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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+8.83%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$562M
AUM Growth
+$48.3M
Cap. Flow
+$11.7M
Cap. Flow %
2.08%
Top 10 Hldgs %
24.74%
Holding
592
New
87
Increased
222
Reduced
168
Closed
53

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.33M
2
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$2.21M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$1.64M
4
MCD icon
McDonald's
MCD
+$1.47M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.39M

Top Sells

Rank Stock Value
1
XAR icon
State Street SPDR S&P Aerospace & Defense ETF
XAR
+$3.08M
2
TSLA icon
Tesla
TSLA
+$2.84M
3
CIM.PRC
Chimera Investment Corp 7.75% Series C Preferred Stock
CIM.PRC
+$2.8M
4
MSFT icon
Microsoft
MSFT
+$1.71M
5
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$1.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 49.92%
2 Technology 15.91%
3 Consumer Discretionary 8.57%
4 Healthcare 5.49%
5 Financials 4.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FEX icon
526
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.56B
– –
-8,914
Closed -$531K
IUSB icon
527
iShares Core Universal USD Bond ETF
IUSB
$43.6B
– –
-3,786
Closed -$206K
JAKK icon
528
Jakks Pacific
JAKK
$278M
– –
-1,150
Closed -$9K
LHX icon
529
L3Harris
LHX
$46.6B
– –
-3,251
Closed -$552K
MDLZ icon
530
Mondelez International
MDLZ
$79.2B
– –
-4,050
Closed -$207K
MRK icon
531
PUT
Merck
MRK
$363B
– –
-4
Closed -$1K
NAVI icon
532
Navient
NAVI
$923M
– –
-10,450
Closed -$73K
NET icon
533
Cloudflare
NET
$119B
– –
-7,590
Closed -$273K
NLY.PRG icon
534
Annaly Capital Management Series G
NLY.PRG
$493M
– –
-11,232
Closed -$225K
ADAM
535
Adamas Trust
ADAM
$810M
– –
-2,843
Closed -$30K
OPK icon
536
CALL
Opko Health
OPK
$1.21B
– –
-139
Closed -$8K
PRNT icon
537
The 3D Printing ETF
PRNT
$61.4M
– –
-10,679
Closed -$226K
PSX icon
538
Phillips 66
PSX
$109B
– –
-4,090
Closed -$294K
REGN icon
539
Regeneron Pharmaceuticals
REGN
$81.3B
– –
-365
Closed -$228K
ROST icon
540
Ross Stores
ROST
$73.3B
– –
-4,608
Closed -$393K
SHW icon
541
Sherwin-Williams
SHW
$77.9B
– –
-1,719
Closed -$331K
SPHD icon
542
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.33B
– –
-13,557
Closed -$446K
TAXF icon
543
American Century Diversified Municipal Bond ETF
TAXF
$671M
– –
-9,315
Closed -$492K
TGT icon
544
PUT
Target
TGT
$72.6B
– –
-10
Closed -$1K
VO icon
545
Vanguard Morningstar Mid-Cap ETF
VO
$105B
– –
-8,852
Closed -$363K
WBA
546
DELISTED
Walgreens Boots Alliance
WBA
– –
-4,871
Closed -$206K
WEN icon
547
Wendy's
WEN
$1.33B
– –
-9,717
Closed -$212K
DSKE
548
DELISTED
Daseke, Inc. Common Stock
DSKE
– –
-17,250
Closed -$68K
AYX
549
DELISTED
Alteryx Inc
AYX
– –
-3,450
Closed -$567K
JPS
550
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
-153,520
Closed -$1.3M
19 20 21
22
23

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OPAM
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WFMPM
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OAM
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Kovack Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Kovack Advisors held 592 positions worth $562M, up 9.4% from $514M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Kovack Advisors's Q3 2020 filing shows 87 new, 222 increased, 168 reduced and 53 closed positions. Its largest new stake was Fidelity Nasdaq Composite Index ETF: 52,010 shares worth $2.26M. The largest sale was State Street SPDR S&P Aerospace & Defense ETF, an estimated $3.08M.

By sector, the portfolio is most concentrated in Miscellaneous at 50% of assets, down from 51% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Kovack Advisors's largest Q3 2020 buy was Fidelity Nasdaq Composite Index ETF: 52,010 shares worth $2.26M.
  • Kovack Advisors added most to Apple in Q3 2020, an estimated $2.33M increase.
  • Kovack Advisors's biggest Q3 2020 reduction was State Street SPDR S&P Aerospace & Defense ETF, cutting an estimated $3.08M.
  • Kovack Advisors fully exited Chimera Investment Corp 7.75% Series C Preferred Stock in Q3 2020, selling an estimated $2.8M.
  • Kovack Advisors's ten largest holdings make up 25% of its $562M portfolio in Q3 2020.
  • Kovack Advisors opened 87 new positions and closed 53 in Q3 2020.
  • Kovack Advisors's portfolio value rose 9.4% quarter-over-quarter to $562M.

Based on Kovack Advisors's 13F filing for Q3 2020, filed 2 Nov 2020.