We are live on ! Find out more
KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+8.83%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+471.93%
AUM
$562M
AUM Growth
+$48.3M
Cap. Flow
+$10.4M
Cap. Flow %
1.85%
Top 10 Hldgs %
24.74%
Holding
592
New
87
Increased
222
Reduced
168
Closed
53

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.33M
2
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$2.21M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$1.64M
4
MCD icon
McDonald's
MCD
+$1.47M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.39M

Top Sells

Rank Stock Value
1
XAR icon
State Street SPDR S&P Aerospace & Defense ETF
XAR
+$3.08M
2
TSLA icon
Tesla
TSLA
+$2.84M
3
CIM.PRC
Chimera Investment Corp 7.75% Series C Preferred Stock
CIM.PRC
+$2.8M
4
MSFT icon
Microsoft
MSFT
+$1.71M
5
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$1.3M

Sector Composition

Rank Sector Weight
1 Technology 15.91%
2 Consumer Discretionary 8.57%
3 Healthcare 5.49%
4 Communication Services 4.51%
5 Financials 4.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KO icon
501
CALL
Coca-Cola
KO
$383B
$1K ﹤0.01%
+15
New +$721
MCD icon
502
PUT
McDonald's
MCD
$193B
$1K ﹤0.01%
1
– –
META icon
503
CALL
Meta Platforms (Facebook)
META
$1.49T
$1K ﹤0.01%
+2
New +$516
PFE icon
504
CALL
Pfizer
PFE
$143B
$1K ﹤0.01%
+9
New +$316
SLV icon
505
CALL
iShares Silver Trust
SLV
$27.7B
$1K ﹤0.01%
+5
New +$114
SPY icon
506
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$1K ﹤0.01%
+4
New +$1.33K
SYY icon
507
CALL
Sysco
SYY
$40.8B
$1K ﹤0.01%
1
– –
DF
508
DELISTED
Dean Foods Company
DF
$1K ﹤0.01%
33,000
-2,200
-6% -$67
AAL icon
509
CALL
American Airlines Group
AAL
$9.82B
– –
-5
Closed -$1K
AMRN
510
Amarin Corp
AMRN
$297M
– –
-615
Closed -$85K
AOR icon
511
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.61B
– –
-5,270
Closed -$244K
ARKG icon
512
ARK Genomic Revolution ETF
ARKG
$1.53B
– –
-4,939
Closed -$258K
BMY icon
513
CALL
Bristol-Myers Squibb
BMY
$129B
– –
-3
Closed -$1K
BZUN
514
Baozun
BZUN
$179M
– –
-5,670
Closed -$218K
CB icon
515
Chubb
CB
$140B
– –
-1,686
Closed -$214K
CG icon
516
Carlyle Group
CG
$16.1B
– –
-7,798
Closed -$218K
CIM.PRB
517
Chimera Investment Corp 8.00% Series B Preferred Stock
CIM.PRB
$309M
– –
-20,437
Closed -$397K
CIM.PRC
518
Chimera Investment Corp 7.75% Series C Preferred Stock
CIM.PRC
$233M
– –
-150,803
Closed -$2.8M
CIM.PRD
519
Chimera Investment Corp 8.00% Series D Preferred Stock
CIM.PRD
$190M
– –
-11,808
Closed -$226K
DAL icon
520
Delta Air Lines
DAL
$56.7B
– –
-8,132
Closed -$228K
DAL icon
521
PUT
Delta Air Lines
DAL
$56.7B
– –
-10
Closed -$3K
DEO icon
522
Diageo
DEO
$49.6B
– –
-2,306
Closed -$310K
DSL
523
DoubleLine Income Solutions Fund
DSL
$1.22B
– –
-21,134
Closed -$338K
EFA icon
524
iShares MSCI EAFE ETF
EFA
$76.4B
– –
-5,328
Closed -$324K
EQL icon
525
ALPS Equal Sector Weight ETF
EQL
$752M
– –
-8,898
Closed -$216K
19 20
21
22 23

Similar funds

AG
Avala Global New York $2.08B AUM 87.66% 1-Year Est. Return
TA
TruWealth Advisors Metairie, Louisiana $2.08B AUM 21.15% 1-Year Est. Return
ACP
Avantyr Capital Partners New York $2.08B AUM
TP
Third Point New York $2.08B AUM 27.04% 1-Year Est. Return
SW
SoFi Wealth San Francisco, California $2.08B AUM 18.22% 1-Year Est. Return
NSUP
NLB Skladi upravljanje premozenja Ljubljana $2.09B AUM
ACG
Aventail Capital Group New York $2.09B AUM 43.81% 1-Year Est. Return
NSCM
New South Capital Management Memphis, Tennessee $2.09B AUM 33.67% 1-Year Est. Return

Kovack Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Kovack Advisors held 592 positions worth $562M, up 9.4% from $514M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Kovack Advisors's Q3 2020 filing shows 87 new, 222 increased, 168 reduced and 53 closed positions. Its largest new stake was Fidelity Nasdaq Composite Index ETF: 52,010 shares worth $2.26M. The largest sale was State Street SPDR S&P Aerospace & Defense ETF, an estimated $3.08M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Kovack Advisors's largest Q3 2020 buy was Fidelity Nasdaq Composite Index ETF: 52,010 shares worth $2.26M.
  • Kovack Advisors added most to Apple in Q3 2020, an estimated $2.33M increase.
  • Kovack Advisors's biggest Q3 2020 reduction was State Street SPDR S&P Aerospace & Defense ETF, cutting an estimated $3.08M.
  • Kovack Advisors fully exited Chimera Investment Corp 7.75% Series C Preferred Stock in Q3 2020, selling an estimated $2.8M.
  • Kovack Advisors's ten largest holdings make up 25% of its $562M portfolio in Q3 2020.
  • Kovack Advisors opened 87 new positions and closed 53 in Q3 2020.
  • Kovack Advisors's portfolio value rose 9.4% quarter-over-quarter to $562M.

Based on Kovack Advisors's 13F filing for Q3 2020, filed 2 Nov 2020.