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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+14.27%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+471.93%
AUM
$695M
AUM Growth
+$133M
Cap. Flow
+$65.2M
Cap. Flow %
9.38%
Top 10 Hldgs %
23.4%
Holding
683
New
144
Increased
251
Reduced
181
Closed
54

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.36M
2
ADTN icon
Adtran
ADTN
+$3.14M
3
CIM.PRC
Chimera Investment Corp 7.75% Series C Preferred Stock
CIM.PRC
+$3M
4
AAOI icon
Applied Optoelectronics
AAOI
+$2.42M
5
ARAY icon
Accuray
ARAY
+$2.11M

Top Sells

Rank Stock Value
1
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$6.92M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.1M
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.87M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$943K
5
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$897K

Sector Composition

Rank Sector Weight
1 Technology 18.54%
2 Consumer Discretionary 8.35%
3 Healthcare 5.49%
4 Financials 5.14%
5 Communication Services 4.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MU icon
501
Micron Technology
MU
$835B
$207K 0.03%
+2,760
New +$166K
NAZ icon
502
Nuveen Arizona Quality Municipal Income Fund
NAZ
$156M
$206K 0.03%
13,008
+1,000
+8% +$15.1K
Z icon
503
Zillow
Z
$7.78B
$205K 0.03%
+1,580
New +$175K
MRVL icon
504
Marvell Technology
MRVL
$147B
$204K 0.03%
+4,296
New +$186K
PFXF icon
505
VanEck Preferred Securities ex Financials ETF
PFXF
$2.37B
$203K 0.03%
+9,870
New +$197K
EEMV icon
506
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.36B
$202K 0.03%
+3,315
New +$193K
OTIS icon
507
Otis Worldwide
OTIS
$27.9B
$202K 0.03%
+2,985
New +$194K
BRSP
508
BrightSpire Capital
BRSP
$634M
$201K 0.03%
26,856
-4,345
-14% -$28.2K
EVT icon
509
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.06B
$201K 0.03%
8,500
-2,000
-19% -$43.1K
VTR icon
510
Ventas
VTR
$47.5B
$201K 0.03%
+4,104
New +$190K
ZBRA icon
511
Zebra Technologies
ZBRA
$13.5B
$201K 0.03%
+522
New +$176K
TWTR
512
DELISTED
Twitter, Inc.
TWTR
$201K 0.03%
+3,715
New +$177K
MJ icon
513
Amplify Alternative Harvest ETF
MJ
$96.9M
$194K 0.03%
+1,128
New +$179K
RFI
514
Cohen & Steers Total Return Realty Fund
RFI
$312M
$192K 0.03%
14,500
– –
VIAV icon
515
Viavi Solutions
VIAV
$7.95B
$191K 0.03%
+12,725
New +$169K
DSL
516
DoubleLine Income Solutions Fund
DSL
$1.22B
$188K 0.03%
+11,345
New +$184K
JGH icon
517
Nuveen Global High Income Fund
JGH
$351M
$188K 0.03%
+12,100
New +$174K
AAL icon
518
American Airlines Group
AAL
$9.82B
$185K 0.03%
11,727
-2,750
-19% -$38.1K
SILJ icon
519
Amplify Junior Silver Miners ETF
SILJ
$3.14B
$179K 0.03%
+11,000
New +$160K
PCN
520
PIMCO Corporate & Income Strategy Fund
PCN
$864M
$174K 0.03%
10,084
– –
WES icon
521
Western Midstream Partners
WES
$19.4B
$169K 0.02%
12,200
– –
HBAN icon
522
Huntington Bancshares
HBAN
$34B
$167K 0.02%
13,232
-498
-4% -$5.66K
PAI
523
Western Asset Investment Grade Income Fund
PAI
$113M
$167K 0.02%
10,500
– –
PAA icon
524
Plains All American Pipeline
PAA
$17.6B
$163K 0.02%
19,766
-555
-3% -$4.22K
MN
525
DELISTED
MANNING & NAPIER, INC.
MN
$156K 0.02%
24,804
-300
-1% -$1.43K
19 20
21
22 23

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Kovack Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Kovack Advisors held 683 positions worth $695M, up 24% from $562M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Kovack Advisors deployed $65.2M of net new capital in Q4 2020, opening 144 new positions and adding to 251 existing holdings. Its largest new stake was Adtran: 247,300 shares worth $3.65M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $2.1M trimmed.

  • Kovack Advisors's largest Q4 2020 buy was Adtran: 247,300 shares worth $3.65M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2020, an estimated $5.36M increase.
  • Kovack Advisors's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $2.1M.
  • Kovack Advisors fully exited VanEck Morningstar Wide Moat ETF in Q4 2020, selling an estimated $6.92M.
  • Kovack Advisors's ten largest holdings make up 23% of its $695M portfolio in Q4 2020.
  • Kovack Advisors opened 144 new positions and closed 54 in Q4 2020.
  • Kovack Advisors's portfolio value rose 24% quarter-over-quarter to $695M.

Based on Kovack Advisors's 13F filing for Q4 2020, filed 14 Jan 2021.