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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+0.13%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$920M
AUM Growth
+$41.6M
Cap. Flow
+$50.7M
Cap. Flow %
5.51%
Top 10 Hldgs %
21.24%
Holding
787
New
83
Increased
356
Reduced
204
Closed
80

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.06M
2
SH icon
ProShares Short S&P500
SH
+$2.16M
3
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$2.12M
4
AMZN icon
Amazon
AMZN
+$1.99M
5
AAPL icon
Apple
AAPL
+$1.54M

Top Sells

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$1.51M
2
ADTN icon
Adtran
ADTN
+$1.38M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.22M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.03M
5
VBR icon
Vanguard Morningstar Small-Cap Value ETF
VBR
+$1.01M

Sector Composition

Rank Sector Weight
1 Miscellaneous 46.29%
2 Technology 19.78%
3 Consumer Discretionary 8.37%
4 Financials 5.38%
5 Healthcare 5.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDLZ icon
626
Mondelez International
MDLZ
$79.7B
$211K 0.02%
+3,621
New +$225K
OTIS icon
627
Otis Worldwide
OTIS
$27.2B
$210K 0.02%
2,554
-196
-7% -$17.2K
GPI icon
628
Group 1 Automotive
GPI
$3.12B
$209K 0.02%
+1,113
New +$189K
VRSN icon
629
VeriSign
VRSN
$26.6B
$209K 0.02%
+1,018
New +$223K
IEF icon
630
iShares 7-10 Year Treasury Bond ETF
IEF
$43B
$208K 0.02%
1,802
+4
+0.2% +$468
KMI icon
631
Kinder Morgan
KMI
$70.2B
$207K 0.02%
+12,358
New +$210K
LBRDK
632
DELISTED
Liberty Broadband Class C
LBRDK
$207K 0.02%
+1,200
New +$216K
KRE icon
633
State Street SPDR S&P Regional Banking ETF
KRE
$4.04B
$205K 0.02%
+3,020
New +$194K
JGH icon
634
Nuveen Global High Income Fund
JGH
$349M
$204K 0.02%
12,700
-1,000
-7% -$16.1K
NAZ icon
635
Nuveen Arizona Quality Municipal Income Fund
NAZ
$158M
$204K 0.02%
13,008
– –
CSGP icon
636
CoStar Group
CSGP
$12.7B
$202K 0.02%
+2,348
New +$203K
MAR icon
637
Marriott International
MAR
$92.3B
$202K 0.02%
+1,365
New +$191K
CSX icon
638
CSX Corp
CSX
$95.5B
$200K 0.02%
+6,726
New +$215K
EL icon
639
Estee Lauder
EL
$38.4B
$200K 0.02%
+667
New +$218K
GUT
640
Gabelli Utility Trust
GUT
$576M
$190K 0.02%
24,782
+2,307
+10% +$18.1K
ZNGA
641
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$176K 0.02%
23,420
-9,040
-28% -$82.1K
ORC
642
Orchid Island Capital
ORC
$1.34B
$164K 0.02%
6,718
+1,192
+22% +$30K
PNNT
643
Pennant Park Investment Corp
PNNT
$244M
$164K 0.02%
25,300
+1,800
+8% +$11.8K
NSL
644
DELISTED
NUVEEN SENIOR INCM FD
NSL
$160K 0.02%
27,400
-2,000
-7% -$11.6K
PBI icon
645
Pitney Bowes
PBI
$2.37B
$153K 0.02%
21,272
– –
PBT
646
Permian Basin Royalty Trust
PBT
$1.57B
$148K 0.02%
25,750
– –
IGD
647
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$520M
$145K 0.02%
24,643
+2,500
+11% +$15.1K
ANF icon
648
CALL
Abercrombie & Fitch
ANF
$6.48B
$98K 0.01%
162
+145
+853% +$5.6K
NCMI icon
649
National CineMedia
NCMI
$235M
$83K 0.01%
2,324
– –
SAN icon
650
Banco Santander
SAN
$212B
$74K 0.01%
20,478
– –
24 25
26
27 28

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ICM
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CAM
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TFS
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OPAM
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WFMPM
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OAM
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Kovack Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Kovack Advisors held 787 positions worth $920M, up 4.7% from $879M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Kovack Advisors deployed $50.7M of net new capital in Q3 2021, opening 83 new positions and adding to 356 existing holdings. Its largest new stake was ProShares Short S&P500: 36,318 shares worth $2.21M.

By sector, the portfolio is most concentrated in Miscellaneous at 46% of assets, down from 48% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Idexx Laboratories, an estimated $1.51M trimmed.

  • Kovack Advisors's largest Q3 2021 buy was ProShares Short S&P500: 36,318 shares worth $2.21M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $8.06M increase.
  • Kovack Advisors's biggest Q3 2021 reduction was Idexx Laboratories, cutting an estimated $1.51M.
  • Kovack Advisors fully exited abrdn Physical Precious Metals Basket Shares ETF in Q3 2021, selling an estimated $839K.
  • Kovack Advisors's ten largest holdings make up 21% of its $920M portfolio in Q3 2021.
  • Kovack Advisors opened 83 new positions and closed 80 in Q3 2021.
  • Kovack Advisors's portfolio value rose 4.7% quarter-over-quarter to $920M.

Based on Kovack Advisors's 13F filing for Q3 2021, filed 3 Nov 2021.