KA
Kovack Advisors Portfolio holdings
AUM
$2.08B
Turnover
20.76%
1-Year Est. Return
38.95%
This Fund
S&P 500
This Quarter
Est. Return
+0.13%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$920M
AUM Growth
+$41.6M
(+4.7%)
Cap. Flow
+$50.7M
Cap. Flow
% of AUM
5.51%
Top 10 Holdings %
Top 10 Hldgs %
21.24%
Holding
787
New
83
Increased
356
Reduced
204
Closed
80
Avg Time Held Equity + Options
2.1
years
Top 10 Avg Time Held Equity + Options
3.1
years
Top 20 Avg Time Held Equity + Options
2.3
years
Avg Time Held Equity only
2.1
years
Top 10 Avg Time Held Equity only
3.1
years
Top 20 Avg Time Held Equity only
2.3
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$8.06M |
| 2 |
ProShares Short S&P500
SH
|
+$2.16M |
| 3 |
FT Vest Fund of Buffer ETFs
BUFR
|
+$2.12M |
| 4 |
Amazon
AMZN
|
+$1.99M |
| 5 |
Apple
AAPL
|
+$1.54M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Idexx Laboratories
IDXX
|
+$1.51M |
| 2 |
Adtran
ADTN
|
+$1.38M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$1.22M |
| 4 |
Vanguard Morningstar Value ETF
VTV
|
+$1.03M |
| 5 |
Vanguard Morningstar Small-Cap Value ETF
VBR
|
+$1.01M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 46.29% |
| 2 | Technology | 19.78% |
| 3 | Consumer Discretionary | 8.37% |
| 4 | Financials | 5.38% |
| 5 | Healthcare | 5.28% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
601
iShares Global Financials ETF
IXG
$693M
| $229K | 0.02% |
2,914
-79
| -3% | -$6.19K |
2021 Q2
1 quarter
|
|
602
Vanguard Financials ETF
VFH
$12.9B
| $229K | 0.02% |
2,468
-80
| -3% | -$7.38K |
2021 Q2
1 quarter
|
|
603
DELISTED
Patterson Companies, Inc.
PDCO
| $229K | 0.02% |
+7,608
| New | +$231K |
2021 Q3
0 quarters
|
|
604
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$494M
| $228K | 0.02% |
7,566
| – | – |
2021 Q2
1 quarter
|
|
605
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$588M
| $227K | 0.02% |
+1,923
| New | +$232K |
2021 Q3
0 quarters
|
|
606
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.31B
| $227K | 0.02% |
+2,042
| New | +$233K |
2021 Q3
0 quarters
|
|
607
Truist Financial
TFC
$55.7B
| $226K | 0.02% |
3,859
+134
| +4% | +$7.49K |
2021 Q2
1 quarter
|
|
608
DELISTED
MANNING & NAPIER, INC.
MN
| $226K | 0.02% |
24,704
| – | – |
2015 Q3
24 quarters
|
|
609
State Street SPDR S&P Aerospace & Defense ETF
XAR
$5.34B
| $224K | 0.02% |
1,880
-67
| -3% | -$8.28K |
2018 Q3
12 quarters
|
|
610
Norfolk Southern
NSC
$72.7B
| $223K | 0.02% |
931
+1
| +0.1% | +$256 |
2019 Q4
7 quarters
|
|
611
Royal Caribbean
RCL
$73.4B
| $223K | 0.02% |
2,505
| – | – |
2020 Q3
4 quarters
|
|
|
HZNP
612
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
| $223K | 0.02% |
+2,040
| New | +$212K |
2021 Q3
0 quarters
|
|
613
DuPont de Nemours
DD
$17.4B
| $222K | 0.02% |
2,604
-488
| -16% | -$45.2K |
2019 Q4
7 quarters
|
|
614
Goldman Sachs BDC
GSBD
$973M
| $222K | 0.02% |
12,100
+200
| +2% | +$3.83K |
2019 Q2
9 quarters
|
|
615
Invesco S&P 500 High Beta ETF
SPHB
$938M
| $222K | 0.02% |
3,035
-374
| -11% | -$27.5K |
2020 Q3
4 quarters
|
|
616
First Trust Health Care AlphaDEX Fund
FXH
$1.14B
| $221K | 0.02% |
1,854
| – | – |
2021 Q2
1 quarter
|
|
617
Corteva
CTVA
$8.94B
| $220K | 0.02% |
5,238
-101
| -2% | -$4.37K |
2021 Q2
1 quarter
|
|
618
DoubleLine Income Solutions Fund
DSL
$1.1B
| $219K | 0.02% |
+12,330
| New | +$221K |
2021 Q3
0 quarters
|
|
619
Invesco KBW High Dividend Yield Financial ETF
KBWD
$344M
| $218K | 0.02% |
10,730
+600
| +6% | +$12.3K |
2021 Q2
1 quarter
|
|
620
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.55B
| $217K | 0.02% |
1,963
+132
| +7% | +$14.7K |
2021 Q2
1 quarter
|
|
621
Ingevity
NGVT
$2.41B
| $217K | 0.02% |
3,035
+314
| +12% | +$24.8K |
2021 Q1
2 quarters
|
|
622
Parker-Hannifin
PH
$121B
| $214K | 0.02% |
766
+44
| +6% | +$13.1K |
2021 Q1
2 quarters
|
|
623
Ventas
VTR
$43.2B
| $214K | 0.02% |
3,876
+3
| +0.1% | +$172 |
2020 Q4
3 quarters
|
|
624
American Water Works
AWK
$26.2B
| $213K | 0.02% |
+1,257
| New | +$220K |
2021 Q3
0 quarters
|
|
625
Unity
U
$18.2B
| $212K | 0.02% |
+1,681
| New | +$199K |
2021 Q3
0 quarters
|
|
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Kovack Advisors's Q3 2021 Portfolio in Review
As of Q3 2021, Kovack Advisors held 787 positions worth $920M, up 4.7% from $879M the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Kovack Advisors deployed $50.7M of net new capital in Q3 2021, opening 83 new positions and adding to 356 existing holdings. Its largest new stake was ProShares Short S&P500: 36,318 shares worth $2.21M.
By sector, the portfolio is most concentrated in Miscellaneous at 46% of assets, down from 48% a quarter earlier, followed by Technology and Consumer Discretionary.
On the sell side, the largest reduction was Idexx Laboratories, an estimated $1.51M trimmed.
- Kovack Advisors's largest Q3 2021 buy was ProShares Short S&P500: 36,318 shares worth $2.21M.
- Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $8.06M increase.
- Kovack Advisors's biggest Q3 2021 reduction was Idexx Laboratories, cutting an estimated $1.51M.
- Kovack Advisors fully exited abrdn Physical Precious Metals Basket Shares ETF in Q3 2021, selling an estimated $839K.
- Kovack Advisors's ten largest holdings make up 21% of its $920M portfolio in Q3 2021.
- Kovack Advisors opened 83 new positions and closed 80 in Q3 2021.
- Kovack Advisors's portfolio value rose 4.7% quarter-over-quarter to $920M.
Based on Kovack Advisors's 13F filing for Q3 2021, filed 3 Nov 2021.