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KA
Kovack Advisors Portfolio holdings
AUM
$2.08B
1-Year Est. Return
38.95%
This Fund
S&P 500
This Quarter
Est. Return
+14.27%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+471.93%
AUM
$695M
AUM Growth
+$133M
(+24%)
Cap. Flow
+$65.2M
Cap. Flow
% of AUM
9.38%
Top 10 Holdings %
Top 10 Hldgs %
23.4%
Holding
683
New
144
Increased
251
Reduced
181
Closed
54
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$5.36M |
| 2 |
Adtran
ADTN
|
+$3.14M |
| 3 |
CIM.PRC
Chimera Investment Corp 7.75% Series C Preferred Stock
CIM.PRC
|
+$3M |
| 4 |
Applied Optoelectronics
AAOI
|
+$2.42M |
| 5 |
Accuray
ARAY
|
+$2.11M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
VanEck Morningstar Wide Moat ETF
MOAT
|
+$6.92M |
| 2 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$2.1M |
| 3 |
State Street Utilities Select Sector SPDR ETF
XLU
|
+$1.87M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$943K |
| 5 |
State Street DoubleLine Total Return Tactical ETF
TOTL
|
+$897K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.54% |
| 2 | Consumer Discretionary | 8.35% |
| 3 | Healthcare | 5.49% |
| 4 | Financials | 5.14% |
| 5 | Communication Services | 4.59% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
Alphabet (Google) Class A
GOOGL
$4.12T
| $4.16M | 0.6% |
47,460
-1,060
| -2% | -$89.2K |
|
|
27
Alphabet (Google) Class C
GOOG
$4.11T
| $3.94M | 0.57% |
45,040
-1,600
| -3% | -$135K |
|
28
Johnson & Johnson
JNJ
$640B
| $3.91M | 0.56% |
24,839
+449
| +2% | +$66.3K |
|
29
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
| $3.9M | 0.56% |
46,865
+11,485
| +32% | +$953K |
|
30
ServiceNow
NOW
$120B
| $3.9M | 0.56% |
35,430
+555
| +2% | +$57.7K |
|
31
Pfizer
PFE
$143B
| $3.76M | 0.54% |
102,082
+4,165
| +4% | +$153K |
|
32
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
| $3.66M | 0.53% |
66,896
+4,932
| +8% | +$272K |
|
|
33
Adtran
ADTN
$675M
| $3.65M | 0.53% |
+247,300
| New | +$3.14M |
|
34
Walt Disney
DIS
$171B
| $3.65M | 0.52% |
20,120
+2,180
| +12% | +$313K |
|
35
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.41B
| $3.62M | 0.52% |
43,746
+26,854
| +159% | +$2.03M |
|
36
Berkshire Hathaway Class B
BRK.B
$1.1T
| $3.6M | 0.52% |
15,530
+6,461
| +71% | +$1.42M |
|
37
Salesforce
CRM
$154B
| $3.57M | 0.51% |
16,028
+6,170
| +63% | +$1.5M |
|
38
AT&T
T
$164B
| $3.49M | 0.5% |
160,787
+10,367
| +7% | +$224K |
|
39
Verizon
VZ
$197B
| $3.49M | 0.5% |
59,368
+1,355
| +2% | +$80.5K |
|
40
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
| $3.38M | 0.49% |
84,530
+962
| +1% | +$37.1K |
|
41
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
| $3.3M | 0.48% |
48,918
+6,713
| +16% | +$444K |
|
42
NextEra Energy
NEE
$185B
| $3.15M | 0.45% |
40,786
+1,574
| +4% | +$118K |
|
43
Vanguard Morningstar Growth ETF
VUG
$212B
| $3.14M | 0.45% |
74,430
+5,154
| +7% | +$206K |
|
|
CIM.PRC
44
Chimera Investment Corp 7.75% Series C Preferred Stock
CIM.PRC
$233M
| $3.13M | 0.45% |
+143,282
| New | +$3M |
|
45
Trade Desk
TTD
$8.97B
| $3.07M | 0.44% |
38,330
+50
| +0.1% | +$3.78K |
|
46
Visa
V
$677B
| $3.05M | 0.44% |
13,948
-4
| -0% | -$819 |
|
47
iShares Semiconductor ETF
SOXX
$38.4B
| $3.04M | 0.44% |
24,021
-453
| -2% | -$52K |
|
48
Vanguard Morningstar Value ETF
VTV
$188B
| $3.02M | 0.43% |
25,382
+887
| +4% | +$99.7K |
|
49
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.99B
| $2.88M | 0.42% |
13,591
+1,598
| +13% | +$323K |
|
50
First Trust US Equity Opportunities ETF
FPX
$1.43B
| $2.85M | 0.41% |
24,131
+4,048
| +20% | +$439K |
|
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Kovack Advisors's Q4 2020 Portfolio in Review
As of Q4 2020, Kovack Advisors held 683 positions worth $695M, up 24% from $562M the previous quarter. Its ten largest holdings account for 23% of the portfolio.
Kovack Advisors deployed $65.2M of net new capital in Q4 2020, opening 144 new positions and adding to 251 existing holdings. Its largest new stake was Adtran: 247,300 shares worth $3.65M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.
On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $2.1M trimmed.
- Kovack Advisors's largest Q4 2020 buy was Adtran: 247,300 shares worth $3.65M.
- Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2020, an estimated $5.36M increase.
- Kovack Advisors's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $2.1M.
- Kovack Advisors fully exited VanEck Morningstar Wide Moat ETF in Q4 2020, selling an estimated $6.92M.
- Kovack Advisors's ten largest holdings make up 23% of its $695M portfolio in Q4 2020.
- Kovack Advisors opened 144 new positions and closed 54 in Q4 2020.
- Kovack Advisors's portfolio value rose 24% quarter-over-quarter to $695M.
Based on Kovack Advisors's 13F filing for Q4 2020, filed 14 Jan 2021.