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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
-2.56%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$717M
AUM Growth
-$63.5M
Cap. Flow
-$40.6M
Cap. Flow %
-5.66%
Top 10 Hldgs %
31.44%
Holding
623
New
43
Increased
208
Reduced
274
Closed
72

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.1M
2
FDVV icon
Fidelity High Dividend ETF
FDVV
+$3.38M
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$3.36M
4
WTV icon
WisdomTree US Value Fund
WTV
+$1.79M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.79M

Top Sells

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$9.56M
2
HEFA icon
iShares Currency Hedged MSCI EAFE ETF
HEFA
+$8.72M
3
AAOI icon
Applied Optoelectronics
AAOI
+$5.65M
4
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$5.54M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$3.36M

Sector Composition

Rank Sector Weight
1 Miscellaneous 44.01%
2 Technology 20.66%
3 Consumer Discretionary 6.86%
4 Financials 5.74%
5 Energy 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHW
601
Charles Schwab
SCHW
$185B
– –
-4,405
Closed -$250K
SCHX icon
602
Schwab US Large- Cap ETF
SCHX
$73.8B
– –
-12,324
Closed -$215K
SHW icon
603
Sherwin-Williams
SHW
$78.5B
– –
-1,818
Closed -$483K
SMSI icon
604
Smith Micro Software
SMSI
$16.2M
– –
-268
Closed -$11.9K
SPSM icon
605
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$16.2B
– –
-7,597
Closed -$295K
SPYD icon
606
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.5B
– –
-21,121
Closed -$783K
SYK icon
607
Stryker
SYK
$106B
– –
-662
Closed -$202K
TSCO icon
608
Tractor Supply
TSCO
$17.2B
– –
-4,820
Closed -$213K
UAUG icon
609
Innovator US Equity Ultra Buffer ETF August
UAUG
$240M
– –
-9,299
Closed -$268K
UHS icon
610
Universal Health Services
UHS
$10.3B
– –
-1,711
Closed -$270K
ULTA icon
611
Ulta Beauty
ULTA
$23.4B
– –
-588
Closed -$277K
VECO icon
612
Veeco
VECO
$2.74B
– –
-8,875
Closed -$228K
VOD icon
613
Vodafone
VOD
$40.3B
– –
-38,003
Closed -$359K
XAR icon
614
State Street SPDR S&P Aerospace & Defense ETF
XAR
$5.53B
– –
-1,722
Closed -$209K
ZTR
615
Virtus Total Return Fund
ZTR
$330M
– –
-13,654
Closed -$83K
MSPRW
616
DELISTED
MSP Recovery Inc Warrant
MSPRW
– –
-94,400
Closed -$378
XYZ
617
Block Inc
XYZ
$47.6B
– –
-4,030
Closed -$268K
TCN
618
DELISTED
Tricon Residential Inc.
TCN
– –
-10,200
Closed -$89.9K
CTG
619
DELISTED
Computer Task Group, Inc.
CTG
– –
-19,300
Closed -$147K
RTL
620
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
– –
-42,459
Closed -$287K
NSL
621
DELISTED
NUVEEN SENIOR INCM FD
NSL
– –
-10,000
Closed -$45.8K
JRO
622
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
– –
-28,718
Closed -$224K
21 22 23 24
25

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NCMU
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ICM
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CAM
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TFS
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OPAM
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WFMPM
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OAM
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Kovack Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Kovack Advisors held 623 positions worth $717M, down 8.1% from $780M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Kovack Advisors withdrew a net $40.6M in Q3 2023, closing 72 positions and reducing 274 holdings. Its most notable exit was First Trust Smith Opportunistic Fixed Income ETF, an estimated $2.6M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 44% of assets, down from 48% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Kovack Advisors opened a new position in Fidelity High Dividend ETF worth $3.24M.

  • Kovack Advisors's largest Q3 2023 buy was Fidelity High Dividend ETF: 83,839 shares worth $3.24M.
  • Kovack Advisors added most to iShares Core S&P 500 ETF in Q3 2023, an estimated $9.1M increase.
  • Kovack Advisors's biggest Q3 2023 reduction was iShares Core Dividend Growth ETF, cutting an estimated $9.56M.
  • Kovack Advisors fully exited First Trust Smith Opportunistic Fixed Income ETF in Q3 2023, selling an estimated $2.6M.
  • Kovack Advisors's ten largest holdings make up 31% of its $717M portfolio in Q3 2023.
  • Kovack Advisors opened 43 new positions and closed 72 in Q3 2023.
  • Kovack Advisors's portfolio value fell 8.1% quarter-over-quarter to $717M.

Based on Kovack Advisors's 13F filing for Q3 2023, filed 19 Oct 2023.