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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
-3.98%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$681M
AUM Growth
-$76.9M
Cap. Flow
-$93.4M
Cap. Flow %
-13.72%
Top 10 Hldgs %
28.47%
Holding
664
New
49
Increased
209
Reduced
265
Closed
92

Top Buys

Rank Stock Value
1
RWM icon
ProShares Short Russell2000
RWM
+$2.94M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$2.84M
3
DIVO icon
Amplify CWP Enhanced Dividend Income ETF
DIVO
+$2.18M
4
EMKR
Emcore Corp
EMKR
+$1.91M
5
XOM icon
ExxonMobil
XOM
+$1.82M

Top Sells

Rank Stock Value
1
TGT icon
Target
TGT
+$26.6M
2
FTNT icon
Fortinet
FTNT
+$24.8M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$7.12M
4
SH icon
ProShares Short S&P500
SH
+$3M
5
AAPL icon
Apple
AAPL
+$2.71M

Sector Composition

Rank Sector Weight
1 Miscellaneous 54.75%
2 Technology 15.19%
3 Consumer Discretionary 6.28%
4 Financials 4.88%
5 Healthcare 4.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HESM icon
501
Hess Midstream
HESM
$5.11B
$204K 0.03%
8,000
– –
IGIB icon
502
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.7B
$201K 0.03%
4,162
+3
+0.1% +$153
CPB icon
503
Campbell Soup
CPB
$6.94B
$200K 0.03%
4,249
-134
-3% -$6.57K
BBDC icon
504
Barings BDC
BBDC
$982M
$193K 0.03%
23,326
-2,352
-9% -$22.7K
LYTS icon
505
LSI Industries
LYTS
$740M
$193K 0.03%
+25,100
New +$175K
PLTR icon
506
Palantir
PLTR
$447B
$192K 0.03%
+23,606
New +$210K
JRO
507
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$187K 0.03%
23,193
+6
+0% +$51
PRTH icon
508
Priority Technology Holdings
PRTH
$446M
$185K 0.03%
41,000
+8,600
+27% +$36.6K
CTG
509
DELISTED
Computer Task Group, Inc.
CTG
$173K 0.03%
+25,800
New +$202K
USA icon
510
Liberty All-Star Equity Fund
USA
$1.85B
$153K 0.02%
27,589
+1,542
+6% +$9.96K
PNNT
511
Pennant Park Investment Corp
PNNT
$244M
$150K 0.02%
27,500
+1,000
+4% +$6.33K
HLN icon
512
Haleon
HLN
$44.2B
$148K 0.02%
+24,346
New +$158K
GGN
513
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$889M
$131K 0.02%
39,749
+674
+2% +$2.3K
STXS icon
514
Stereotaxis
STXS
$147M
$122K 0.02%
67,933
+14,573
+27% +$31.2K
RCS
515
PIMCO Strategic Income Fund
RCS
$249M
$121K 0.02%
25,530
+2,295
+10% +$12.1K
NCMI icon
516
National CineMedia
NCMI
$235M
$111K 0.02%
+17,040
New +$205K
CIM
517
Chimera Investment
CIM
$964M
$107K 0.02%
6,858
-6,252
-48% -$163K
ARR
518
Armour Residential REIT
ARR
$2.32B
$97K 0.01%
+4,000
New +$140K
CS
519
DELISTED
Credit Suisse Group
CS
$87K 0.01%
+22,106
New +$117K
DBD
520
DELISTED
Diebold Nixdorf Incorporated
DBD
$64K 0.01%
26,046
-1,700
-6% -$5.67K
DRRX
521
DELISTED
DURECT Corp
DRRX
$14K ﹤0.01%
2,500
– –
ED icon
522
PUT
Consolidated Edison
ED
$39.5B
$12K ﹤0.01%
+8
New +$772
CVX icon
523
CALL
Chevron
CVX
$392B
$11K ﹤0.01%
10
– –
DOW icon
524
PUT
Dow Inc
DOW
$21.9B
$11K ﹤0.01%
5
– –
GIS icon
525
CALL
General Mills
GIS
$21.6B
$10K ﹤0.01%
6
– –
19 20
21
22 23

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NCMU
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ICM
Irenic Capital Management New York $2.08B AUM 19.87% 1-Year Est. Return
CAM
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TFS
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OPAM
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WFMPM
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OAM
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Kovack Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, Kovack Advisors held 664 positions worth $681M, down 10% from $758M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Kovack Advisors withdrew a net $93.4M in Q3 2022, closing 92 positions and reducing 265 holdings. Its most notable exit was Chipotle Mexican Grill, an estimated $1.74M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 55% of assets, up from 54% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Kovack Advisors opened a new position in State Street Energy Select Sector SPDR ETF worth $2.7M.

  • Kovack Advisors's largest Q3 2022 buy was State Street Energy Select Sector SPDR ETF: 75,090 shares worth $2.7M.
  • Kovack Advisors added most to ProShares Short Russell2000 in Q3 2022, an estimated $2.94M increase.
  • Kovack Advisors's biggest Q3 2022 reduction was Target, cutting an estimated $26.6M.
  • Kovack Advisors fully exited Chipotle Mexican Grill in Q3 2022, selling an estimated $1.74M.
  • Kovack Advisors's ten largest holdings make up 28% of its $681M portfolio in Q3 2022.
  • Kovack Advisors opened 49 new positions and closed 92 in Q3 2022.
  • Kovack Advisors's portfolio value fell 10% quarter-over-quarter to $681M.

Based on Kovack Advisors's 13F filing for Q3 2022, filed 14 Nov 2022.