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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
-2.56%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$717M
AUM Growth
-$63.5M
Cap. Flow
-$40.6M
Cap. Flow %
-5.66%
Top 10 Hldgs %
31.44%
Holding
623
New
43
Increased
208
Reduced
274
Closed
72

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.1M
2
FDVV icon
Fidelity High Dividend ETF
FDVV
+$3.38M
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$3.36M
4
WTV icon
WisdomTree US Value Fund
WTV
+$1.79M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.79M

Top Sells

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$9.56M
2
HEFA icon
iShares Currency Hedged MSCI EAFE ETF
HEFA
+$8.72M
3
AAOI icon
Applied Optoelectronics
AAOI
+$5.65M
4
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$5.54M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$3.36M

Sector Composition

Rank Sector Weight
1 Miscellaneous 44.01%
2 Technology 20.66%
3 Consumer Discretionary 6.86%
4 Financials 5.74%
5 Energy 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KBWD icon
476
Invesco KBW High Dividend Yield Financial ETF
KBWD
$394M
$209K 0.03%
13,732
+993
+8% +$15.8K
EXC icon
477
Exelon
EXC
$44.5B
$208K 0.03%
+5,512
New +$225K
STX icon
478
Seagate
STX
$189B
$208K 0.03%
+3,148
New +$203K
MRVL icon
479
Marvell Technology
MRVL
$212B
$207K 0.03%
3,825
-67
-2% -$3.96K
VRP icon
480
Invesco Variable Rate Preferred ETF
VRP
$3B
$206K 0.03%
9,210
-800
-8% -$18K
AEE icon
481
Ameren
AEE
$29B
$206K 0.03%
2,752
– –
FLJP icon
482
Franklin FTSE Japan ETF
FLJP
$4.22B
$205K 0.03%
+7,744
New +$209K
XSD icon
483
State Street SPDR S&P Semiconductor ETF
XSD
$2.69B
$205K 0.03%
1,045
+1
+0.1% +$211
COF icon
484
Capital One
COF
$128B
$204K 0.03%
2,104
– –
HESM icon
485
Hess Midstream
HESM
$5.13B
$204K 0.03%
7,000
– –
PKST
486
DELISTED
Peakstone Realty Trust
PKST
$204K 0.03%
+12,252
New +$260K
XLB icon
487
State Street Materials Select Sector SPDR ETF
XLB
$8.4B
$204K 0.03%
5,190
-450
-8% -$18.5K
IEF icon
488
iShares 7-10 Year Treasury Bond ETF
IEF
$41.5B
$203K 0.03%
+2,217
New +$209K
UL icon
489
Unilever
UL
$134B
$201K 0.03%
3,620
+13
+0.4% +$751
MET icon
490
MetLife
MET
$61.7B
$201K 0.03%
+3,196
New +$199K
QSPT icon
491
FT Vest Nasdaq-100 Buffer ETF September
QSPT
$654M
$201K 0.03%
+9,258
New +$201K
BHK icon
492
BlackRock Core Bond Trust
BHK
$632M
$201K 0.03%
20,180
+110
+0.5% +$1.15K
TM icon
493
Toyota
TM
$235B
$200K 0.03%
1,114
-344
-24% -$58.7K
ALTY icon
494
Global X Alternative Income ETF
ALTY
$48.1M
$196K 0.03%
18,228
+907
+5% +$10.1K
DZSI
495
DELISTED
DZS Inc. Common Stock
DZSI
$195K 0.03%
92,700
-3,100
-3% -$8.91K
LICY
496
DELISTED
Li-Cycle Holdings Corp.
LICY
$189K 0.03%
6,644
+719
+12% +$28.8K
VTRS icon
497
Viatris
VTRS
$19B
$188K 0.03%
19,100
+425
+2% +$4.42K
OM icon
498
Outset Medical
OM
$60.3M
$186K 0.03%
1,142
+219
+24% +$51.7K
PSQ icon
499
ProShares Short QQQ
PSQ
$664M
$186K 0.03%
3,418
-3,880
-53% -$206K
RVT icon
500
Royce Value Trust
RVT
$2.21B
$185K 0.03%
14,411
-2,764
-16% -$37.8K
18 19
20
21 22

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ICM
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CAM
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TFS
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OPAM
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WFMPM
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OAM
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Kovack Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Kovack Advisors held 623 positions worth $717M, down 8.1% from $780M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Kovack Advisors withdrew a net $40.6M in Q3 2023, closing 72 positions and reducing 274 holdings. Its most notable exit was First Trust Smith Opportunistic Fixed Income ETF, an estimated $2.6M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 44% of assets, down from 48% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Kovack Advisors opened a new position in Fidelity High Dividend ETF worth $3.24M.

  • Kovack Advisors's largest Q3 2023 buy was Fidelity High Dividend ETF: 83,839 shares worth $3.24M.
  • Kovack Advisors added most to iShares Core S&P 500 ETF in Q3 2023, an estimated $9.1M increase.
  • Kovack Advisors's biggest Q3 2023 reduction was iShares Core Dividend Growth ETF, cutting an estimated $9.56M.
  • Kovack Advisors fully exited First Trust Smith Opportunistic Fixed Income ETF in Q3 2023, selling an estimated $2.6M.
  • Kovack Advisors's ten largest holdings make up 31% of its $717M portfolio in Q3 2023.
  • Kovack Advisors opened 43 new positions and closed 72 in Q3 2023.
  • Kovack Advisors's portfolio value fell 8.1% quarter-over-quarter to $717M.

Based on Kovack Advisors's 13F filing for Q3 2023, filed 19 Oct 2023.