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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+7.18%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+471.93%
AUM
$559M
AUM Growth
+$72M
Cap. Flow
+$37.9M
Cap. Flow %
6.78%
Top 10 Hldgs %
23.85%
Holding
589
New
78
Increased
226
Reduced
162
Closed
109

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.82M
2
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$4.52M
3
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.95M
4
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$2.61M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$2.57M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$5.32M
2
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$3.09M
3
CELG
Celgene Corp
CELG
+$1.69M
4
AAPL icon
Apple
AAPL
+$1.51M
5
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$1.3M

Sector Composition

Rank Sector Weight
1 Technology 11.21%
2 Consumer Discretionary 6.39%
3 Financials 5.7%
4 Healthcare 4.64%
5 Communication Services 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USA icon
551
Liberty All-Star Equity Fund
USA
$1.78B
– –
-11,560
Closed -$74K
VEEV icon
552
Veeva Systems
VEEV
$33.8B
– –
-1,878
Closed -$287K
VLO icon
553
CALL
Valero Energy
VLO
$89.5B
– –
-4
Closed -$1K
VVR icon
554
Invesco Senior Income Trust
VVR
$456M
– –
-18,536
Closed -$78K
XLB icon
555
State Street Materials Select Sector SPDR ETF
XLB
$8.72B
– –
-7,146
Closed -$208K
XLK icon
556
CALL
State Street Technology Select Sector SPDR ETF
XLK
$109B
– –
-2
Closed -$1K
XLY icon
557
CALL
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.7B
– –
-2
Closed -$1K
DMTK
558
DELISTED
DermTech, Inc. Common Stock
DMTK
– –
-13,000
Closed -$73K
TRVN
559
DELISTED
Trevena, Inc.
TRVN
– –
-16
Closed -$10K
NS
560
DELISTED
NuStar Energy L.P.
NS
– –
-9,940
Closed -$282K
BRG
561
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
– –
-14,489
Closed -$171K
ZNGA
562
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
– –
-12,210
Closed -$71K
RDS.A
563
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-11,213
Closed -$660K
RDS.B
564
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
– –
-9,923
Closed -$594K
BSCL
565
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
– –
-17,707
Closed -$376K
VER
566
DELISTED
VEREIT, Inc.
VER
– –
-4,015
Closed -$196K
TSLF
567
DELISTED
THL CREDIT SENIOR LOAN FUND
TSLF
– –
-10,026
Closed -$151K
MDR
568
DELISTED
McDermott International
MDR
– –
-13,420
Closed -$27K
BSJJ
569
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
– –
-20,311
Closed -$486K
DF
570
DELISTED
Dean Foods Company
DF
– –
-36,800
Closed -$43K
RAI
571
DELISTED
Reynolds American Inc
RAI
– –
-3,613
Closed -$236K
FRX
572
DELISTED
FOREST LABORATORIES INC
FRX
– –
-2,522
Closed -$250K
FNM
573
DELISTED
FANNIE MAE
FNM
– –
-23,390
Closed -$89K
MBT
574
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
– –
-29,825
Closed -$242K
CELG
575
DELISTED
Celgene Corp
CELG
– –
-17,030
Closed -$1.69M
20 21 22
23
24

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NSCM
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Kovack Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Kovack Advisors held 589 positions worth $559M, up 15% from $487M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Kovack Advisors deployed $37.9M of net new capital in Q4 2019, opening 78 new positions and adding to 226 existing holdings. Its largest new stake was First Trust Senior Loan Fund ETF: 95,306 shares worth $4.57M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $5.32M trimmed.

  • Kovack Advisors's largest Q4 2019 buy was First Trust Senior Loan Fund ETF: 95,306 shares worth $4.57M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2019, an estimated $6.82M increase.
  • Kovack Advisors's biggest Q4 2019 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $5.32M.
  • Kovack Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $1.69M.
  • Kovack Advisors's ten largest holdings make up 24% of its $559M portfolio in Q4 2019.
  • Kovack Advisors opened 78 new positions and closed 109 in Q4 2019.
  • Kovack Advisors's portfolio value rose 15% quarter-over-quarter to $559M.

Based on Kovack Advisors's 13F filing for Q4 2019, filed 29 Jan 2020.