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KA
Kovack Advisors Portfolio holdings
AUM
$2.08B
1-Year Est. Return
38.95%
This Fund
S&P 500
This Quarter
Est. Return
+2.38%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$205M
AUM Growth
+$17M
(+9%)
Cap. Flow
+$13.5M
Cap. Flow
% of AUM
6.58%
Top 10 Holdings %
Top 10 Hldgs %
30.77%
Holding
330
New
60
Increased
117
Reduced
70
Closed
60
Avg Time Held Equity + Options
4.4
quarters
Top 10 Avg Time Held Equity + Options
3.5
quarters
Top 20 Avg Time Held Equity + Options
3.3
quarters
Avg Time Held Equity only
4.6
quarters
Top 10 Avg Time Held Equity only
3.5
quarters
Top 20 Avg Time Held Equity only
3.3
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Value Line Dividend Fund
FVD
|
+$3.44M |
| 2 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$3.27M |
| 3 |
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
|
+$2.73M |
| 4 |
JPS
Nuveen Preferred & Income Securities Fund
JPS
|
+$2.28M |
| 5 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$1.43M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$3.31M |
| 2 |
Fidelity Nasdaq Composite Index ETF
ONEQ
|
+$3.24M |
| 3 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$1.75M |
| 4 |
Apple
AAPL
|
+$1.06M |
| 5 |
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
|
+$823K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 58.37% |
| 2 | Technology | 10.16% |
| 3 | Communication Services | 6.09% |
| 4 | Healthcare | 4.63% |
| 5 | Financials | 4.3% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
26
Walmart Inc
WMT
$893B
| $1.62M | 0.79% |
67,449
-24,324
| -27% | -$590K |
2014 Q2
9 quarters
|
|
27
Vanguard Morningstar Growth ETF
VUG
$237B
| $1.61M | 0.78% |
85,980
-102
| -0.1% | -$1.9K |
2014 Q4
7 quarters
|
|
28
Starbucks
SBUX
$105B
| $1.51M | 0.73% |
27,875
+6,829
| +32% | +$382K |
2015 Q2
5 quarters
|
|
29
Vident US Equity Strategy ETF
VUSE
$686M
| $1.46M | 0.71% |
54,509
-5,820
| -10% | -$153K |
2015 Q4
3 quarters
|
|
30
Microsoft
MSFT
$4.01T
| $1.45M | 0.71% |
25,223
+4,160
| +20% | +$235K |
2014 Q3
8 quarters
|
|
31
Alphabet (Google) Class A
GOOGL
$4.33T
| $1.44M | 0.7% |
35,820
+9,580
| +37% | +$375K |
2015 Q4
3 quarters
|
|
32
State Street Health Care Select Sector SPDR ETF
XLV
$44.4B
| $1.41M | 0.69% |
19,570
+337
| +2% | +$24.8K |
2014 Q2
9 quarters
|
|
33
iShares Morningstar Growth ETF
ILCG
$3.24B
| $1.41M | 0.69% |
57,765
| – | – |
2015 Q2
5 quarters
|
|
34
Vanguard Short-Term Bond ETF
BSV
$45.4B
| $1.38M | 0.67% |
17,030
+433
| +3% | +$35K |
2014 Q3
8 quarters
|
|
35
ExxonMobil
XOM
$707B
| $1.36M | 0.66% |
15,630
+1,285
| +9% | +$114K |
2013 Q2
13 quarters
|
|
36
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22B
| $1.29M | 0.63% |
+32,370
| New | +$1.3M |
2016 Q3
0 quarters
|
|
37
SPDR Gold Trust
GLD
$141B
| $1.26M | 0.61% |
10,052
+7,245
| +258% | +$923K |
2016 Q1
2 quarters
|
|
38
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$1.02B
| $1.21M | 0.59% |
3,199
-304
| -9% | -$161K |
2016 Q2
1 quarter
|
|
39
McEwen Inc
MUX
$1.07B
| $1.19M | 0.58% |
32,283
| – | – |
2016 Q1
2 quarters
|
|
40
iShares Core S&P 500 ETF
IVV
$897B
| $1.16M | 0.57% |
5,343
+836
| +19% | +$182K |
2013 Q2
13 quarters
|
|
41
DELISTED
Diebold Nixdorf Incorporated
DBD
| $1.1M | 0.54% |
44,436
-1,200
| -3% | -$31.9K |
2015 Q1
6 quarters
|
|
42
Netflix
NFLX
$295B
| $1.1M | 0.53% |
111,260
+9,590
| +9% | +$91.5K |
2015 Q3
4 quarters
|
|
43
WisdomTree US LargeCap Dividend Fund
DLN
$6.29B
| $1.07M | 0.52% |
27,916
+5,068
| +22% | +$196K |
2014 Q4
7 quarters
|
|
44
Intel
INTC
$535B
| $1.04M | 0.51% |
27,681
+19,412
| +235% | +$687K |
2014 Q4
7 quarters
|
|
45
First Trust Dorsey Wright Focus 5 ETF
FV
$3.89B
| $1.03M | 0.5% |
44,887
-713
| -2% | -$16.3K |
2014 Q4
7 quarters
|
|
46
Amazon
AMZN
$2.8T
| $1.01M | 0.49% |
24,240
+1,940
| +9% | +$74.2K |
2015 Q2
5 quarters
|
|
47
GSK
GSK
$94.1B
| $985K | 0.48% |
18,278
+207
| +1% | +$11.3K |
2015 Q1
6 quarters
|
|
48
iShares Gold Trust
IAU
$61.7B
| $983K | 0.48% |
38,751
-3,824
| -9% | -$98.4K |
2015 Q4
3 quarters
|
|
49
Invesco Preferred ETF
PGX
$3.6B
| $949K | 0.46% |
62,702
+11,001
| +21% | +$168K |
2016 Q1
2 quarters
|
|
|
CELG
50
DELISTED
Celgene Corp
CELG
| $924K | 0.45% |
8,845
+4,108
| +87% | +$445K |
2014 Q3
8 quarters
|
|
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Kovack Advisors's Q3 2016 Portfolio in Review
As of Q3 2016, Kovack Advisors held 330 positions worth $205M, up 9% from $188M the previous quarter. Its ten largest holdings account for 31% of the portfolio.
Kovack Advisors deployed $13.5M of net new capital in Q3 2016, opening 60 new positions and adding to 117 existing holdings. Its largest new stake was iShares MSCI USA Min Vol Factor ETF: 70,611 shares worth $3.21M.
By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, down from 59% a quarter earlier, followed by Technology and Communication Services.
On the sell side, the largest reduction was Apple, an estimated $1.06M trimmed.
- Kovack Advisors's largest Q3 2016 buy was iShares MSCI USA Min Vol Factor ETF: 70,611 shares worth $3.21M.
- Kovack Advisors added most to First Trust Value Line Dividend Fund in Q3 2016, an estimated $3.44M increase.
- Kovack Advisors's biggest Q3 2016 reduction was Apple, cutting an estimated $1.06M.
- Kovack Advisors fully exited Invesco S&P 500 Equal Weight ETF in Q3 2016, selling an estimated $3.31M.
- Kovack Advisors's ten largest holdings make up 31% of its $205M portfolio in Q3 2016.
- Kovack Advisors opened 60 new positions and closed 60 in Q3 2016.
- Kovack Advisors's portfolio value rose 9% quarter-over-quarter to $205M.
Based on Kovack Advisors's 13F filing for Q3 2016, filed 25 Sep 2018.