87B
$205K 0.02%
+7,929
New +$188K
LCID icon
646
Lucid Motors
LCID
$2.01B
$205K 0.02%
+539
New +$203K
PTF icon
647
Invesco Dorsey Wright Technology Momentum ETF
PTF
$596M
$205K 0.02%
+3,693
New +$206K
SLB icon
648
SLB Ltd
SLB
$81.6B
$205K 0.02%
+6,831
New +$215K
BOND icon
649
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.59B
$202K 0.02%
1,846
-117
-6% -$12.8K
ITB icon
650
iShares US Home Construction ETF
ITB
$2.23B
$202K 0.02%
2,435
-3,378
-58% -$254K
24 25
26
27 28

Similar funds

TA
Tectonic Advisors Frisco, Texas $2.08B AUM 16.31% 1-Year Est. Return
NCMU
NAYA Capital Management (UK) London, United Kingdom $2.08B AUM 63.16% 1-Year Est. Return
ICM
Irenic Capital Management New York $2.08B AUM 19.87% 1-Year Est. Return
CAM
Cidel Asset Management Toronto, Ontario, Ontario, Canada $2.08B AUM 24.89% 1-Year Est. Return
TFS
Thoroughbred Financial Services Brentwood, Tennessee $2.08B AUM 54.89% 1-Year Est. Return
OPAM
Ocean Park Asset Management Santa Monica, California $2.08B AUM 5.32% 1-Year Est. Return
WFMPM
Woodley Farra Manion Portfolio Management Indianapolis, Indiana $2.08B AUM 14.48% 1-Year Est. Return
OAM
Ostrum Asset Management Paris, France $2.08B AUM 40.17% 1-Year Est. Return

Kovack Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Kovack Advisors held 797 positions worth $1.04B, up 12% from $920M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Kovack Advisors deployed $44.4M of net new capital in Q4 2021, opening 90 new positions and adding to 315 existing holdings. Its largest new stake was State Street SPDR S&P Semiconductor ETF: 15,718 shares worth $3.82M.

By sector, the portfolio is most concentrated in Miscellaneous at 48% of assets, up from 46% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $26.5M trimmed.

  • Kovack Advisors's largest Q4 2021 buy was State Street SPDR S&P Semiconductor ETF: 15,718 shares worth $3.82M.
  • Kovack Advisors added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $54.3M increase.
  • Kovack Advisors's biggest Q4 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $26.5M.
  • Kovack Advisors fully exited Global X ClimateTech ETF in Q4 2021, selling an estimated $3.59M.
  • Kovack Advisors's ten largest holdings make up 26% of its $1.04B portfolio in Q4 2021.
  • Kovack Advisors opened 90 new positions and closed 88 in Q4 2021.
  • Kovack Advisors's portfolio value rose 12% quarter-over-quarter to $1.04B.

Based on Kovack Advisors's 13F filing for Q4 2021, filed 18 Jan 2022.