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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+2.38%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$205M
AUM Growth
+$17M
Cap. Flow
+$13.5M
Cap. Flow %
6.58%
Top 10 Hldgs %
30.77%
Holding
330
New
60
Increased
117
Reduced
70
Closed
60

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$3.44M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.27M
3
VXZ
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
+$2.73M
4
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$2.28M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.43M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.31M
2
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$3.24M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$1.75M
4
AAPL icon
Apple
AAPL
+$1.06M
5
HYS icon
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
+$823K

Sector Composition

Rank Sector Weight
1 Miscellaneous 58.37%
2 Technology 10.16%
3 Communication Services 6.09%
4 Healthcare 4.63%
5 Financials 4.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WMT icon
26
Walmart Inc
WMT
$817B
$1.62M 0.79%
67,449
-24,324
-27% -$590K
VUG icon
27
Vanguard Morningstar Growth ETF
VUG
$229B
$1.61M 0.78%
85,980
-102
-0.1% -$1.9K
SBUX icon
28
Starbucks
SBUX
$122B
$1.51M 0.73%
27,875
+6,829
+32% +$382K
VUSE icon
29
Vident US Equity Strategy ETF
VUSE
$696M
$1.46M 0.71%
54,509
-5,820
-10% -$153K
MSFT icon
30
Microsoft
MSFT
$3.75T
$1.45M 0.71%
25,223
+4,160
+20% +$235K
GOOGL icon
31
Alphabet (Google) Class A
GOOGL
$4.17T
$1.44M 0.7%
35,820
+9,580
+37% +$375K
XLV icon
32
State Street Health Care Select Sector SPDR ETF
XLV
$44.6B
$1.41M 0.69%
19,570
+337
+2% +$24.8K
ILCG icon
33
iShares Morningstar Growth ETF
ILCG
$3.23B
$1.41M 0.69%
57,765
– –
BSV icon
34
Vanguard Short-Term Bond ETF
BSV
$45.7B
$1.38M 0.67%
17,030
+433
+3% +$35K
XOM icon
35
ExxonMobil
XOM
$643B
$1.36M 0.66%
15,630
+1,285
+9% +$114K
XLY icon
36
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.8B
$1.29M 0.63%
+32,370
New +$1.3M
GLD icon
37
SPDR Gold Trust
GLD
$154B
$1.26M 0.61%
10,052
+7,245
+258% +$923K
NUGT icon
38
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$1.52B
$1.21M 0.59%
3,199
-304
-9% -$161K
MUX icon
39
McEwen Inc
MUX
$1.33B
$1.19M 0.58%
32,283
– –
IVV icon
40
iShares Core S&P 500 ETF
IVV
$900B
$1.16M 0.57%
5,343
+836
+19% +$182K
DBD
41
DELISTED
Diebold Nixdorf Incorporated
DBD
$1.1M 0.54%
44,436
-1,200
-3% -$31.9K
NFLX icon
42
Netflix
NFLX
$332B
$1.1M 0.53%
111,260
+9,590
+9% +$91.5K
DLN icon
43
WisdomTree US LargeCap Dividend Fund
DLN
$6.35B
$1.07M 0.52%
27,916
+5,068
+22% +$196K
INTC icon
44
Intel
INTC
$487B
$1.04M 0.51%
27,681
+19,412
+235% +$687K
FV icon
45
First Trust Dorsey Wright Focus 5 ETF
FV
$3.87B
$1.03M 0.5%
44,887
-713
-2% -$16.3K
AMZN icon
46
Amazon
AMZN
$2.76T
$1.01M 0.49%
24,240
+1,940
+9% +$74.2K
GSK icon
47
GSK
GSK
$101B
$985K 0.48%
18,278
+207
+1% +$11.3K
IAU icon
48
iShares Gold Trust
IAU
$68.3B
$983K 0.48%
38,751
-3,824
-9% -$98.4K
PGX icon
49
Invesco Preferred ETF
PGX
$3.74B
$949K 0.46%
62,702
+11,001
+21% +$168K
CELG
50
DELISTED
Celgene Corp
CELG
$924K 0.45%
8,845
+4,108
+87% +$445K
1
2
3 4 5

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Kovack Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Kovack Advisors held 330 positions worth $205M, up 9% from $188M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Kovack Advisors deployed $13.5M of net new capital in Q3 2016, opening 60 new positions and adding to 117 existing holdings. Its largest new stake was iShares MSCI USA Min Vol Factor ETF: 70,611 shares worth $3.21M.

By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, down from 59% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was Apple, an estimated $1.06M trimmed.

  • Kovack Advisors's largest Q3 2016 buy was iShares MSCI USA Min Vol Factor ETF: 70,611 shares worth $3.21M.
  • Kovack Advisors added most to First Trust Value Line Dividend Fund in Q3 2016, an estimated $3.44M increase.
  • Kovack Advisors's biggest Q3 2016 reduction was Apple, cutting an estimated $1.06M.
  • Kovack Advisors fully exited Invesco S&P 500 Equal Weight ETF in Q3 2016, selling an estimated $3.31M.
  • Kovack Advisors's ten largest holdings make up 31% of its $205M portfolio in Q3 2016.
  • Kovack Advisors opened 60 new positions and closed 60 in Q3 2016.
  • Kovack Advisors's portfolio value rose 9% quarter-over-quarter to $205M.

Based on Kovack Advisors's 13F filing for Q3 2016, filed 25 Sep 2018.