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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+4.79%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$769M
AUM Growth
+$74.7M
Cap. Flow
+$52M
Cap. Flow %
6.75%
Top 10 Hldgs %
20.76%
Holding
737
New
108
Increased
292
Reduced
197
Closed
94
Avg Time Held Equity + Options
7.5 quarters
Top 10 Avg Time Held Equity + Options
10.8 quarters
Top 20 Avg Time Held Equity + Options
7.4 quarters
Avg Time Held Equity only
7.9 quarters
Top 10 Avg Time Held Equity only
10.8 quarters
Top 20 Avg Time Held Equity only
7.4 quarters

Top Buys

Rank Stock Value
1
CNRG icon
State Street SPDR S&P Kensho Clean Power ETF
CNRG
+$5.59M
2
CTEC icon
Global X ClimateTech ETF
CTEC
+$5.56M
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$4.5M
4
BALL icon
Ball Corp
BALL
+$3.74M
5
VT icon
Vanguard Total World Stock ETF
VT
+$3.17M

Top Sells

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$9.61M
2
IHI icon
iShares US Medical Devices ETF
IHI
+$3.99M
3
RSPS icon
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
+$3.87M
4
CIM.PRC icon
Chimera Investment Corp 7.75% Series C Preferred Stock
CIM.PRC
+$3.13M
5
XLG icon
Invesco S&P 500 Top 50 ETF
XLG
+$2.51M

Sector Composition

Rank Sector Weight
1 Miscellaneous 47.77%
2 Technology 18.16%
3 Consumer Discretionary 8.41%
4 Financials 5.54%
5 Healthcare 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
CIM.PRC icon
626
Chimera Investment Corp 7.75% Series C Preferred Stock
CIM.PRC
$217M
– –
-143,282
Closed -$3.13M –
CIM.PRD icon
627
Chimera Investment Corp 8.00% Series D Preferred Stock
CIM.PRD
$182M
– –
-11,808
Closed -$262K –
CORT icon
628
Corcept Therapeutics
CORT
$13.1B
– –
-7,900
Closed -$207K –
D icon
629
CALL
Dominion Energy
D
$54.8B
– –
-6
Closed -$1K –
D icon
630
PUT
Dominion Energy
D
$54.8B
– –
-6
Closed -$1K –
DIS icon
631
PUT
Walt Disney
DIS
$187B
– –
-5
Closed -$1K –
DNP icon
632
DNP Select Income Fund
DNP
$3.79B
– –
-11,479
Closed -$118K –
DSL icon
633
DoubleLine Income Solutions Fund
DSL
$1.13B
– –
-11,345
Closed -$188K –
EDF icon
634
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$155M
– –
-13,165
Closed -$106K –
EDV icon
635
Vanguard World Funds Extended Duration ETF
EDV
$3.59B
– –
-1,910
Closed -$291K –
EEMV icon
636
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.56B
– –
-3,315
Closed -$202K –
EMR icon
637
CALL
Emerson Electric
EMR
$91B
– –
-4
Closed -$1K –
EVT icon
638
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.1B
– –
-8,500
Closed -$201K –
FDL icon
639
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.74B
– –
-7,123
Closed -$211K –
FMY icon
640
First Trust Mortgage Income Fund
FMY
$46.6M
– –
-24,550
Closed -$342K –
FXH icon
641
First Trust Health Care AlphaDEX Fund
FXH
$1.14B
– –
-2,948
Closed -$318K –
GEL icon
642
Genesis Energy
GEL
$1.76B
– –
-12,699
Closed -$79K –
GLO icon
643
Clough Global Opportunities Fund
GLO
$235M
– –
-10,000
Closed -$111K –
GUT icon
644
Gabelli Utility Trust
GUT
$533M
– –
-14,315
Closed -$113K –
HBAN icon
645
PUT
Huntington Bancshares
HBAN
$31.1B
– –
-48
Closed -$12K –
HCA icon
646
HCA Healthcare
HCA
$99.2B
– –
-1,302
Closed -$214K –
HRL icon
647
Hormel Foods
HRL
$10.5B
– –
-11,204
Closed -$522K –
HYT icon
648
BlackRock Corporate High Yield Fund
HYT
$1.54B
– –
-12,060
Closed -$138K –
ICSH icon
649
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.87B
– –
-6,430
Closed -$325K –
IGM icon
650
iShares Expanded Tech Sector ETF
IGM
$11.6B
– –
-4,434
Closed -$259K –
24 25
26
27 28

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ICM
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OPAM
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WFMPM
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Kovack Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Kovack Advisors held 737 positions worth $769M, up 11% from $695M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Kovack Advisors deployed $52M of net new capital in Q1 2021, opening 108 new positions and adding to 292 existing holdings. Its largest new stake was State Street SPDR S&P Kensho Clean Power ETF: 44,639 shares worth $5.09M.

By sector, the portfolio is most concentrated in Miscellaneous at 48% of assets, up from 47% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was iShares Core Dividend Growth ETF, an estimated $9.61M trimmed.

  • Kovack Advisors's largest Q1 2021 buy was State Street SPDR S&P Kensho Clean Power ETF: 44,639 shares worth $5.09M.
  • Kovack Advisors added most to Schwab US Dividend Equity ETF in Q1 2021, an estimated $4.5M increase.
  • Kovack Advisors's biggest Q1 2021 reduction was iShares Core Dividend Growth ETF, cutting an estimated $9.61M.
  • Kovack Advisors fully exited Chimera Investment Corp 7.75% Series C Preferred Stock in Q1 2021, selling an estimated $3.13M.
  • Kovack Advisors's ten largest holdings make up 21% of its $769M portfolio in Q1 2021.
  • Kovack Advisors opened 108 new positions and closed 94 in Q1 2021.
  • Kovack Advisors's portfolio value rose 11% quarter-over-quarter to $769M.

Based on Kovack Advisors's 13F filing for Q1 2021, filed 4 May 2021.