KA
Kovack Advisors Portfolio holdings
AUM
$2.08B
Turnover
20.76%
1-Year Est. Return
38.95%
This Fund
S&P 500
This Quarter
Est. Return
+0.13%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$920M
AUM Growth
+$41.6M
(+4.7%)
Cap. Flow
+$50.7M
Cap. Flow
% of AUM
5.51%
Top 10 Holdings %
Top 10 Hldgs %
21.24%
Holding
787
New
83
Increased
356
Reduced
204
Closed
80
Avg Time Held Equity + Options
2.1
years
Top 10 Avg Time Held Equity + Options
3.1
years
Top 20 Avg Time Held Equity + Options
2.3
years
Avg Time Held Equity only
2.1
years
Top 10 Avg Time Held Equity only
3.1
years
Top 20 Avg Time Held Equity only
2.3
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$8.06M |
| 2 |
ProShares Short S&P500
SH
|
+$2.16M |
| 3 |
FT Vest Fund of Buffer ETFs
BUFR
|
+$2.12M |
| 4 |
Amazon
AMZN
|
+$1.99M |
| 5 |
Apple
AAPL
|
+$1.54M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Idexx Laboratories
IDXX
|
+$1.51M |
| 2 |
Adtran
ADTN
|
+$1.38M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$1.22M |
| 4 |
Vanguard Morningstar Value ETF
VTV
|
+$1.03M |
| 5 |
Vanguard Morningstar Small-Cap Value ETF
VBR
|
+$1.01M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 46.29% |
| 2 | Technology | 19.78% |
| 3 | Consumer Discretionary | 8.37% |
| 4 | Financials | 5.38% |
| 5 | Healthcare | 5.28% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
551
Iron Mountain
IRM
$33B
| $270K | 0.03% |
6,218
-4,222
| -40% | -$190K |
2020 Q3
4 quarters
|
|
552
Innovator US Equity Ultra Buffer ETF October
UOCT
$197M
| $270K | 0.03% |
9,712
| – | – |
2019 Q2
9 quarters
|
|
553
Helmerich & Payne
HP
$3.86B
| $268K | 0.03% |
9,776
-122
| -1% | -$3.41K |
2017 Q3
16 quarters
|
|
554
TriplePoint Venture Growth BDC
TPVG
$180M
| $268K | 0.03% |
16,950
+1,250
| +8% | +$19.6K |
2021 Q2
1 quarter
|
|
555
DNP Select Income Fund
DNP
$3.73B
| $267K | 0.03% |
25,010
+2,238
| +10% | +$24K |
2021 Q2
1 quarter
|
|
556
RH
RH
$2.1B
| $267K | 0.03% |
400
-5
| -1% | -$3.44K |
2021 Q1
2 quarters
|
|
557
iShares MSCI Global Gold Miners ETF
RING
$2.19B
| $267K | 0.03% |
10,842
-4,640
| -30% | -$125K |
2020 Q1
6 quarters
|
|
558
iShares MSCI Emerging Markets ETF
EEM
$29.8B
| $266K | 0.03% |
5,274
-58
| -1% | -$3.02K |
2021 Q2
1 quarter
|
|
559
Western Midstream Partners
WES
$18.5B
| $265K | 0.03% |
12,650
| – | – |
2019 Q4
7 quarters
|
|
560
Celanese
CE
$5.03B
| $263K | 0.03% |
+1,749
| New | +$269K |
2021 Q3
0 quarters
|
|
561
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.2B
| $261K | 0.03% |
1,959
-390
| -17% | -$52.7K |
2018 Q2
13 quarters
|
|
|
KDMN
562
DELISTED
Kadmon Holdings, Inc.
KDMN
| $261K | 0.03% |
30,000
+3,000
| +11% | +$17.1K |
2020 Q4
3 quarters
|
|
563
BlackBerry
BB
$4.83B
| $260K | 0.03% |
26,720
+10,250
| +62% | +$107K |
2021 Q2
1 quarter
|
|
564
Cohen & Steers Total Return Realty Fund
RFI
$276M
| $260K | 0.03% |
16,000
| – | – |
2020 Q1
6 quarters
|
|
565
Entergy
ETR
$49.9B
| $259K | 0.03% |
5,216
+28
| +0.5% | +$1.5K |
2021 Q1
2 quarters
|
|
566
DELISTED
Guess Inc
GES
| $259K | 0.03% |
12,330
| – | – |
2015 Q1
26 quarters
|
|
567
KKR & Co
KKR
$76.8B
| $256K | 0.03% |
4,209
+7
| +0.2% | +$440 |
2021 Q1
2 quarters
|
|
568
LKQ Corp
LKQ
$5.52B
| $256K | 0.03% |
+5,082
| New | +$259K |
2021 Q3
0 quarters
|
|
569
State Street DoubleLine Total Return Tactical ETF
TOTL
$3.65B
| $255K | 0.03% |
5,271
-776
| -13% | -$37.6K |
2019 Q1
10 quarters
|
|
570
Bank of New York Mellon
BNY
$93.4B
| $254K | 0.03% |
4,904
-210
| -4% | -$10.9K |
2021 Q1
2 quarters
|
|
571
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.32B
| $253K | 0.03% |
3,356
-534
| -14% | -$41.5K |
2020 Q1
6 quarters
|
|
572
Vail Resorts
MTN
$5.33B
| $253K | 0.03% |
757
| – | – |
2021 Q1
2 quarters
|
|
573
DELISTED
Exact Sciences
EXAS
| $252K | 0.03% |
2,635
| – | – |
2020 Q2
5 quarters
|
|
574
Smith Micro Software
SMSI
$13.2M
| $252K | 0.03% |
1,304
+20
| +2% | +$4.04K |
2020 Q4
3 quarters
|
|
575
First Trust Europe AlphaDEX Fund
FEP
$491M
| $251K | 0.03% |
+6,000
| New | +$262K |
2021 Q3
0 quarters
|
|
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Kovack Advisors's Q3 2021 Portfolio in Review
As of Q3 2021, Kovack Advisors held 787 positions worth $920M, up 4.7% from $879M the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Kovack Advisors deployed $50.7M of net new capital in Q3 2021, opening 83 new positions and adding to 356 existing holdings. Its largest new stake was ProShares Short S&P500: 36,318 shares worth $2.21M.
By sector, the portfolio is most concentrated in Miscellaneous at 46% of assets, down from 48% a quarter earlier, followed by Technology and Consumer Discretionary.
On the sell side, the largest reduction was Idexx Laboratories, an estimated $1.51M trimmed.
- Kovack Advisors's largest Q3 2021 buy was ProShares Short S&P500: 36,318 shares worth $2.21M.
- Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $8.06M increase.
- Kovack Advisors's biggest Q3 2021 reduction was Idexx Laboratories, cutting an estimated $1.51M.
- Kovack Advisors fully exited abrdn Physical Precious Metals Basket Shares ETF in Q3 2021, selling an estimated $839K.
- Kovack Advisors's ten largest holdings make up 21% of its $920M portfolio in Q3 2021.
- Kovack Advisors opened 83 new positions and closed 80 in Q3 2021.
- Kovack Advisors's portfolio value rose 4.7% quarter-over-quarter to $920M.
Based on Kovack Advisors's 13F filing for Q3 2021, filed 3 Nov 2021.