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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
-2.56%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$717M
AUM Growth
-$63.5M
Cap. Flow
-$40.6M
Cap. Flow %
-5.66%
Top 10 Hldgs %
31.44%
Holding
623
New
43
Increased
208
Reduced
274
Closed
72

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.1M
2
FDVV icon
Fidelity High Dividend ETF
FDVV
+$3.38M
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$3.36M
4
WTV icon
WisdomTree US Value Fund
WTV
+$1.79M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.79M

Top Sells

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$9.56M
2
HEFA icon
iShares Currency Hedged MSCI EAFE ETF
HEFA
+$8.72M
3
AAOI icon
Applied Optoelectronics
AAOI
+$5.65M
4
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$5.54M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$3.36M

Sector Composition

Rank Sector Weight
1 Miscellaneous 44.01%
2 Technology 20.66%
3 Consumer Discretionary 6.86%
4 Financials 5.74%
5 Energy 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOF icon
576
Guggenheim Strategic Opportunities Fund
GOF
$2.05B
– –
-11,582
Closed -$184K
GOVT icon
577
iShares US Treasury Bond ETF
GOVT
$41.3B
– –
-30,424
Closed -$697K
GSBD icon
578
Goldman Sachs BDC
GSBD
$1.08B
– –
-10,000
Closed -$139K
HYTR icon
579
CP High Yield Trend ETF
HYTR
$293M
– –
-42,000
Closed -$884K
IAUM icon
580
iShares Gold Trust Micro
IAUM
$6.88B
– –
-14,642
Closed -$281K
IDXX icon
581
Idexx Laboratories
IDXX
$39.8B
– –
-1,484
Closed -$745K
IFF icon
582
International Flavors & Fragrances
IFF
$21.3B
– –
-4,620
Closed -$368K
IFRA icon
583
iShares US Infrastructure ETF
IFRA
$4.17B
– –
-6,865
Closed -$268K
IGIB icon
584
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
– –
-4,069
Closed -$206K
IVE icon
585
iShares S&P 500 Value ETF
IVE
$49.8B
– –
-1,282
Closed -$207K
IVW icon
586
iShares S&P 500 Growth ETF
IVW
$76.5B
– –
-11,985
Closed -$845K
IYE icon
587
iShares US Energy ETF
IYE
$1.9B
– –
-4,967
Closed -$213K
JQC icon
588
Nuveen Credit Strategies Income Fund
JQC
$696M
– –
-15,202
Closed -$76.8K
LUMN icon
589
Lumen
LUMN
$7.16B
– –
-10,722
Closed -$24.2K
AFGR
590
First Trust Active Factor Large Cap Growth ETF
AFGR
$92.4M
– –
-51,000
Closed -$1.1M
NXTG icon
591
First Trust Indxx NextG ETF
NXTG
$577M
– –
-4,073
Closed -$292K
O icon
592
Realty Income
O
$56.3B
– –
-3,697
Closed -$221K
PCF
593
High Income Securities Fund
PCF
$103M
– –
-14,687
Closed -$95.2K
PGR icon
594
Progressive
PGR
$126B
– –
-3,257
Closed -$431K
PPA icon
595
Invesco Aerospace & Defense ETF
PPA
$7.74B
– –
-2,417
Closed -$204K
PULS icon
596
PGIM Ultra Short Bond ETF
PULS
$18.8B
– –
-17,170
Closed -$848K
QCLN icon
597
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$564M
– –
-7,223
Closed -$370K
QDEC icon
598
FT Vest Growth-100 Buffer ETF December
QDEC
$703M
– –
-11,231
Closed -$251K
QQEW icon
599
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.81B
– –
-4,955
Closed -$530K
RWM icon
600
ProShares Short Russell2000
RWM
$135M
– –
-37,200
Closed -$849K
21 22 23
24
25

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OAM
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Kovack Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Kovack Advisors held 623 positions worth $717M, down 8.1% from $780M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Kovack Advisors withdrew a net $40.6M in Q3 2023, closing 72 positions and reducing 274 holdings. Its most notable exit was First Trust Smith Opportunistic Fixed Income ETF, an estimated $2.6M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 44% of assets, down from 48% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Kovack Advisors opened a new position in Fidelity High Dividend ETF worth $3.24M.

  • Kovack Advisors's largest Q3 2023 buy was Fidelity High Dividend ETF: 83,839 shares worth $3.24M.
  • Kovack Advisors added most to iShares Core S&P 500 ETF in Q3 2023, an estimated $9.1M increase.
  • Kovack Advisors's biggest Q3 2023 reduction was iShares Core Dividend Growth ETF, cutting an estimated $9.56M.
  • Kovack Advisors fully exited First Trust Smith Opportunistic Fixed Income ETF in Q3 2023, selling an estimated $2.6M.
  • Kovack Advisors's ten largest holdings make up 31% of its $717M portfolio in Q3 2023.
  • Kovack Advisors opened 43 new positions and closed 72 in Q3 2023.
  • Kovack Advisors's portfolio value fell 8.1% quarter-over-quarter to $717M.

Based on Kovack Advisors's 13F filing for Q3 2023, filed 19 Oct 2023.