We are live on ! Find out more
KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
-2.56%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$717M
AUM Growth
-$63.5M
Cap. Flow
-$40.6M
Cap. Flow %
-5.66%
Top 10 Hldgs %
31.44%
Holding
623
New
43
Increased
208
Reduced
274
Closed
72

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.1M
2
FDVV icon
Fidelity High Dividend ETF
FDVV
+$3.38M
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$3.36M
4
WTV icon
WisdomTree US Value Fund
WTV
+$1.79M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.79M

Top Sells

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$9.56M
2
HEFA icon
iShares Currency Hedged MSCI EAFE ETF
HEFA
+$8.72M
3
AAOI icon
Applied Optoelectronics
AAOI
+$5.65M
4
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$5.54M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$3.36M

Sector Composition

Rank Sector Weight
1 Miscellaneous 44.01%
2 Technology 20.66%
3 Consumer Discretionary 6.86%
4 Financials 5.74%
5 Energy 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEM icon
551
Agnico Eagle Mines
AEM
$101B
– –
-5,271
Closed -$263K
AIR icon
552
AAR Corp
AIR
$5.05B
– –
-3,500
Closed -$202K
AMT icon
553
American Tower
AMT
$82.9B
– –
-1,250
Closed -$242K
ANET icon
554
Arista Networks
ANET
$252B
– –
-5,172
Closed -$210K
AZN icon
555
AstraZeneca
AZN
$248B
– –
-1,497
Closed -$214K
CAG icon
556
Conagra Brands
CAG
$7.01B
– –
-10,056
Closed -$339K
CPB icon
557
Campbell Soup
CPB
$6.26B
– –
-4,614
Closed -$211K
CVRX icon
558
CVRx
CVRX
$76.7M
– –
-86,113
Closed -$1.33M
DAL icon
559
Delta Air Lines
DAL
$52.6B
– –
-4,306
Closed -$205K
DFS
560
DELISTED
Discover Financial Services
DFS
– –
-1,822
Closed -$213K
DTRE icon
561
First Trust Alerian Disruptive Technology Real Estate ETF
DTRE
$14.4M
– –
-5,592
Closed -$225K
DVY icon
562
iShares Select Dividend ETF
DVY
$23.6B
– –
-1,807
Closed -$205K
EFA icon
563
iShares MSCI EAFE ETF
EFA
$78.9B
– –
-2,787
Closed -$202K
ELV icon
564
Elevance Health
ELV
$90.8B
– –
-799
Closed -$355K
EUFN icon
565
iShares MSCI Europe Financials ETF
EUFN
$4.26B
– –
-25,000
Closed -$480K
EXAS
566
DELISTED
Exact Sciences
EXAS
– –
-2,434
Closed -$229K
FEP icon
567
First Trust Europe AlphaDEX Fund
FEP
$533M
– –
-13,799
Closed -$475K
FFTY icon
568
CapForce IBD 50 ETF
FFTY
$75.8M
– –
-20,635
Closed -$528K
FGD icon
569
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.64B
– –
-21,833
Closed -$468K
FIW icon
570
First Trust Water ETF
FIW
$1.76B
– –
-2,819
Closed -$250K
FIXD icon
571
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.16B
– –
-58,855
Closed -$2.6M
FTXG icon
572
First Trust Nasdaq Food & Beverage ETF
FTXG
$18M
– –
-10,223
Closed -$268K
FV icon
573
First Trust Dorsey Wright Focus 5 ETF
FV
$3.74B
– –
-10,026
Closed -$470K
FXH icon
574
First Trust Health Care AlphaDEX Fund
FXH
$1.12B
– –
-2,216
Closed -$240K
GM icon
575
General Motors
GM
$75.1B
– –
-13,368
Closed -$515K
21 22
23
24 25

Similar funds

TA
Tectonic Advisors Frisco, Texas $2.08B AUM 16.31% 1-Year Est. Return
NCMU
NAYA Capital Management (UK) London, United Kingdom $2.08B AUM 63.16% 1-Year Est. Return
ICM
Irenic Capital Management New York $2.08B AUM 19.87% 1-Year Est. Return
CAM
Cidel Asset Management Toronto, Ontario, Ontario, Canada $2.08B AUM 24.89% 1-Year Est. Return
TFS
Thoroughbred Financial Services Brentwood, Tennessee $2.08B AUM 54.89% 1-Year Est. Return
OPAM
Ocean Park Asset Management Santa Monica, California $2.08B AUM 5.32% 1-Year Est. Return
WFMPM
Woodley Farra Manion Portfolio Management Indianapolis, Indiana $2.08B AUM 14.48% 1-Year Est. Return
OAM
Ostrum Asset Management Paris, France $2.08B AUM 40.17% 1-Year Est. Return

Kovack Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Kovack Advisors held 623 positions worth $717M, down 8.1% from $780M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Kovack Advisors withdrew a net $40.6M in Q3 2023, closing 72 positions and reducing 274 holdings. Its most notable exit was First Trust Smith Opportunistic Fixed Income ETF, an estimated $2.6M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 44% of assets, down from 48% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Kovack Advisors opened a new position in Fidelity High Dividend ETF worth $3.24M.

  • Kovack Advisors's largest Q3 2023 buy was Fidelity High Dividend ETF: 83,839 shares worth $3.24M.
  • Kovack Advisors added most to iShares Core S&P 500 ETF in Q3 2023, an estimated $9.1M increase.
  • Kovack Advisors's biggest Q3 2023 reduction was iShares Core Dividend Growth ETF, cutting an estimated $9.56M.
  • Kovack Advisors fully exited First Trust Smith Opportunistic Fixed Income ETF in Q3 2023, selling an estimated $2.6M.
  • Kovack Advisors's ten largest holdings make up 31% of its $717M portfolio in Q3 2023.
  • Kovack Advisors opened 43 new positions and closed 72 in Q3 2023.
  • Kovack Advisors's portfolio value fell 8.1% quarter-over-quarter to $717M.

Based on Kovack Advisors's 13F filing for Q3 2023, filed 19 Oct 2023.