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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+7.18%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+471.93%
AUM
$559M
AUM Growth
+$72M
Cap. Flow
+$37.9M
Cap. Flow %
6.78%
Top 10 Hldgs %
23.85%
Holding
589
New
78
Increased
226
Reduced
162
Closed
109

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.82M
2
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$4.52M
3
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.95M
4
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$2.61M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$2.57M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$5.32M
2
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$3.09M
3
CELG
Celgene Corp
CELG
+$1.69M
4
AAPL icon
Apple
AAPL
+$1.51M
5
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$1.3M

Sector Composition

Rank Sector Weight
1 Technology 11.21%
2 Consumer Discretionary 6.39%
3 Financials 5.7%
4 Healthcare 4.64%
5 Communication Services 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
V icon
26
Visa
V
$701B
$3.47M 0.62%
18,456
+2,677
+17% +$482K
INTC icon
27
Intel
INTC
$413B
$3.42M 0.61%
57,000
+5,036
+10% +$282K
DIA icon
28
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45B
$3.32M 0.59%
11,658
-19,317
-62% -$5.32M
SCHD icon
29
Schwab US Dividend Equity ETF
SCHD
$104B
$3.29M 0.59%
170,163
+137,052
+414% +$2.57M
IEMG icon
30
iShares Core MSCI Emerging Markets ETF
IEMG
$144B
$3.27M 0.58%
60,832
+4,242
+7% +$219K
XLK icon
31
State Street Technology Select Sector SPDR ETF
XLK
$109B
$3.25M 0.58%
71,020
-500
-0.7% -$21.4K
ITA icon
32
iShares US Aerospace & Defense ETF
ITA
$14B
$3.24M 0.58%
29,210
+488
+2% +$54.8K
LMT icon
33
Lockheed Martin
LMT
$131B
$3.22M 0.58%
8,277
+1,306
+19% +$501K
META icon
34
Meta Platforms (Facebook)
META
$1.49T
$3.09M 0.55%
15,048
-5,695
-27% -$1.1M
CVX icon
35
Chevron
CVX
$382B
$3.02M 0.54%
25,066
+1,027
+4% +$121K
CSCO icon
36
Cisco
CSCO
$443B
$2.98M 0.53%
62,171
+17,698
+40% +$823K
VZ icon
37
Verizon
VZ
$197B
$2.98M 0.53%
48,540
+1,669
+4% +$101K
NEE icon
38
NextEra Energy
NEE
$184B
$2.96M 0.53%
48,876
+15,072
+45% +$880K
DIS icon
39
Walt Disney
DIS
$171B
$2.94M 0.53%
20,313
+1,645
+9% +$230K
PG icon
40
Procter & Gamble
PG
$340B
$2.87M 0.51%
22,918
+275
+1% +$33.6K
TOTL icon
41
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.1B
$2.82M 0.5%
57,560
+53,315
+1,256% +$2.61M
JPM icon
42
JPMorgan Chase
JPM
$916B
$2.82M 0.5%
20,207
+1,918
+10% +$246K
IEFA icon
43
iShares Core MSCI EAFE ETF
IEFA
$186B
$2.82M 0.5%
43,166
+8,578
+25% +$544K
PFE icon
44
Pfizer
PFE
$143B
$2.81M 0.5%
75,637
+2,203
+3% +$78.5K
VCSH icon
45
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$2.81M 0.5%
34,613
+7,016
+25% +$568K
IWV icon
46
iShares Russell 3000 ETF
IWV
$19.2B
$2.67M 0.48%
14,138
-71
-0.5% -$12.8K
XOM icon
47
ExxonMobil
XOM
$650B
$2.64M 0.47%
37,895
+6,299
+20% +$436K
XAR icon
48
State Street SPDR S&P Aerospace & Defense ETF
XAR
$5.78B
$2.63M 0.47%
24,138
+347
+1% +$37.5K
VRIG icon
49
Invesco Variable Rate Investment Grade ETF
VRIG
$1.8B
$2.59M 0.46%
103,590
-321
-0.3% -$8.01K
VO icon
50
Vanguard Mid-Cap ETF
VO
$106B
$2.54M 0.45%
56,976
-880
-2% -$37.8K
1
2
3 4 5

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Kovack Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Kovack Advisors held 589 positions worth $559M, up 15% from $487M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Kovack Advisors deployed $37.9M of net new capital in Q4 2019, opening 78 new positions and adding to 226 existing holdings. Its largest new stake was First Trust Senior Loan Fund ETF: 95,306 shares worth $4.57M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $5.32M trimmed.

  • Kovack Advisors's largest Q4 2019 buy was First Trust Senior Loan Fund ETF: 95,306 shares worth $4.57M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2019, an estimated $6.82M increase.
  • Kovack Advisors's biggest Q4 2019 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $5.32M.
  • Kovack Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $1.69M.
  • Kovack Advisors's ten largest holdings make up 24% of its $559M portfolio in Q4 2019.
  • Kovack Advisors opened 78 new positions and closed 109 in Q4 2019.
  • Kovack Advisors's portfolio value rose 15% quarter-over-quarter to $559M.

Based on Kovack Advisors's 13F filing for Q4 2019, filed 29 Jan 2020.