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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+4.79%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$769M
AUM Growth
+$74.7M
Cap. Flow
+$52M
Cap. Flow %
6.75%
Top 10 Hldgs %
20.76%
Holding
737
New
108
Increased
292
Reduced
197
Closed
94

Top Buys

Rank Stock Value
1
CNRG icon
State Street SPDR S&P Kensho Clean Power ETF
CNRG
+$5.59M
2
CTEC icon
Global X ClimateTech ETF
CTEC
+$5.56M
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$4.5M
4
BALL icon
Ball Corp
BALL
+$3.74M
5
VT icon
Vanguard Total World Stock ETF
VT
+$3.17M

Top Sells

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$9.61M
2
IHI icon
iShares US Medical Devices ETF
IHI
+$3.99M
3
RSPS icon
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
+$3.87M
4
CIM.PRC
Chimera Investment Corp 7.75% Series C Preferred Stock
CIM.PRC
+$3.13M
5
XLG icon
Invesco S&P 500 Top 50 ETF
XLG
+$2.51M

Sector Composition

Rank Sector Weight
1 Miscellaneous 47.77%
2 Technology 18.16%
3 Consumer Discretionary 8.41%
4 Financials 5.54%
5 Healthcare 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNNT
576
Pennant Park Investment Corp
PNNT
$244M
$114K 0.01%
+20,200
New +$110K
KDMN
577
DELISTED
Kadmon Holdings, Inc.
KDMN
$109K 0.01%
28,000
+18,000
+180% +$82.4K
NCMI icon
578
National CineMedia
NCMI
$235M
$107K 0.01%
2,324
– –
PBT
579
Permian Basin Royalty Trust
PBT
$1.57B
$97K 0.01%
24,250
– –
ANF icon
580
CALL
Abercrombie & Fitch
ANF
$6.48B
$89K 0.01%
68
+3
+5% +$83
TLPH icon
581
Talphera
TLPH
$63.8M
$43K 0.01%
1,275
+25
+2% +$992
QRVO icon
582
CALL
Qorvo
QRVO
$8.49B
$24K ﹤0.01%
+5
New +$878
F icon
583
CALL
Ford
F
$55.6B
$15K ﹤0.01%
61
+22
+56% +$252
GES
584
CALL
DELISTED
Guess Inc
GES
$12K ﹤0.01%
18
– –
NCMI icon
585
CALL
National CineMedia
NCMI
$235M
$12K ﹤0.01%
+20
New +$883
DOW icon
586
CALL
Dow Inc
DOW
$21.9B
$11K ﹤0.01%
26
+9
+53% +$539
MAT icon
587
CALL
Mattel
MAT
$4.26B
$10K ﹤0.01%
52
+34
+189% +$657
BA icon
588
CALL
Boeing
BA
$166B
$9K ﹤0.01%
8
-1
-11% -$222
CCL icon
589
CALL
Carnival Corporation Ltd
CCL
$34.2B
$9K ﹤0.01%
+10
New +$236
CSCO icon
590
CALL
Cisco
CSCO
$442B
$8K ﹤0.01%
23
+8
+53% +$376
DBD
591
CALL
DELISTED
Diebold Nixdorf Incorporated
DBD
$8K ﹤0.01%
56
+46
+460% +$633
AAPL icon
592
PUT
Apple
AAPL
$4.59T
$7K ﹤0.01%
36
+15
+71% +$1.93K
AAL icon
593
CALL
American Airlines Group
AAL
$9.08B
$5K ﹤0.01%
+5
New +$96
CRM icon
594
PUT
Salesforce
CRM
$207B
$5K ﹤0.01%
3
– –
PBI icon
595
CALL
Pitney Bowes
PBI
$2.37B
$5K ﹤0.01%
+20
New +$171
GE icon
596
CALL
GE Aerospace
GE
$356B
$4K ﹤0.01%
+1
New +$61
MCD icon
597
CALL
McDonald's
MCD
$184B
$3K ﹤0.01%
1
– –
AAPL icon
598
CALL
Apple
AAPL
$4.59T
$2K ﹤0.01%
14
+1
+8% +$128
BA icon
599
PUT
Boeing
BA
$166B
$2K ﹤0.01%
3
– –
KR icon
600
CALL
Kroger
KR
$34.9B
$2K ﹤0.01%
20
– –
22 23
24
25 26

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TA
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NCMU
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ICM
Irenic Capital Management New York $2.08B AUM 19.87% 1-Year Est. Return
CAM
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TFS
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OPAM
Ocean Park Asset Management Santa Monica, California $2.08B AUM 5.32% 1-Year Est. Return
WFMPM
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OAM
Ostrum Asset Management Paris, France $2.08B AUM 40.17% 1-Year Est. Return

Kovack Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Kovack Advisors held 737 positions worth $769M, up 11% from $695M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Kovack Advisors deployed $52M of net new capital in Q1 2021, opening 108 new positions and adding to 292 existing holdings. Its largest new stake was State Street SPDR S&P Kensho Clean Power ETF: 44,639 shares worth $5.09M.

By sector, the portfolio is most concentrated in Miscellaneous at 48% of assets, up from 47% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was iShares Core Dividend Growth ETF, an estimated $9.61M trimmed.

  • Kovack Advisors's largest Q1 2021 buy was State Street SPDR S&P Kensho Clean Power ETF: 44,639 shares worth $5.09M.
  • Kovack Advisors added most to Schwab US Dividend Equity ETF in Q1 2021, an estimated $4.5M increase.
  • Kovack Advisors's biggest Q1 2021 reduction was iShares Core Dividend Growth ETF, cutting an estimated $9.61M.
  • Kovack Advisors fully exited Chimera Investment Corp 7.75% Series C Preferred Stock in Q1 2021, selling an estimated $3.13M.
  • Kovack Advisors's ten largest holdings make up 21% of its $769M portfolio in Q1 2021.
  • Kovack Advisors opened 108 new positions and closed 94 in Q1 2021.
  • Kovack Advisors's portfolio value rose 11% quarter-over-quarter to $769M.

Based on Kovack Advisors's 13F filing for Q1 2021, filed 4 May 2021.