KA
Kovack Advisors Portfolio holdings
AUM
$2.08B
Turnover
20.76%
1-Year Est. Return
38.95%
This Fund
S&P 500
This Quarter
Est. Return
+9.37%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$1.04B
AUM Growth
+$115M
(+12%)
Cap. Flow
+$44.4M
Cap. Flow
% of AUM
4.29%
Top 10 Holdings %
Top 10 Hldgs %
25.87%
Holding
797
New
90
Increased
315
Reduced
262
Closed
88
Avg Time Held Equity + Options
2.2
years
Top 10 Avg Time Held Equity + Options
3.3
years
Top 20 Avg Time Held Equity + Options
2.5
years
Avg Time Held Equity only
2.2
years
Top 10 Avg Time Held Equity only
3.3
years
Top 20 Avg Time Held Equity only
2.5
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$54.3M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$7.25M |
| 3 |
iShares Core Dividend Growth ETF
DGRO
|
+$5.81M |
| 4 |
State Street SPDR S&P Semiconductor ETF
XSD
|
+$3.58M |
| 5 |
Schwab US Dividend Equity ETF
SCHD
|
+$3.56M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$26.5M |
| 2 |
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
|
+$3.76M |
| 3 |
Global X ClimateTech ETF
CTEC
|
+$3.59M |
| 4 |
State Street SPDR S&P Kensho Clean Power ETF
CNRG
|
+$3.59M |
| 5 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$2.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 47.94% |
| 2 | Technology | 20.13% |
| 3 | Consumer Discretionary | 7.78% |
| 4 | Financials | 5.01% |
| 5 | Healthcare | 4.82% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
626
Rithm Capital
RITM
$4.67B
| $214K | 0.02% |
+19,970
| New | +$223K |
2021 Q4
0 quarters
|
|
|
ZEN
627
DELISTED
ZENDESK INC
ZEN
| $214K | 0.02% |
2,055
-50
| -2% | -$5.36K |
2020 Q2
6 quarters
|
|
628
Gabelli Utility Trust
GUT
$520M
| $212K | 0.02% |
26,458
+1,676
| +7% | +$13.2K |
2021 Q2
2 quarters
|
|
629
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.29B
| $211K | 0.02% |
1,911
-1,516
| -44% | -$168K |
2021 Q2
2 quarters
|
|
630
Sturm, Ruger & Co
RGR
$693M
| $211K | 0.02% |
+3,100
| New | +$225K |
2021 Q4
0 quarters
|
|
631
Invesco Dorsey Wright Momentum ETF
PDP
$1.45B
| $210K | 0.02% |
+2,218
| New | +$210K |
2021 Q4
0 quarters
|
|
632
First Trust Energy AlphaDEX Fund
FXN
$384M
| $209K | 0.02% |
+17,561
| New | +$217K |
2021 Q4
0 quarters
|
|
633
VanEck Gold Miners ETF
GDX
$25B
| $209K | 0.02% |
+6,532
| New | +$209K |
2021 Q4
0 quarters
|
|
634
iShares Expanded Tech Sector ETF
IGM
$11.2B
| $209K | 0.02% |
+2,862
| New | +$206K |
2021 Q4
0 quarters
|
|
635
iShares Core S&P US Growth ETF
IUSG
$33.9B
| $209K | 0.02% |
+1,805
| New | +$201K |
2021 Q4
0 quarters
|
|
636
Nuveen Arizona Quality Municipal Income Fund
NAZ
$137M
| $208K | 0.02% |
13,008
| – | – |
2021 Q2
2 quarters
|
|
637
Vanguard FTSE Europe ETF
VGK
$29.3B
| $208K | 0.02% |
+3,054
| New | +$207K |
2021 Q4
0 quarters
|
|
638
Fifth Third Bancorp
FITB
$44.9B
| $207K | 0.02% |
+4,746
| New | +$208K |
2021 Q4
0 quarters
|
|
639
iShares MSCI USA ETF
MLRG
$1.3B
| $207K | 0.02% |
+3,124
| New | +$202K |
2021 Q4
0 quarters
|
|
640
iShares MSCI Emerging Markets ETF
EEM
$29.8B
| $206K | 0.02% |
4,226
-1,048
| -20% | -$52.7K |
2021 Q2
2 quarters
|
|
641
Barrick Mining
B
$63.7B
| $206K | 0.02% |
+10,864
| New | +$206K |
2021 Q4
0 quarters
|
|
642
Simplify Interest Rate Hedge ETF
PFIX
$224M
| $206K | 0.02% |
+5,500
| New | +$220K |
2021 Q4
0 quarters
|
|
643
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
| $206K | 0.02% |
1,156
-319
| -22% | -$62.9K |
2021 Q1
3 quarters
|
|
644
First Trust Nasdaq Transportation ETF
FTXR
$1.04B
| $205K | 0.02% |
5,930
-3,936
| -40% | -$133K |
2021 Q1
3 quarters
|
|
645
Independence Realty Trust
IRT
$3.47B
| $205K | 0.02% |
+7,929
| New | +$188K |
2021 Q4
0 quarters
|
|
646
Lucid Motors
LCID
$1.24B
| $205K | 0.02% |
+539
| New | +$203K |
2021 Q4
0 quarters
|
|
647
Invesco Dorsey Wright Technology Momentum ETF
PTF
$591M
| $205K | 0.02% |
+3,693
| New | +$206K |
2021 Q4
0 quarters
|
|
648
SLB Ltd
SLB
$72B
| $205K | 0.02% |
+6,831
| New | +$215K |
2021 Q4
0 quarters
|
|
649
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.55B
| $202K | 0.02% |
1,846
-117
| -6% | -$12.8K |
2021 Q2
2 quarters
|
|
650
iShares US Home Construction ETF
ITB
$2.31B
| $202K | 0.02% |
2,435
-3,378
| -58% | -$254K |
2020 Q4
4 quarters
|
|
Similar funds
TA
NCMU
ICM
CAM
TFS
OPAM
WFMPM
OAM
Kovack Advisors's Q4 2021 Portfolio in Review
As of Q4 2021, Kovack Advisors held 797 positions worth $1.04B, up 12% from $920M the previous quarter. Its ten largest holdings account for 26% of the portfolio.
Kovack Advisors deployed $44.4M of net new capital in Q4 2021, opening 90 new positions and adding to 315 existing holdings. Its largest new stake was State Street SPDR S&P Semiconductor ETF: 15,718 shares worth $3.82M.
By sector, the portfolio is most concentrated in Miscellaneous at 48% of assets, up from 46% a quarter earlier, followed by Technology and Consumer Discretionary.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $26.5M trimmed.
- Kovack Advisors's largest Q4 2021 buy was State Street SPDR S&P Semiconductor ETF: 15,718 shares worth $3.82M.
- Kovack Advisors added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $54.3M increase.
- Kovack Advisors's biggest Q4 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $26.5M.
- Kovack Advisors fully exited Global X ClimateTech ETF in Q4 2021, selling an estimated $3.59M.
- Kovack Advisors's ten largest holdings make up 26% of its $1.04B portfolio in Q4 2021.
- Kovack Advisors opened 90 new positions and closed 88 in Q4 2021.
- Kovack Advisors's portfolio value rose 12% quarter-over-quarter to $1.04B.
Based on Kovack Advisors's 13F filing for Q4 2021, filed 18 Jan 2022.