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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+4.79%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$769M
AUM Growth
+$74.7M
Cap. Flow
+$52M
Cap. Flow %
6.75%
Top 10 Hldgs %
20.76%
Holding
737
New
108
Increased
292
Reduced
197
Closed
94

Top Buys

Rank Stock Value
1
CNRG icon
State Street SPDR S&P Kensho Clean Power ETF
CNRG
+$5.59M
2
CTEC icon
Global X ClimateTech ETF
CTEC
+$5.56M
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$4.5M
4
BALL icon
Ball Corp
BALL
+$3.74M
5
VT icon
Vanguard Total World Stock ETF
VT
+$3.17M

Top Sells

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$9.61M
2
IHI icon
iShares US Medical Devices ETF
IHI
+$3.99M
3
RSPS icon
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
+$3.87M
4
CIM.PRC
Chimera Investment Corp 7.75% Series C Preferred Stock
CIM.PRC
+$3.13M
5
XLG icon
Invesco S&P 500 Top 50 ETF
XLG
+$2.51M

Sector Composition

Rank Sector Weight
1 Miscellaneous 47.77%
2 Technology 18.16%
3 Consumer Discretionary 8.41%
4 Financials 5.54%
5 Healthcare 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LMND icon
601
PUT
Lemonade
LMND
$4.17B
$2K ﹤0.01%
+5
New +$646
PM icon
602
CALL
Philip Morris
PM
$297B
$2K ﹤0.01%
5
– –
STX icon
603
CALL
Seagate
STX
$192B
$2K ﹤0.01%
+2
New +$139
VZ icon
604
PUT
Verizon
VZ
$205B
$2K ﹤0.01%
+3
New +$169
DF
605
DELISTED
Dean Foods Company
DF
$2K ﹤0.01%
33,000
– –
BP icon
606
CALL
BP
BP
$109B
$1K ﹤0.01%
5
-6
-55% -$144
FCX icon
607
CALL
Freeport-McMoran
FCX
$113B
$1K ﹤0.01%
+2
New +$65
GIS icon
608
CALL
General Mills
GIS
$21.6B
$1K ﹤0.01%
9
-2
-18% -$115
HBAN icon
609
CALL
Huntington Bancshares
HBAN
$34.1B
$1K ﹤0.01%
+10
New +$150
JNJ icon
610
CALL
Johnson & Johnson
JNJ
$640B
$1K ﹤0.01%
1
– –
KO icon
611
CALL
Coca-Cola
KO
$383B
$1K ﹤0.01%
+15
New +$755
KO icon
612
PUT
Coca-Cola
KO
$383B
$1K ﹤0.01%
50
– –
NIO icon
613
PUT
NIO
NIO
$10.9B
$1K ﹤0.01%
+10
New +$510
PFE icon
614
CALL
Pfizer
PFE
$160B
$1K ﹤0.01%
9
-5
-36% -$178
QQQ icon
615
CALL
Invesco QQQ Trust
QQQ
$493B
$1K ﹤0.01%
+2
New +$640
VZ icon
616
CALL
Verizon
VZ
$205B
$1K ﹤0.01%
11
– –
ASYS icon
617
Amtech Systems
ASYS
$277M
– –
-10,900
Closed -$70K
BDX icon
618
Becton Dickinson
BDX
$51.2B
– –
-1,264
Closed -$309K
BKT icon
619
BlackRock Income Trust
BKT
$335M
– –
-4,546
Closed -$83K
BOND icon
620
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.59B
– –
-1,830
Closed -$207K
BPYPP
621
Brookfield Property Partners LP 6.50% Class A Cumulative Redeemable Perpetual Preferred Units
BPYPP
$120M
– –
-19,427
Closed -$455K
BRSP
622
BrightSpire Capital
BRSP
$605M
– –
-26,856
Closed -$201K
CAT icon
623
PUT
Caterpillar
CAT
$376B
– –
-10
Closed -$2K
CHD icon
624
Church & Dwight Co
CHD
$24.3B
– –
-5,993
Closed -$523K
CIM.PRB
625
Chimera Investment Corp 8.00% Series B Preferred Stock
CIM.PRB
$323M
– –
-10,437
Closed -$238K
23 24
25
26 27

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ICM
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TFS
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OPAM
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WFMPM
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OAM
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Kovack Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Kovack Advisors held 737 positions worth $769M, up 11% from $695M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Kovack Advisors deployed $52M of net new capital in Q1 2021, opening 108 new positions and adding to 292 existing holdings. Its largest new stake was State Street SPDR S&P Kensho Clean Power ETF: 44,639 shares worth $5.09M.

By sector, the portfolio is most concentrated in Miscellaneous at 48% of assets, up from 47% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was iShares Core Dividend Growth ETF, an estimated $9.61M trimmed.

  • Kovack Advisors's largest Q1 2021 buy was State Street SPDR S&P Kensho Clean Power ETF: 44,639 shares worth $5.09M.
  • Kovack Advisors added most to Schwab US Dividend Equity ETF in Q1 2021, an estimated $4.5M increase.
  • Kovack Advisors's biggest Q1 2021 reduction was iShares Core Dividend Growth ETF, cutting an estimated $9.61M.
  • Kovack Advisors fully exited Chimera Investment Corp 7.75% Series C Preferred Stock in Q1 2021, selling an estimated $3.13M.
  • Kovack Advisors's ten largest holdings make up 21% of its $769M portfolio in Q1 2021.
  • Kovack Advisors opened 108 new positions and closed 94 in Q1 2021.
  • Kovack Advisors's portfolio value rose 11% quarter-over-quarter to $769M.

Based on Kovack Advisors's 13F filing for Q1 2021, filed 4 May 2021.