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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+14.27%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+471.93%
AUM
$695M
AUM Growth
+$133M
Cap. Flow
+$65.2M
Cap. Flow %
9.38%
Top 10 Hldgs %
23.4%
Holding
683
New
144
Increased
251
Reduced
181
Closed
54

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.36M
2
ADTN icon
Adtran
ADTN
+$3.14M
3
CIM.PRC
Chimera Investment Corp 7.75% Series C Preferred Stock
CIM.PRC
+$3M
4
AAOI icon
Applied Optoelectronics
AAOI
+$2.42M
5
ARAY icon
Accuray
ARAY
+$2.11M

Top Sells

Rank Stock Value
1
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$6.92M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.1M
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.87M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$943K
5
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$897K

Sector Composition

Rank Sector Weight
1 Technology 18.54%
2 Consumer Discretionary 8.35%
3 Healthcare 5.49%
4 Financials 5.14%
5 Communication Services 4.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATVI
476
DELISTED
Activision Blizzard
ATVI
$226K 0.03%
+2,439
New +$198K
JETS icon
477
US Global Jets ETF
JETS
$768M
$224K 0.03%
+10,002
New +$202K
IAGG icon
478
iShares Core International Aggregate Bond Fund
IAGG
$10.9B
$222K 0.03%
+3,949
New +$221K
RDVY icon
479
First Trust Rising Dividend Achievers ETF
RDVY
$24.4B
$222K 0.03%
+5,553
New +$202K
TMUS icon
480
T-Mobile US
TMUS
$195B
$221K 0.03%
+1,638
New +$202K
XLB icon
481
State Street Materials Select Sector SPDR ETF
XLB
$8.72B
$221K 0.03%
+6,102
New +$209K
MVT
482
DELISTED
BlackRock MuniVest Fund II
MVT
$220K 0.03%
14,820
+1,000
+7% +$14.4K
NOC icon
483
Northrop Grumman
NOC
$76B
$220K 0.03%
723
-501
-41% -$153K
NSC icon
484
Norfolk Southern
NSC
$75.4B
$220K 0.03%
928
-263
-22% -$59.8K
ARKW icon
485
ARK Web x.0 ETF
ARKW
$1.6B
$218K 0.03%
+1,486
New +$190K
ODFL icon
486
Old Dominion Freight Line
ODFL
$46.3B
$218K 0.03%
+2,236
New +$222K
QQH icon
487
HCM Defender 100 Index ETF
QQH
$683M
$217K 0.03%
+5,283
New +$197K
OXY icon
488
Occidental Petroleum
OXY
$55.7B
$216K 0.03%
12,475
+1,150
+10% +$15.8K
CERN
489
DELISTED
Cerner Corp
CERN
$216K 0.03%
+2,750
New +$204K
HCA icon
490
HCA Healthcare
HCA
$88.4B
$214K 0.03%
+1,302
New +$190K
WBND
491
DELISTED
Western Asset Total Return ETF
WBND
$212K 0.03%
2,138
– –
GLUU
492
DELISTED
Glu Mobile Inc.
GLUU
$212K 0.03%
+23,500
New +$203K
FDL icon
493
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.89B
$211K 0.03%
7,123
-2,524
-26% -$71.3K
FFC
494
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$767M
$211K 0.03%
+9,005
New +$200K
VBK icon
495
Vanguard Morningstar Small-Cap Growth ETF
VBK
$22.7B
$210K 0.03%
+784
New +$190K
AOK icon
496
iShares Core Conservative Allocation ETF
AOK
$783M
$209K 0.03%
5,404
-2,500
-32% -$94.9K
BAB icon
497
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$209K 0.03%
+6,245
New +$207K
IUSG icon
498
iShares Core S&P US Growth ETF
IUSG
$30.4B
$209K 0.03%
2,357
-1,699
-42% -$143K
BOND icon
499
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.4B
$207K 0.03%
+1,830
New +$205K
CORT icon
500
Corcept Therapeutics
CORT
$9.98B
$207K 0.03%
+7,900
New +$166K
18 19
20
21 22

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Kovack Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Kovack Advisors held 683 positions worth $695M, up 24% from $562M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Kovack Advisors deployed $65.2M of net new capital in Q4 2020, opening 144 new positions and adding to 251 existing holdings. Its largest new stake was Adtran: 247,300 shares worth $3.65M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $2.1M trimmed.

  • Kovack Advisors's largest Q4 2020 buy was Adtran: 247,300 shares worth $3.65M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2020, an estimated $5.36M increase.
  • Kovack Advisors's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $2.1M.
  • Kovack Advisors fully exited VanEck Morningstar Wide Moat ETF in Q4 2020, selling an estimated $6.92M.
  • Kovack Advisors's ten largest holdings make up 23% of its $695M portfolio in Q4 2020.
  • Kovack Advisors opened 144 new positions and closed 54 in Q4 2020.
  • Kovack Advisors's portfolio value rose 24% quarter-over-quarter to $695M.

Based on Kovack Advisors's 13F filing for Q4 2020, filed 14 Jan 2021.