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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+14.27%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+471.93%
AUM
$695M
AUM Growth
+$133M
Cap. Flow
+$65.2M
Cap. Flow %
9.38%
Top 10 Hldgs %
23.4%
Holding
683
New
144
Increased
251
Reduced
181
Closed
54

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.36M
2
ADTN icon
Adtran
ADTN
+$3.14M
3
CIM.PRC
Chimera Investment Corp 7.75% Series C Preferred Stock
CIM.PRC
+$3M
4
AAOI icon
Applied Optoelectronics
AAOI
+$2.42M
5
ARAY icon
Accuray
ARAY
+$2.11M

Top Sells

Rank Stock Value
1
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$6.92M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.1M
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.87M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$943K
5
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$897K

Sector Composition

Rank Sector Weight
1 Technology 18.54%
2 Consumer Discretionary 8.35%
3 Healthcare 5.49%
4 Financials 5.14%
5 Communication Services 4.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCI
526
Barings Corporate Investors
MCI
$345M
$152K 0.02%
11,500
– –
ACB
527
Aurora Cannabis
ACB
$169M
$151K 0.02%
+1,816
New +$132K
KMI icon
528
Kinder Morgan
KMI
$70.9B
$144K 0.02%
10,533
-464
-4% -$6.21K
RCS
529
PIMCO Strategic Income Fund
RCS
$242M
$143K 0.02%
20,570
-177
-0.9% -$1.17K
HYT icon
530
BlackRock Corporate High Yield Fund
HYT
$1.36B
$138K 0.02%
12,060
-3,000
-20% -$33.6K
PBI icon
531
Pitney Bowes
PBI
$2.39B
$137K 0.02%
22,272
-200
-0.9% -$1.2K
TAST
532
DELISTED
Carrols Restaurant Group, Inc.
TAST
$137K 0.02%
21,815
-3,500
-14% -$22.4K
RITM icon
533
Rithm Capital
RITM
$5.58B
$125K 0.02%
12,546
-673
-5% -$5.95K
LUMN icon
534
Lumen
LUMN
$6.43B
$121K 0.02%
12,410
-1,900
-13% -$18.8K
ORBC
535
DELISTED
ORBCOMM, Inc.
ORBC
$119K 0.02%
16,000
-1,000
-6% -$5.4K
DNP icon
536
DNP Select Income Fund
DNP
$4.14B
$118K 0.02%
11,479
+841
+8% +$8.62K
PAGP icon
537
Plains GP Holdings
PAGP
$5.28B
$118K 0.02%
14,000
-1,000
-7% -$7.77K
GUT
538
Gabelli Utility Trust
GUT
$564M
$113K 0.02%
14,315
-6,310
-31% -$47.6K
GLO
539
Clough Global Opportunities Fund
GLO
$244M
$111K 0.02%
10,000
– –
ZTR
540
Virtus Total Return Fund
ZTR
$337M
$110K 0.02%
12,528
-4,116
-25% -$33.8K
EDF
541
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$165M
$106K 0.02%
13,165
-2,200
-14% -$15.7K
PFN
542
PIMCO Income Strategy Fund II
PFN
$695M
$102K 0.01%
+10,254
New +$97.4K
IGD
543
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$509M
$98K 0.01%
18,793
+8,100
+76% +$40.8K
NSL
544
DELISTED
NUVEEN SENIOR INCM FD
NSL
$97K 0.01%
+18,700
New +$93K
NCMI icon
545
National CineMedia
NCMI
$378M
$86K 0.01%
+2,324
New +$70.7K
INTT icon
546
inTEST
INTT
$143M
$85K 0.01%
+13,100
New +$66.6K
BKT icon
547
BlackRock Income Trust
BKT
$331M
$83K 0.01%
4,546
+33
+0.7% +$604
PBT
548
Permian Basin Royalty Trust
PBT
$1.36B
$80K 0.01%
24,250
– –
GEL icon
549
Genesis Energy
GEL
$1.82B
$79K 0.01%
+12,699
New +$72.1K
ASYS icon
550
Amtech Systems
ASYS
$239M
$70K 0.01%
+10,900
New +$64.8K
20 21
22
23 24

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Kovack Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Kovack Advisors held 683 positions worth $695M, up 24% from $562M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Kovack Advisors deployed $65.2M of net new capital in Q4 2020, opening 144 new positions and adding to 251 existing holdings. Its largest new stake was Adtran: 247,300 shares worth $3.65M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $2.1M trimmed.

  • Kovack Advisors's largest Q4 2020 buy was Adtran: 247,300 shares worth $3.65M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2020, an estimated $5.36M increase.
  • Kovack Advisors's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $2.1M.
  • Kovack Advisors fully exited VanEck Morningstar Wide Moat ETF in Q4 2020, selling an estimated $6.92M.
  • Kovack Advisors's ten largest holdings make up 23% of its $695M portfolio in Q4 2020.
  • Kovack Advisors opened 144 new positions and closed 54 in Q4 2020.
  • Kovack Advisors's portfolio value rose 24% quarter-over-quarter to $695M.

Based on Kovack Advisors's 13F filing for Q4 2020, filed 14 Jan 2021.