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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+14.27%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+471.93%
AUM
$695M
AUM Growth
+$133M
Cap. Flow
+$65.2M
Cap. Flow %
9.38%
Top 10 Hldgs %
23.4%
Holding
683
New
144
Increased
251
Reduced
181
Closed
54

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.36M
2
ADTN icon
Adtran
ADTN
+$3.14M
3
CIM.PRC
Chimera Investment Corp 7.75% Series C Preferred Stock
CIM.PRC
+$3M
4
AAOI icon
Applied Optoelectronics
AAOI
+$2.42M
5
ARAY icon
Accuray
ARAY
+$2.11M

Top Sells

Rank Stock Value
1
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$6.92M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.1M
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.87M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$943K
5
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$897K

Sector Composition

Rank Sector Weight
1 Technology 18.54%
2 Consumer Discretionary 8.35%
3 Healthcare 5.49%
4 Financials 5.14%
5 Communication Services 4.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JAKK icon
551
Jakks Pacific
JAKK
$303M
$56K 0.01%
+11,310
New +$53.5K
OPK icon
552
Opko Health
OPK
$1.02B
$52K 0.01%
13,051
-3,000
-19% -$12.5K
SAN icon
553
Banco Santander
SAN
$191B
$45K 0.01%
14,622
-506
-3% -$1.28K
KDMN
554
DELISTED
Kadmon Holdings, Inc.
KDMN
$42K 0.01%
+10,000
New +$39.5K
SJT
555
San Juan Basin Royalty Trust
SJT
$119M
$40K 0.01%
15,000
– –
FNM
556
DELISTED
FANNIE MAE
FNM
$39K 0.01%
16,300
-5,000
-23% -$12K
ANF icon
557
CALL
Abercrombie & Fitch
ANF
$4.55B
$31K ﹤0.01%
65
+46
+242% +$843
TLPH icon
558
Talphera
TLPH
$68M
$31K ﹤0.01%
1,250
+250
+25% +$7.64K
SANW
559
DELISTED
S&W Seed Co
SANW
$29K ﹤0.01%
+526
New +$25.2K
NEE icon
560
CALL
NextEra Energy
NEE
$185B
$27K ﹤0.01%
20
– –
RCMT icon
561
RCM Technologies
RCMT
$202M
$21K ﹤0.01%
10,339
-2,000
-16% -$3.07K
UDF
562
DELISTED
UNITED DEV FDG IV COM SHS OF BENE INT (TX)
UDF
$21K ﹤0.01%
14,787
+3,025
+26% +$4.3K
AAPL icon
563
CALL
Apple
AAPL
$4.97T
$20K ﹤0.01%
13
– –
BMY.RT
564
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$14K ﹤0.01%
19,822
+165
+0.8% +$351
GES
565
CALL
DELISTED
Guess Inc
GES
$13K ﹤0.01%
18
+5
+38% +$79
HBAN icon
566
PUT
Huntington Bancshares
HBAN
$34B
$12K ﹤0.01%
48
+11
+30% +$125
BA icon
567
CALL
Boeing
BA
$169B
$7K ﹤0.01%
9
+1
+13% +$192
DOW icon
568
CALL
Dow Inc
DOW
$22B
$7K ﹤0.01%
+17
New +$878
BA icon
569
PUT
Boeing
BA
$169B
$6K ﹤0.01%
+3
New +$577
CSCO icon
570
CALL
Cisco
CSCO
$443B
$5K ﹤0.01%
15
+2
+15% +$82
F icon
571
CALL
Ford
F
$60.9B
$5K ﹤0.01%
+39
New +$327
MAT icon
572
CALL
Mattel
MAT
$4.47B
$4K ﹤0.01%
+18
New +$265
BP icon
573
CALL
BP
BP
$112B
$3K ﹤0.01%
+11
New +$207
CRM icon
574
PUT
Salesforce
CRM
$154B
$3K ﹤0.01%
+3
New +$730
MCD icon
575
CALL
McDonald's
MCD
$193B
$3K ﹤0.01%
1
– –
21 22
23
24 25

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NSUP
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NSCM
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Kovack Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Kovack Advisors held 683 positions worth $695M, up 24% from $562M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Kovack Advisors deployed $65.2M of net new capital in Q4 2020, opening 144 new positions and adding to 251 existing holdings. Its largest new stake was Adtran: 247,300 shares worth $3.65M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $2.1M trimmed.

  • Kovack Advisors's largest Q4 2020 buy was Adtran: 247,300 shares worth $3.65M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2020, an estimated $5.36M increase.
  • Kovack Advisors's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $2.1M.
  • Kovack Advisors fully exited VanEck Morningstar Wide Moat ETF in Q4 2020, selling an estimated $6.92M.
  • Kovack Advisors's ten largest holdings make up 23% of its $695M portfolio in Q4 2020.
  • Kovack Advisors opened 144 new positions and closed 54 in Q4 2020.
  • Kovack Advisors's portfolio value rose 24% quarter-over-quarter to $695M.

Based on Kovack Advisors's 13F filing for Q4 2020, filed 14 Jan 2021.