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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+14.27%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+471.93%
AUM
$695M
AUM Growth
+$133M
Cap. Flow
+$65.2M
Cap. Flow %
9.38%
Top 10 Hldgs %
23.4%
Holding
683
New
144
Increased
251
Reduced
181
Closed
54

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.36M
2
ADTN icon
Adtran
ADTN
+$3.14M
3
CIM.PRC
Chimera Investment Corp 7.75% Series C Preferred Stock
CIM.PRC
+$3M
4
AAOI icon
Applied Optoelectronics
AAOI
+$2.42M
5
ARAY icon
Accuray
ARAY
+$2.11M

Top Sells

Rank Stock Value
1
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$6.92M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.1M
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.87M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$943K
5
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$897K

Sector Composition

Rank Sector Weight
1 Technology 18.54%
2 Consumer Discretionary 8.35%
3 Healthcare 5.49%
4 Financials 5.14%
5 Communication Services 4.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSCO icon
601
PUT
Cisco
CSCO
$443B
– –
-4
Closed -$1K
DSL
602
PUT
DoubleLine Income Solutions Fund
DSL
$1.22B
– –
-18,978
Closed -$304K
DVY icon
603
iShares Select Dividend ETF
DVY
$23.8B
– –
-4,229
Closed -$345K
ECC
604
Eagle Point Credit Company
ECC
$497M
– –
-11,124
Closed -$96K
ESRT icon
605
Empire State Realty Trust
ESRT
$1B
– –
-17,230
Closed -$105K
FCX icon
606
Freeport-McMoran
FCX
$86.2B
– –
-14,319
Closed -$224K
FNDF icon
607
Schwab Fundamental International Large Company Index ETF
FNDF
$24.4B
– –
-10,902
Closed -$268K
FSLY icon
608
Fastly Inc
FSLY
$3.24B
– –
-5,700
Closed -$534K
GAB icon
609
Gabelli Equity Trust
GAB
$1.73B
– –
-10,389
Closed -$52K
GEN icon
610
Gen Digital
GEN
$16.5B
– –
-10,138
Closed -$211K
GES
611
PUT
DELISTED
Guess Inc
GES
– –
-6
Closed -$5K
GGN
612
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$762M
– –
-24,175
Closed -$82K
GM icon
613
General Motors
GM
$80.9B
– –
-7,699
Closed -$228K
GSLC icon
614
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$14.8B
– –
-6,313
Closed -$430K
IBM icon
615
PUT
IBM
IBM
$213B
– –
-14
Closed -$29K
ITA icon
616
iShares US Aerospace & Defense ETF
ITA
$14B
– –
-2,780
Closed -$220K
JNJ icon
617
PUT
Johnson & Johnson
JNJ
$640B
– –
-1
Closed -$1K
KO icon
618
CALL
Coca-Cola
KO
$383B
– –
-15
Closed -$1K
MCD icon
619
PUT
McDonald's
MCD
$193B
– –
-1
Closed -$1K
META icon
620
CALL
Meta Platforms (Facebook)
META
$1.49T
– –
-2
Closed -$1K
MIN
621
Aberdeen Intermediate Income Fund
MIN
$275M
– –
-22,407
Closed -$84K
MMT
622
Aberdeen Multi-Market Income Fund
MMT
$237M
– –
-25,413
Closed -$143K
MOAT icon
623
VanEck Morningstar Wide Moat ETF
MOAT
$11.8B
– –
-126,733
Closed -$6.92M
NHS
624
Neuberger High Yield Strategies Fund Inc
NHS
$250M
– –
-2,500
Closed -$28K
ORC
625
Orchid Island Capital
ORC
$1.31B
– –
-2,126
Closed -$53K
22 23 24
25
26

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TP
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NSUP
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NSCM
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Kovack Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Kovack Advisors held 683 positions worth $695M, up 24% from $562M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Kovack Advisors deployed $65.2M of net new capital in Q4 2020, opening 144 new positions and adding to 251 existing holdings. Its largest new stake was Adtran: 247,300 shares worth $3.65M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $2.1M trimmed.

  • Kovack Advisors's largest Q4 2020 buy was Adtran: 247,300 shares worth $3.65M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2020, an estimated $5.36M increase.
  • Kovack Advisors's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $2.1M.
  • Kovack Advisors fully exited VanEck Morningstar Wide Moat ETF in Q4 2020, selling an estimated $6.92M.
  • Kovack Advisors's ten largest holdings make up 23% of its $695M portfolio in Q4 2020.
  • Kovack Advisors opened 144 new positions and closed 54 in Q4 2020.
  • Kovack Advisors's portfolio value rose 24% quarter-over-quarter to $695M.

Based on Kovack Advisors's 13F filing for Q4 2020, filed 14 Jan 2021.