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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+0.13%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$920M
AUM Growth
+$41.6M
Cap. Flow
+$50.7M
Cap. Flow %
5.51%
Top 10 Hldgs %
21.24%
Holding
787
New
83
Increased
356
Reduced
204
Closed
80

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.06M
2
SH icon
ProShares Short S&P500
SH
+$2.16M
3
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$2.12M
4
AMZN icon
Amazon
AMZN
+$1.99M
5
AAPL icon
Apple
AAPL
+$1.54M

Top Sells

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$1.51M
2
ADTN icon
Adtran
ADTN
+$1.38M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.22M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.03M
5
VBR icon
Vanguard Morningstar Small-Cap Value ETF
VBR
+$1.01M

Sector Composition

Rank Sector Weight
1 Miscellaneous 46.29%
2 Technology 19.78%
3 Consumer Discretionary 8.37%
4 Financials 5.38%
5 Healthcare 5.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IRM icon
551
Iron Mountain
IRM
$36.5B
$270K 0.03%
6,218
-4,222
-40% -$190K
UOCT icon
552
Innovator US Equity Ultra Buffer ETF October
UOCT
$182M
$270K 0.03%
9,712
– –
HP icon
553
Helmerich & Payne
HP
$4.24B
$268K 0.03%
9,776
-122
-1% -$3.41K
TPVG icon
554
TriplePoint Venture Growth BDC
TPVG
$217M
$268K 0.03%
16,950
+1,250
+8% +$19.6K
DNP icon
555
DNP Select Income Fund
DNP
$4.14B
$267K 0.03%
25,010
+2,238
+10% +$24K
RH icon
556
RH
RH
$2.74B
$267K 0.03%
400
-5
-1% -$3.44K
RING icon
557
iShares MSCI Global Gold Miners ETF
RING
$2.59B
$267K 0.03%
10,842
-4,640
-30% -$125K
EEM icon
558
iShares MSCI Emerging Markets ETF
EEM
$31.4B
$266K 0.03%
5,274
-58
-1% -$3.02K
WES icon
559
Western Midstream Partners
WES
$19.8B
$265K 0.03%
12,650
– –
CE icon
560
Celanese
CE
$4.92B
$263K 0.03%
+1,749
New +$269K
LQD icon
561
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$261K 0.03%
1,959
-390
-17% -$52.7K
KDMN
562
DELISTED
Kadmon Holdings, Inc.
KDMN
$261K 0.03%
30,000
+3,000
+11% +$17.1K
BB icon
563
BlackBerry
BB
$5.07B
$260K 0.03%
26,720
+10,250
+62% +$107K
RFI
564
Cohen & Steers Total Return Realty Fund
RFI
$304M
$260K 0.03%
16,000
– –
ETR icon
565
Entergy
ETR
$49.7B
$259K 0.03%
5,216
+28
+0.5% +$1.5K
GES
566
DELISTED
Guess Inc
GES
$259K 0.03%
12,330
– –
KKR icon
567
KKR & Co
KKR
$98.1B
$256K 0.03%
4,209
+7
+0.2% +$440
LKQ icon
568
LKQ Corp
LKQ
$6.42B
$256K 0.03%
+5,082
New +$259K
TOTL icon
569
State Street DoubleLine Total Return Tactical ETF
TOTL
$4B
$255K 0.03%
5,271
-776
-13% -$37.6K
BNY
570
Bank of New York Mellon
BNY
$110B
$254K 0.03%
4,904
-210
-4% -$10.9K
EFAV icon
571
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.5B
$253K 0.03%
3,356
-534
-14% -$41.5K
MTN icon
572
Vail Resorts
MTN
$5.15B
$253K 0.03%
757
– –
EXAS
573
DELISTED
Exact Sciences
EXAS
$252K 0.03%
2,635
– –
SMSI icon
574
Smith Micro Software
SMSI
$16.5M
$252K 0.03%
1,304
+20
+2% +$4.04K
FEP icon
575
First Trust Europe AlphaDEX Fund
FEP
$542M
$251K 0.03%
+6,000
New +$262K
21 22
23
24 25

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ICM
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CAM
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TFS
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OPAM
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WFMPM
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OAM
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Kovack Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Kovack Advisors held 787 positions worth $920M, up 4.7% from $879M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Kovack Advisors deployed $50.7M of net new capital in Q3 2021, opening 83 new positions and adding to 356 existing holdings. Its largest new stake was ProShares Short S&P500: 36,318 shares worth $2.21M.

By sector, the portfolio is most concentrated in Miscellaneous at 46% of assets, down from 48% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Idexx Laboratories, an estimated $1.51M trimmed.

  • Kovack Advisors's largest Q3 2021 buy was ProShares Short S&P500: 36,318 shares worth $2.21M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $8.06M increase.
  • Kovack Advisors's biggest Q3 2021 reduction was Idexx Laboratories, cutting an estimated $1.51M.
  • Kovack Advisors fully exited abrdn Physical Precious Metals Basket Shares ETF in Q3 2021, selling an estimated $839K.
  • Kovack Advisors's ten largest holdings make up 21% of its $920M portfolio in Q3 2021.
  • Kovack Advisors opened 83 new positions and closed 80 in Q3 2021.
  • Kovack Advisors's portfolio value rose 4.7% quarter-over-quarter to $920M.

Based on Kovack Advisors's 13F filing for Q3 2021, filed 3 Nov 2021.