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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+4.79%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$769M
AUM Growth
+$74.7M
Cap. Flow
+$52M
Cap. Flow %
6.75%
Top 10 Hldgs %
20.76%
Holding
737
New
108
Increased
292
Reduced
197
Closed
94

Top Buys

Rank Stock Value
1
CNRG icon
State Street SPDR S&P Kensho Clean Power ETF
CNRG
+$5.59M
2
CTEC icon
Global X ClimateTech ETF
CTEC
+$5.56M
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$4.5M
4
BALL icon
Ball Corp
BALL
+$3.74M
5
VT icon
Vanguard Total World Stock ETF
VT
+$3.17M

Top Sells

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$9.61M
2
IHI icon
iShares US Medical Devices ETF
IHI
+$3.99M
3
RSPS icon
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
+$3.87M
4
CIM.PRC
Chimera Investment Corp 7.75% Series C Preferred Stock
CIM.PRC
+$3.13M
5
XLG icon
Invesco S&P 500 Top 50 ETF
XLG
+$2.51M

Sector Composition

Rank Sector Weight
1 Miscellaneous 47.77%
2 Technology 18.16%
3 Consumer Discretionary 8.41%
4 Financials 5.54%
5 Healthcare 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HD icon
26
Home Depot
HD
$328B
$4.61M 0.6%
15,097
-1,129
-7% -$311K
T icon
27
AT&T
T
$174B
$4.6M 0.6%
201,135
+40,348
+25% +$892K
VGIT icon
28
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.5B
$4.3M 0.56%
63,896
+23,990
+60% +$1.64M
BRK.B icon
29
Berkshire Hathaway Class B
BRK.B
$1.08T
$4.29M 0.56%
16,799
+1,269
+8% +$308K
PFE icon
30
Pfizer
PFE
$160B
$4.25M 0.55%
117,385
+15,303
+15% +$543K
JNJ icon
31
Johnson & Johnson
JNJ
$640B
$4.12M 0.54%
25,085
+246
+1% +$39.8K
RSPS icon
32
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$251M
$4.03M 0.52%
127,550
-127,590
-50% -$3.87M
VUG icon
33
Vanguard Morningstar Growth ETF
VUG
$229B
$3.95M 0.51%
92,196
+17,766
+24% +$760K
CRM icon
34
Salesforce
CRM
$206B
$3.93M 0.51%
18,543
+2,515
+16% +$560K
FLTR icon
35
VanEck IG Floating Rate ETF
FLTR
$3.08B
$3.91M 0.51%
153,915
+71,963
+88% +$1.83M
FTSL icon
36
First Trust Senior Loan Fund ETF
FTSL
$2.34B
$3.89M 0.51%
81,225
-21,436
-21% -$1.03M
DIS icon
37
Walt Disney
DIS
$184B
$3.88M 0.5%
21,043
+923
+5% +$170K
VRIG icon
38
Invesco Variable Rate Investment Grade ETF
VRIG
$1.89B
$3.88M 0.5%
154,837
+60,301
+64% +$1.51M
FDN icon
39
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.42B
$3.79M 0.49%
17,388
+3,797
+28% +$844K
NOBL icon
40
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$3.73M 0.48%
86,390
+1,860
+2% +$76.5K
FIXD icon
41
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.22B
$3.65M 0.47%
68,993
+2,097
+3% +$113K
BALL icon
42
Ball Corp
BALL
$16.8B
$3.62M 0.47%
+42,684
New +$3.74M
AAOI icon
43
Applied Optoelectronics
AAOI
$9.62B
$3.6M 0.47%
430,506
+165,206
+62% +$1.66M
VT icon
44
Vanguard Total World Stock ETF
VT
$81.5B
$3.58M 0.46%
36,766
+32,933
+859% +$3.17M
ARAY icon
45
Accuray
ARAY
$31.3M
$3.53M 0.46%
712,600
+108,450
+18% +$559K
CWB icon
46
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.68B
$3.53M 0.46%
42,320
-1,426
-3% -$123K
FPX icon
47
First Trust US Equity Opportunities ETF
FPX
$1.5B
$3.52M 0.46%
29,539
+5,408
+22% +$680K
VZ icon
48
Verizon
VZ
$205B
$3.51M 0.46%
60,352
+984
+2% +$55.5K
WMT icon
49
Walmart Inc
WMT
$817B
$3.49M 0.45%
77,055
+19,548
+34% +$905K
NOW icon
50
ServiceNow
NOW
$143B
$3.48M 0.45%
34,840
-590
-2% -$62.3K
1
2
3 4 5

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Kovack Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Kovack Advisors held 737 positions worth $769M, up 11% from $695M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Kovack Advisors deployed $52M of net new capital in Q1 2021, opening 108 new positions and adding to 292 existing holdings. Its largest new stake was State Street SPDR S&P Kensho Clean Power ETF: 44,639 shares worth $5.09M.

By sector, the portfolio is most concentrated in Miscellaneous at 48% of assets, up from 47% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was iShares Core Dividend Growth ETF, an estimated $9.61M trimmed.

  • Kovack Advisors's largest Q1 2021 buy was State Street SPDR S&P Kensho Clean Power ETF: 44,639 shares worth $5.09M.
  • Kovack Advisors added most to Schwab US Dividend Equity ETF in Q1 2021, an estimated $4.5M increase.
  • Kovack Advisors's biggest Q1 2021 reduction was iShares Core Dividend Growth ETF, cutting an estimated $9.61M.
  • Kovack Advisors fully exited Chimera Investment Corp 7.75% Series C Preferred Stock in Q1 2021, selling an estimated $3.13M.
  • Kovack Advisors's ten largest holdings make up 21% of its $769M portfolio in Q1 2021.
  • Kovack Advisors opened 108 new positions and closed 94 in Q1 2021.
  • Kovack Advisors's portfolio value rose 11% quarter-over-quarter to $769M.

Based on Kovack Advisors's 13F filing for Q1 2021, filed 4 May 2021.