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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+7.18%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+471.93%
AUM
$559M
AUM Growth
+$72M
Cap. Flow
+$37.9M
Cap. Flow %
6.78%
Top 10 Hldgs %
23.85%
Holding
589
New
78
Increased
226
Reduced
162
Closed
109

Sector Composition

Rank Sector Weight
1 Technology 11.21%
2 Consumer Discretionary 6.39%
3 Financials 5.7%
4 Healthcare 4.64%
5 Communication Services 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
MSFT icon
526
CALL
Microsoft
MSFT
$2.9T
-1
Closed -$4K
NBR icon
527
Nabors Industries
NBR
$1.17B
-220
Closed -$21K
NCZ
528
Virtus Convertible & Income Fund II
NCZ
$283M
-2,798
Closed -$56K
NOW icon
529
PUT
ServiceNow
NOW
$120B
-20
Closed -$6K
NVS icon
530
Novartis
NVS
$302B
-4,317
Closed -$375K
ADAM
531
Adamas Trust
ADAM
$777M
-3,511
Closed -$86K
ORCL icon
532
CALL
Oracle
ORCL
$339B
-2
Closed -$1K
ORLY icon
533
O'Reilly Automotive
ORLY
$75.1B
-20,865
Closed -$554K
PAYX icon
534
CALL
Paychex
PAYX
$43.4B
-2
Closed -$2K
PAYX icon
535
PUT
Paychex
PAYX
$43.4B
-4
Closed -$1K
PCN
536
PIMCO Corporate & Income Strategy Fund
PCN
$864M
-10,194
Closed -$187K
PG icon
537
PUT
Procter & Gamble
PG
$340B
-2
Closed -$7K
PYPL icon
538
PUT
PayPal
PYPL
$50.3B
-4
Closed -$1K
QCOM icon
539
CALL
Qualcomm
QCOM
$164B
-4
Closed -$1K
RCMT icon
540
RCM Technologies
RCMT
$202M
-12,339
Closed -$37K
RFG icon
541
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$330M
-9,495
Closed -$294K
RPV icon
542
Invesco S&P 500 Pure Value ETF
RPV
$1.66B
-6,183
Closed -$414K
RZV icon
543
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$291M
-4,928
Closed -$358K
SJT
544
San Juan Basin Royalty Trust
SJT
$119M
-17,700
Closed -$53K
SPGI icon
545
S&P Global
SPGI
$124B
-1,039
Closed -$254K
STX icon
546
PUT
Seagate
STX
$173B
-4
Closed -$1K
TEVA icon
547
Teva Pharmaceuticals
TEVA
$40.4B
-11,085
Closed -$76K
TFSL icon
548
TFS Financial
TFSL
$5.11B
-22,700
Closed -$409K
TM icon
549
Toyota
TM
$228B
-1,508
Closed -$203K
UL icon
550
Unilever
UL
$142B
-3,101
Closed -$210K

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Kovack Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Kovack Advisors held 589 positions worth $559M, up 15% from $487M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Kovack Advisors deployed $37.9M of net new capital in Q4 2019, opening 78 new positions and adding to 226 existing holdings. Its largest new stake was First Trust Senior Loan Fund ETF: 95,306 shares worth $4.57M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $5.32M trimmed.

  • Kovack Advisors's largest Q4 2019 buy was First Trust Senior Loan Fund ETF: 95,306 shares worth $4.57M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2019, an estimated $6.82M increase.
  • Kovack Advisors's biggest Q4 2019 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $5.32M.
  • Kovack Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $1.69M.
  • Kovack Advisors's ten largest holdings make up 24% of its $559M portfolio in Q4 2019.
  • Kovack Advisors opened 78 new positions and closed 109 in Q4 2019.
  • Kovack Advisors's portfolio value rose 15% quarter-over-quarter to $559M.

Based on Kovack Advisors's 13F filing for Q4 2019, filed 29 Jan 2020.