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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+0.13%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$920M
AUM Growth
+$41.6M
Cap. Flow
+$50.7M
Cap. Flow %
5.51%
Top 10 Hldgs %
21.24%
Holding
787
New
83
Increased
356
Reduced
204
Closed
80

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.06M
2
SH icon
ProShares Short S&P500
SH
+$2.16M
3
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$2.12M
4
AMZN icon
Amazon
AMZN
+$1.99M
5
AAPL icon
Apple
AAPL
+$1.54M

Top Sells

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$1.51M
2
ADTN icon
Adtran
ADTN
+$1.38M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.22M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.03M
5
VBR icon
Vanguard Morningstar Small-Cap Value ETF
VBR
+$1.01M

Sector Composition

Rank Sector Weight
1 Miscellaneous 46.29%
2 Technology 19.78%
3 Consumer Discretionary 8.37%
4 Financials 5.38%
5 Healthcare 5.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAOI icon
26
Applied Optoelectronics
AAOI
$9.62B
$4.62M 0.5%
643,306
+57,000
+10% +$420K
NOW icon
27
ServiceNow
NOW
$143B
$4.46M 0.49%
35,860
+705
+2% +$85.4K
SOXX icon
28
iShares Semiconductor ETF
SOXX
$42.8B
$4.38M 0.48%
29,442
+4,161
+16% +$632K
CRM icon
29
Salesforce
CRM
$206B
$4.36M 0.47%
16,057
-1,068
-6% -$271K
T icon
30
AT&T
T
$174B
$4.29M 0.47%
210,115
+10,118
+5% +$213K
AGG icon
31
iShares Core US Aggregate Bond ETF
AGG
$139B
$4.2M 0.46%
36,574
-10,565
-22% -$1.22M
ADBE icon
32
Adobe
ADBE
$115B
$4.17M 0.45%
7,248
-31
-0.4% -$19.5K
FTSL icon
33
First Trust Senior Loan Fund ETF
FTSL
$2.34B
$4.02M 0.44%
83,924
-4,517
-5% -$216K
DIS icon
34
Walt Disney
DIS
$184B
$3.97M 0.43%
23,462
+2,518
+12% +$449K
VUG icon
35
Vanguard Morningstar Growth ETF
VUG
$229B
$3.97M 0.43%
82,068
+2,796
+4% +$139K
JPM icon
36
JPMorgan Chase
JPM
$942B
$3.94M 0.43%
24,098
+2,116
+10% +$332K
RSPS icon
37
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$251M
$3.93M 0.43%
127,650
+600
+0.5% +$19.1K
MRNA icon
38
Moderna
MRNA
$57B
$3.91M 0.43%
10,161
+1,914
+23% +$706K
VRIG icon
39
Invesco Variable Rate Investment Grade ETF
VRIG
$1.89B
$3.91M 0.43%
155,716
-7,728
-5% -$194K
FIXD icon
40
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.22B
$3.9M 0.42%
72,842
-870
-1% -$47K
COST icon
41
Costco
COST
$415B
$3.85M 0.42%
8,558
+1,751
+26% +$770K
FDN icon
42
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.42B
$3.83M 0.42%
16,221
-392
-2% -$95.9K
JNJ icon
43
Johnson & Johnson
JNJ
$640B
$3.82M 0.42%
23,676
-320
-1% -$54.6K
BX icon
44
Blackstone
BX
$108B
$3.81M 0.41%
32,741
+1,129
+4% +$131K
FPE icon
45
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$3.79M 0.41%
184,701
+4,064
+2% +$83.9K
VZ icon
46
Verizon
VZ
$205B
$3.79M 0.41%
70,114
+4,725
+7% +$261K
FLTR icon
47
VanEck IG Floating Rate ETF
FLTR
$3.08B
$3.78M 0.41%
148,713
-7,627
-5% -$193K
VGIT icon
48
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.5B
$3.77M 0.41%
55,846
-2,765
-5% -$189K
NOBL icon
49
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$3.76M 0.41%
84,906
-2,276
-3% -$105K
V icon
50
Visa
V
$709B
$3.74M 0.41%
16,776
-84
-0.5% -$19.7K
1
2
3 4 5

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Kovack Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Kovack Advisors held 787 positions worth $920M, up 4.7% from $879M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Kovack Advisors deployed $50.7M of net new capital in Q3 2021, opening 83 new positions and adding to 356 existing holdings. Its largest new stake was ProShares Short S&P500: 36,318 shares worth $2.21M.

By sector, the portfolio is most concentrated in Miscellaneous at 46% of assets, down from 48% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Idexx Laboratories, an estimated $1.51M trimmed.

  • Kovack Advisors's largest Q3 2021 buy was ProShares Short S&P500: 36,318 shares worth $2.21M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $8.06M increase.
  • Kovack Advisors's biggest Q3 2021 reduction was Idexx Laboratories, cutting an estimated $1.51M.
  • Kovack Advisors fully exited abrdn Physical Precious Metals Basket Shares ETF in Q3 2021, selling an estimated $839K.
  • Kovack Advisors's ten largest holdings make up 21% of its $920M portfolio in Q3 2021.
  • Kovack Advisors opened 83 new positions and closed 80 in Q3 2021.
  • Kovack Advisors's portfolio value rose 4.7% quarter-over-quarter to $920M.

Based on Kovack Advisors's 13F filing for Q3 2021, filed 3 Nov 2021.