We are live on ! Find out more
KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+4.79%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$769M
AUM Growth
+$74.7M
Cap. Flow
+$52M
Cap. Flow %
6.75%
Top 10 Hldgs %
20.76%
Holding
737
New
108
Increased
292
Reduced
197
Closed
94

Top Buys

Rank Stock Value
1
CNRG icon
State Street SPDR S&P Kensho Clean Power ETF
CNRG
+$5.59M
2
CTEC icon
Global X ClimateTech ETF
CTEC
+$5.56M
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$4.5M
4
BALL icon
Ball Corp
BALL
+$3.74M
5
VT icon
Vanguard Total World Stock ETF
VT
+$3.17M

Top Sells

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$9.61M
2
IHI icon
iShares US Medical Devices ETF
IHI
+$3.99M
3
RSPS icon
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
+$3.87M
4
CIM.PRC
Chimera Investment Corp 7.75% Series C Preferred Stock
CIM.PRC
+$3.13M
5
XLG icon
Invesco S&P 500 Top 50 ETF
XLG
+$2.51M

Sector Composition

Rank Sector Weight
1 Miscellaneous 47.77%
2 Technology 18.16%
3 Consumer Discretionary 8.41%
4 Financials 5.54%
5 Healthcare 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CIM.PRC
626
Chimera Investment Corp 7.75% Series C Preferred Stock
CIM.PRC
$240M
– –
-143,282
Closed -$3.13M
CIM.PRD
627
Chimera Investment Corp 8.00% Series D Preferred Stock
CIM.PRD
$197M
– –
-11,808
Closed -$262K
CORT icon
628
Corcept Therapeutics
CORT
$12.6B
– –
-7,900
Closed -$207K
D icon
629
CALL
Dominion Energy
D
$58.5B
– –
-6
Closed -$1K
D icon
630
PUT
Dominion Energy
D
$58.5B
– –
-6
Closed -$1K
DIS icon
631
PUT
Walt Disney
DIS
$184B
– –
-5
Closed -$1K
DNP icon
632
DNP Select Income Fund
DNP
$4.14B
– –
-11,479
Closed -$118K
DSL
633
DoubleLine Income Solutions Fund
DSL
$1.22B
– –
-11,345
Closed -$188K
EDF
634
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$166M
– –
-13,165
Closed -$106K
EDV icon
635
Vanguard World Funds Extended Duration ETF
EDV
$3.54B
– –
-1,910
Closed -$291K
EEMV icon
636
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.65B
– –
-3,315
Closed -$202K
EMR icon
637
CALL
Emerson Electric
EMR
$88B
– –
-4
Closed -$1K
EVT icon
638
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.17B
– –
-8,500
Closed -$201K
FDL icon
639
First Trust Morningstar Dividend Leaders Index Fund
FDL
$8.05B
– –
-7,123
Closed -$211K
FMY
640
First Trust Mortgage Income Fund
FMY
$49.3M
– –
-24,550
Closed -$342K
FXH icon
641
First Trust Health Care AlphaDEX Fund
FXH
$1.16B
– –
-2,948
Closed -$318K
GEL icon
642
Genesis Energy
GEL
$2B
– –
-12,699
Closed -$79K
GLO
643
Clough Global Opportunities Fund
GLO
$246M
– –
-10,000
Closed -$111K
GUT
644
Gabelli Utility Trust
GUT
$576M
– –
-14,315
Closed -$113K
HBAN icon
645
PUT
Huntington Bancshares
HBAN
$34.1B
– –
-48
Closed -$12K
HCA icon
646
HCA Healthcare
HCA
$90.8B
– –
-1,302
Closed -$214K
HRL icon
647
Hormel Foods
HRL
$11.7B
– –
-11,204
Closed -$522K
HYT icon
648
BlackRock Corporate High Yield Fund
HYT
$1.35B
– –
-12,060
Closed -$138K
ICSH icon
649
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.58B
– –
-6,430
Closed -$325K
IGM icon
650
iShares Expanded Tech Sector ETF
IGM
$10.8B
– –
-4,434
Closed -$259K
24 25
26
27 28

Similar funds

TA
Tectonic Advisors Frisco, Texas $2.08B AUM 16.31% 1-Year Est. Return
NCMU
NAYA Capital Management (UK) London, United Kingdom $2.08B AUM 63.16% 1-Year Est. Return
ICM
Irenic Capital Management New York $2.08B AUM 19.87% 1-Year Est. Return
CAM
Cidel Asset Management Toronto, Ontario, Ontario, Canada $2.08B AUM 24.89% 1-Year Est. Return
TFS
Thoroughbred Financial Services Brentwood, Tennessee $2.08B AUM 54.89% 1-Year Est. Return
OPAM
Ocean Park Asset Management Santa Monica, California $2.08B AUM 5.32% 1-Year Est. Return
WFMPM
Woodley Farra Manion Portfolio Management Indianapolis, Indiana $2.08B AUM 14.48% 1-Year Est. Return
OAM
Ostrum Asset Management Paris, France $2.08B AUM 40.17% 1-Year Est. Return

Kovack Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Kovack Advisors held 737 positions worth $769M, up 11% from $695M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Kovack Advisors deployed $52M of net new capital in Q1 2021, opening 108 new positions and adding to 292 existing holdings. Its largest new stake was State Street SPDR S&P Kensho Clean Power ETF: 44,639 shares worth $5.09M.

By sector, the portfolio is most concentrated in Miscellaneous at 48% of assets, up from 47% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was iShares Core Dividend Growth ETF, an estimated $9.61M trimmed.

  • Kovack Advisors's largest Q1 2021 buy was State Street SPDR S&P Kensho Clean Power ETF: 44,639 shares worth $5.09M.
  • Kovack Advisors added most to Schwab US Dividend Equity ETF in Q1 2021, an estimated $4.5M increase.
  • Kovack Advisors's biggest Q1 2021 reduction was iShares Core Dividend Growth ETF, cutting an estimated $9.61M.
  • Kovack Advisors fully exited Chimera Investment Corp 7.75% Series C Preferred Stock in Q1 2021, selling an estimated $3.13M.
  • Kovack Advisors's ten largest holdings make up 21% of its $769M portfolio in Q1 2021.
  • Kovack Advisors opened 108 new positions and closed 94 in Q1 2021.
  • Kovack Advisors's portfolio value rose 11% quarter-over-quarter to $769M.

Based on Kovack Advisors's 13F filing for Q1 2021, filed 4 May 2021.