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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+14.27%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+471.93%
AUM
$695M
AUM Growth
+$133M
Cap. Flow
+$65.2M
Cap. Flow %
9.38%
Top 10 Hldgs %
23.4%
Holding
683
New
144
Increased
251
Reduced
181
Closed
54

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.36M
2
ADTN icon
Adtran
ADTN
+$3.14M
3
CIM.PRC
Chimera Investment Corp 7.75% Series C Preferred Stock
CIM.PRC
+$3M
4
AAOI icon
Applied Optoelectronics
AAOI
+$2.42M
5
ARAY icon
Accuray
ARAY
+$2.11M

Top Sells

Rank Stock Value
1
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$6.92M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.1M
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.87M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$943K
5
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$897K

Sector Composition

Rank Sector Weight
1 Technology 18.54%
2 Consumer Discretionary 8.35%
3 Healthcare 5.49%
4 Financials 5.14%
5 Communication Services 4.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PG icon
576
PUT
Procter & Gamble
PG
$340B
$3K ﹤0.01%
2
– –
CAT icon
577
PUT
Caterpillar
CAT
$361B
$2K ﹤0.01%
10
– –
KO icon
578
PUT
Coca-Cola
KO
$383B
$2K ﹤0.01%
50
– –
PFE icon
579
CALL
Pfizer
PFE
$143B
$2K ﹤0.01%
14
+5
+56% +$183
DBD
580
CALL
DELISTED
Diebold Nixdorf Incorporated
DBD
$2K ﹤0.01%
+10
New +$91
AAPL icon
581
PUT
Apple
AAPL
$4.97T
$1K ﹤0.01%
21
-4
-16% -$481
D icon
582
CALL
Dominion Energy
D
$62.1B
$1K ﹤0.01%
6
-10
-63% -$794
D icon
583
PUT
Dominion Energy
D
$62.1B
$1K ﹤0.01%
6
– –
DIS icon
584
PUT
Walt Disney
DIS
$171B
$1K ﹤0.01%
+5
New +$718
EMR icon
585
CALL
Emerson Electric
EMR
$81.6B
$1K ﹤0.01%
+4
New +$297
GIS icon
586
CALL
General Mills
GIS
$20.2B
$1K ﹤0.01%
11
– –
JNJ icon
587
CALL
Johnson & Johnson
JNJ
$640B
$1K ﹤0.01%
1
– –
KR icon
588
CALL
Kroger
KR
$36.7B
$1K ﹤0.01%
+20
New +$648
PM icon
589
CALL
Philip Morris
PM
$309B
$1K ﹤0.01%
+5
New +$389
SLV icon
590
CALL
iShares Silver Trust
SLV
$27.7B
$1K ﹤0.01%
5
– –
VZ icon
591
CALL
Verizon
VZ
$197B
$1K ﹤0.01%
11
– –
DBD
592
PUT
DELISTED
Diebold Nixdorf Incorporated
DBD
$1K ﹤0.01%
+5
New +$45
DF
593
DELISTED
Dean Foods Company
DF
$1K ﹤0.01%
33,000
– –
AHCO icon
594
AdaptHealth
AHCO
$1.47B
– –
-4,700
Closed -$103K
APA icon
595
APA Corp
APA
$13B
– –
-11,990
Closed -$114K
BIT icon
596
BlackRock Multi-Sector Income Trust
BIT
$692M
– –
-13,363
Closed -$211K
BYND icon
597
Beyond Meat
BYND
$274M
– –
-1,313
Closed -$218K
CHGG icon
598
Chegg
CHGG
$116M
– –
-10,899
Closed -$779K
CLF icon
599
Cleveland-Cliffs
CLF
$6.49B
– –
-11,100
Closed -$71K
CLX icon
600
Clorox
CLX
$12B
– –
-2,495
Closed -$524K
22 23
24
25 26

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NSCM
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Kovack Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Kovack Advisors held 683 positions worth $695M, up 24% from $562M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Kovack Advisors deployed $65.2M of net new capital in Q4 2020, opening 144 new positions and adding to 251 existing holdings. Its largest new stake was Adtran: 247,300 shares worth $3.65M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $2.1M trimmed.

  • Kovack Advisors's largest Q4 2020 buy was Adtran: 247,300 shares worth $3.65M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2020, an estimated $5.36M increase.
  • Kovack Advisors's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $2.1M.
  • Kovack Advisors fully exited VanEck Morningstar Wide Moat ETF in Q4 2020, selling an estimated $6.92M.
  • Kovack Advisors's ten largest holdings make up 23% of its $695M portfolio in Q4 2020.
  • Kovack Advisors opened 144 new positions and closed 54 in Q4 2020.
  • Kovack Advisors's portfolio value rose 24% quarter-over-quarter to $695M.

Based on Kovack Advisors's 13F filing for Q4 2020, filed 14 Jan 2021.