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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+0.13%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$920M
AUM Growth
+$41.6M
Cap. Flow
+$50.7M
Cap. Flow %
5.51%
Top 10 Hldgs %
21.24%
Holding
787
New
83
Increased
356
Reduced
204
Closed
80

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.06M
2
SH icon
ProShares Short S&P500
SH
+$2.16M
3
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$2.12M
4
AMZN icon
Amazon
AMZN
+$1.99M
5
AAPL icon
Apple
AAPL
+$1.54M

Top Sells

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$1.51M
2
ADTN icon
Adtran
ADTN
+$1.38M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.22M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.03M
5
VBR icon
Vanguard Morningstar Small-Cap Value ETF
VBR
+$1.01M

Sector Composition

Rank Sector Weight
1 Miscellaneous 46.29%
2 Technology 19.78%
3 Consumer Discretionary 8.37%
4 Financials 5.38%
5 Healthcare 5.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IXG icon
601
iShares Global Financials ETF
IXG
$697M
$229K 0.02%
2,914
-79
-3% -$6.19K
VFH icon
602
Vanguard Financials ETF
VFH
$13.9B
$229K 0.02%
2,468
-80
-3% -$7.38K
PDCO
603
DELISTED
Patterson Companies, Inc.
PDCO
$229K 0.02%
+7,608
New +$231K
ETO
604
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$520M
$228K 0.02%
7,566
– –
FAD icon
605
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$595M
$227K 0.02%
+1,923
New +$232K
FTC icon
606
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.38B
$227K 0.02%
+2,042
New +$233K
TFC icon
607
Truist Financial
TFC
$61.4B
$226K 0.02%
3,859
+134
+4% +$7.49K
MN
608
DELISTED
MANNING & NAPIER, INC.
MN
$226K 0.02%
24,704
– –
XAR icon
609
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.06B
$224K 0.02%
1,880
-67
-3% -$8.28K
NSC icon
610
Norfolk Southern
NSC
$78.1B
$223K 0.02%
931
+1
+0.1% +$256
RCL icon
611
Royal Caribbean
RCL
$76.2B
$223K 0.02%
2,505
– –
HZNP
612
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$223K 0.02%
+2,040
New +$212K
DD icon
613
DuPont de Nemours
DD
$18.7B
$222K 0.02%
2,604
-488
-16% -$45.2K
GSBD icon
614
Goldman Sachs BDC
GSBD
$1.14B
$222K 0.02%
12,100
+200
+2% +$3.83K
SPHB icon
615
Invesco S&P 500 High Beta ETF
SPHB
$953M
$222K 0.02%
3,035
-374
-11% -$27.5K
FXH icon
616
First Trust Health Care AlphaDEX Fund
FXH
$1.16B
$221K 0.02%
1,854
– –
CTVA icon
617
Corteva
CTVA
$55B
$220K 0.02%
5,238
-101
-2% -$4.37K
DSL
618
DoubleLine Income Solutions Fund
DSL
$1.22B
$219K 0.02%
+12,330
New +$221K
KBWD icon
619
Invesco KBW High Dividend Yield Financial ETF
KBWD
$414M
$218K 0.02%
10,730
+600
+6% +$12.3K
BOND icon
620
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.59B
$217K 0.02%
1,963
+132
+7% +$14.7K
NGVT icon
621
Ingevity
NGVT
$2.4B
$217K 0.02%
3,035
+314
+12% +$24.8K
PH icon
622
Parker-Hannifin
PH
$127B
$214K 0.02%
766
+44
+6% +$13.1K
VTR icon
623
Ventas
VTR
$47.6B
$214K 0.02%
3,876
+3
+0.1% +$172
AWK icon
624
American Water Works
AWK
$27.2B
$213K 0.02%
+1,257
New +$220K
U icon
625
Unity
U
$19.1B
$212K 0.02%
+1,681
New +$199K
23 24
25
26 27

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ICM
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OPAM
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WFMPM
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Kovack Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Kovack Advisors held 787 positions worth $920M, up 4.7% from $879M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Kovack Advisors deployed $50.7M of net new capital in Q3 2021, opening 83 new positions and adding to 356 existing holdings. Its largest new stake was ProShares Short S&P500: 36,318 shares worth $2.21M.

By sector, the portfolio is most concentrated in Miscellaneous at 46% of assets, down from 48% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Idexx Laboratories, an estimated $1.51M trimmed.

  • Kovack Advisors's largest Q3 2021 buy was ProShares Short S&P500: 36,318 shares worth $2.21M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $8.06M increase.
  • Kovack Advisors's biggest Q3 2021 reduction was Idexx Laboratories, cutting an estimated $1.51M.
  • Kovack Advisors fully exited abrdn Physical Precious Metals Basket Shares ETF in Q3 2021, selling an estimated $839K.
  • Kovack Advisors's ten largest holdings make up 21% of its $920M portfolio in Q3 2021.
  • Kovack Advisors opened 83 new positions and closed 80 in Q3 2021.
  • Kovack Advisors's portfolio value rose 4.7% quarter-over-quarter to $920M.

Based on Kovack Advisors's 13F filing for Q3 2021, filed 3 Nov 2021.