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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
-2.56%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$717M
AUM Growth
-$63.5M
Cap. Flow
-$40.6M
Cap. Flow %
-5.66%
Top 10 Hldgs %
31.44%
Holding
623
New
43
Increased
208
Reduced
274
Closed
72

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.1M
2
FDVV icon
Fidelity High Dividend ETF
FDVV
+$3.38M
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$3.36M
4
WTV icon
WisdomTree US Value Fund
WTV
+$1.79M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.79M

Top Sells

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$9.56M
2
HEFA icon
iShares Currency Hedged MSCI EAFE ETF
HEFA
+$8.72M
3
AAOI icon
Applied Optoelectronics
AAOI
+$5.65M
4
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$5.54M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$3.36M

Sector Composition

Rank Sector Weight
1 Miscellaneous 44.01%
2 Technology 20.66%
3 Consumer Discretionary 6.86%
4 Financials 5.74%
5 Energy 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNJ icon
26
Johnson & Johnson
JNJ
$640B
$4.21M 0.59%
27,051
+2,772
+11% +$457K
AVGO icon
27
Broadcom
AVGO
$1.73T
$4M 0.56%
48,140
+6,970
+17% +$604K
SCHG icon
28
Schwab US Large-Cap Growth ETF
SCHG
$62.2B
$3.87M 0.54%
212,980
+178,532
+518% +$3.36M
VRIG icon
29
Invesco Variable Rate Investment Grade ETF
VRIG
$1.92B
$3.87M 0.54%
155,048
-421
-0.3% -$10.5K
AMD icon
30
Advanced Micro Devices
AMD
$843B
$3.86M 0.54%
37,556
+2,749
+8% +$298K
HD icon
31
Home Depot
HD
$308B
$3.83M 0.53%
12,663
+1,936
+18% +$623K
NOBL icon
32
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.4B
$3.83M 0.53%
86,422
+188
+0.2% +$8.83K
COST icon
33
Costco
COST
$401B
$3.58M 0.5%
6,340
+381
+6% +$210K
VIG icon
34
Vanguard Dividend Appreciation ETF
VIG
$112B
$3.56M 0.5%
22,897
-8,387
-27% -$1.36M
PFE icon
35
Pfizer
PFE
$158B
$3.49M 0.49%
105,330
+4,963
+5% +$176K
FLTR icon
36
VanEck IG Floating Rate ETF
FLTR
$3.21B
$3.41M 0.48%
134,776
-2,000
-1% -$50.5K
DAKT icon
37
Daktronics
DAKT
$860M
$3.41M 0.48%
382,000
-138,800
-27% -$1.1M
NOW icon
38
ServiceNow
NOW
$137B
$3.34M 0.47%
29,835
-1,990
-6% -$227K
DGRO icon
39
iShares Core Dividend Growth ETF
DGRO
$43.1B
$3.3M 0.46%
66,696
-184,625
-73% -$9.56M
FDVV icon
40
Fidelity High Dividend ETF
FDVV
$10.5B
$3.24M 0.45%
+83,839
New +$3.38M
META icon
41
Meta Platforms (Facebook)
META
$1.65T
$3.22M 0.45%
10,717
-2,240
-17% -$675K
ARAY icon
42
Accuray
ARAY
$29.9M
$3.07M 0.43%
1,130,350
-22,700
-2% -$74.9K
VST icon
43
Vistra
VST
$49.8B
$3.05M 0.43%
92,051
+36,327
+65% +$1.09M
SHOP icon
44
Shopify
SHOP
$166B
$3M 0.42%
54,993
-2,325
-4% -$141K
BABA icon
45
Alibaba
BABA
$272B
$2.97M 0.41%
34,261
+5,239
+18% +$480K
CPS icon
46
Cooper-Standard Automotive
CPS
$428M
$2.91M 0.41%
216,900
+24,425
+13% +$387K
VGSH icon
47
Vanguard Short-Term Treasury ETF
VGSH
$34.6B
$2.86M 0.4%
49,657
-2,777
-5% -$160K
COP icon
48
ConocoPhillips
COP
$165B
$2.85M 0.4%
23,805
+8,238
+53% +$956K
XMHQ icon
49
Invesco S&P MidCap Quality ETF
XMHQ
$5.45B
$2.81M 0.39%
34,861
+21,509
+161% +$1.77M
HYLS icon
50
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.62B
$2.8M 0.39%
71,471
-5,495
-7% -$218K
1
2
3 4 5

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Kovack Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Kovack Advisors held 623 positions worth $717M, down 8.1% from $780M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Kovack Advisors withdrew a net $40.6M in Q3 2023, closing 72 positions and reducing 274 holdings. Its most notable exit was First Trust Smith Opportunistic Fixed Income ETF, an estimated $2.6M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 44% of assets, down from 48% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Kovack Advisors opened a new position in Fidelity High Dividend ETF worth $3.24M.

  • Kovack Advisors's largest Q3 2023 buy was Fidelity High Dividend ETF: 83,839 shares worth $3.24M.
  • Kovack Advisors added most to iShares Core S&P 500 ETF in Q3 2023, an estimated $9.1M increase.
  • Kovack Advisors's biggest Q3 2023 reduction was iShares Core Dividend Growth ETF, cutting an estimated $9.56M.
  • Kovack Advisors fully exited First Trust Smith Opportunistic Fixed Income ETF in Q3 2023, selling an estimated $2.6M.
  • Kovack Advisors's ten largest holdings make up 31% of its $717M portfolio in Q3 2023.
  • Kovack Advisors opened 43 new positions and closed 72 in Q3 2023.
  • Kovack Advisors's portfolio value fell 8.1% quarter-over-quarter to $717M.

Based on Kovack Advisors's 13F filing for Q3 2023, filed 19 Oct 2023.