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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+9.37%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$1.04B
AUM Growth
+$115M
Cap. Flow
+$44.4M
Cap. Flow %
4.29%
Top 10 Hldgs %
25.87%
Holding
797
New
90
Increased
315
Reduced
262
Closed
88

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$54.3M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$7.25M
3
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$5.81M
4
XSD icon
State Street SPDR S&P Semiconductor ETF
XSD
+$3.58M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$3.56M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.5M
2
RSPS icon
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
+$3.76M
3
CTEC icon
Global X ClimateTech ETF
CTEC
+$3.59M
4
CNRG icon
State Street SPDR S&P Kensho Clean Power ETF
CNRG
+$3.59M
5
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$2.8M

Sector Composition

Rank Sector Weight
1 Miscellaneous 47.94%
2 Technology 20.13%
3 Consumer Discretionary 7.78%
4 Financials 5.01%
5 Healthcare 4.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FVD icon
26
First Trust Value Line Dividend Fund
FVD
$8.26B
$5.05M 0.49%
117,245
+28,418
+32% +$1.18M
VTIP icon
27
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$4.83M 0.47%
93,922
+48,560
+107% +$2.53M
VUG icon
28
Vanguard Morningstar Growth ETF
VUG
$229B
$4.78M 0.46%
89,364
+7,296
+9% +$380K
CVX icon
29
Chevron
CVX
$392B
$4.66M 0.45%
39,698
+3,476
+10% +$395K
NOW icon
30
ServiceNow
NOW
$143B
$4.63M 0.45%
35,630
-230
-0.6% -$30.2K
FTSL icon
31
First Trust Senior Loan Fund ETF
FTSL
$2.34B
$4.62M 0.45%
96,349
+12,425
+15% +$595K
ARAY icon
32
Accuray
ARAY
$31.3M
$4.45M 0.43%
931,950
-3,900
-0.4% -$18.8K
XOM icon
33
ExxonMobil
XOM
$643B
$4.43M 0.43%
72,417
+12,785
+21% +$799K
VGSH icon
34
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
$4.41M 0.43%
72,441
-3,441
-5% -$210K
COST icon
35
Costco
COST
$415B
$4.36M 0.42%
7,676
-882
-10% -$452K
NOBL icon
36
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$4.35M 0.42%
88,548
+3,642
+4% +$172K
ADTN icon
37
Adtran
ADTN
$635M
$4.28M 0.41%
187,305
-1,149
-0.6% -$23.2K
BX icon
38
Blackstone
BX
$108B
$4.27M 0.41%
32,984
+243
+0.7% +$32.4K
AAOI icon
39
Applied Optoelectronics
AAOI
$9.62B
$4.24M 0.41%
825,201
+181,895
+28% +$1.16M
ADBE icon
40
Adobe
ADBE
$115B
$4.19M 0.41%
7,394
+146
+2% +$91.3K
PLAB icon
41
Photronics
PLAB
$1.78B
$4.17M 0.4%
221,300
-6,200
-3% -$90.9K
FIW icon
42
First Trust Water ETF
FIW
$1.9B
$4.09M 0.39%
43,124
+2,242
+5% +$204K
FPE icon
43
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$4.06M 0.39%
199,771
+15,070
+8% +$307K
FIXD icon
44
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.22B
$3.98M 0.38%
74,723
+1,881
+3% +$100K
JNJ icon
45
Johnson & Johnson
JNJ
$640B
$3.97M 0.38%
23,198
-478
-2% -$78.3K
VRIG icon
46
Invesco Variable Rate Investment Grade ETF
VRIG
$1.89B
$3.94M 0.38%
157,307
+1,591
+1% +$39.9K
GLD icon
47
SPDR Gold Trust
GLD
$154B
$3.94M 0.38%
23,029
+3,176
+16% +$533K
FLTR icon
48
VanEck IG Floating Rate ETF
FLTR
$3.08B
$3.9M 0.38%
154,294
+5,581
+4% +$141K
TIP icon
49
iShares TIPS Bond ETF
TIP
$15.1B
$3.89M 0.38%
30,124
+7,018
+30% +$905K
ABBV icon
50
AbbVie
ABBV
$456B
$3.88M 0.37%
28,621
-1,457
-5% -$172K
1
2
3 4 5

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Kovack Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Kovack Advisors held 797 positions worth $1.04B, up 12% from $920M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Kovack Advisors deployed $44.4M of net new capital in Q4 2021, opening 90 new positions and adding to 315 existing holdings. Its largest new stake was State Street SPDR S&P Semiconductor ETF: 15,718 shares worth $3.82M.

By sector, the portfolio is most concentrated in Miscellaneous at 48% of assets, up from 46% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $26.5M trimmed.

  • Kovack Advisors's largest Q4 2021 buy was State Street SPDR S&P Semiconductor ETF: 15,718 shares worth $3.82M.
  • Kovack Advisors added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $54.3M increase.
  • Kovack Advisors's biggest Q4 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $26.5M.
  • Kovack Advisors fully exited Global X ClimateTech ETF in Q4 2021, selling an estimated $3.59M.
  • Kovack Advisors's ten largest holdings make up 26% of its $1.04B portfolio in Q4 2021.
  • Kovack Advisors opened 90 new positions and closed 88 in Q4 2021.
  • Kovack Advisors's portfolio value rose 12% quarter-over-quarter to $1.04B.

Based on Kovack Advisors's 13F filing for Q4 2021, filed 18 Jan 2022.