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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+0.69%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$68M
AUM Growth
-$953K
Cap. Flow
-$1.14M
Cap. Flow %
-1.68%
Top 10 Hldgs %
51.48%
Holding
155
New
37
Increased
41
Reduced
33
Closed
30

Top Buys

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$2.34M
2
SHW icon
Sherwin-Williams
SHW
+$764K
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$752K
4
SH icon
ProShares Short S&P500
SH
+$714K
5
PSQ icon
ProShares Short QQQ
PSQ
+$689K

Top Sells

Rank Stock Value
1
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$1.85M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.52M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$1.29M
4
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$970K
5
IYF icon
iShares US Financials ETF
IYF
+$727K

Sector Composition

Rank Sector Weight
1 Miscellaneous 62.85%
2 Technology 15.81%
3 Communication Services 4.43%
4 Consumer Staples 3.89%
5 Energy 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TBF icon
26
ProShares Short 20+ Year Treasury ETF
TBF
$119M
$602K 0.89%
21,700
-65,535
-75% -$1.85M
FVD icon
27
First Trust Value Line Dividend Fund
FVD
$7.99B
$587K 0.86%
26,134
+2,053
+9% +$46.6K
BP icon
28
BP
BP
$119B
$525K 0.77%
14,602
+4,188
+40% +$166K
PIV
29
DELISTED
PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX
PIV
$496K 0.73%
23,000
– –
NYRT
30
DELISTED
New York REIT, Inc.
NYRT
$422K 0.62%
4,101
-210
-5% -$22.2K
AGG icon
31
iShares Core US Aggregate Bond ETF
AGG
$137B
$414K 0.61%
3,791
-35
-0.9% -$3.82K
ETN icon
32
Eaton
ETN
$165B
$400K 0.59%
6,309
+1,192
+23% +$84.5K
XLV icon
33
State Street Health Care Select Sector SPDR ETF
XLV
$43B
$395K 0.58%
6,186
+494
+9% +$30.9K
META icon
34
Meta Platforms (Facebook)
META
$1.65T
$388K 0.57%
4,915
-515
-9% -$37.8K
MO icon
35
Altria Group
MO
$115B
$362K 0.53%
7,873
+677
+9% +$29K
IBM icon
36
IBM
IBM
$229B
$361K 0.53%
1,987
+832
+72% +$152K
F icon
37
Ford
F
$55.7B
$356K 0.52%
24,080
+2,108
+10% +$36K
RAI
38
DELISTED
Reynolds American Inc
RAI
$355K 0.52%
12,026
+200
+2% +$5.82K
MSFT icon
39
Microsoft
MSFT
$3.68T
$347K 0.51%
+7,488
New +$334K
QQQ icon
40
Invesco QQQ Trust
QQQ
$488B
$336K 0.49%
3,405
+92
+3% +$8.96K
BAC icon
41
Bank of America
BAC
$438B
$334K 0.49%
19,585
-1,074
-5% -$17.1K
WMB icon
42
Williams Companies
WMB
$89.1B
$331K 0.49%
5,982
-796
-12% -$45.7K
RPV icon
43
Invesco S&P 500 Pure Value ETF
RPV
$1.75B
$327K 0.48%
6,183
– –
VZ icon
44
Verizon
VZ
$210B
$325K 0.48%
6,501
+318
+5% +$15.8K
XLK icon
45
State Street Technology Select Sector SPDR ETF
XLK
$122B
$318K 0.47%
15,934
-650
-4% -$12.9K
HPQ icon
46
HP
HPQ
$32B
$315K 0.46%
+19,578
New +$318K
SCTY
47
DELISTED
SolarCity Corporation
SCTY
$310K 0.46%
5,193
+575
+12% +$39.6K
DIA icon
48
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.2B
$305K 0.45%
1,794
– –
BMY icon
49
Bristol-Myers Squibb
BMY
$130B
$304K 0.45%
5,943
-184
-3% -$9.19K
GOOG icon
50
Alphabet (Google) Class C
GOOG
$4.1T
$302K 0.44%
9,867
+943
+11% +$27.3K
1
2
3 4 5

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Kovack Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Kovack Advisors held 155 positions worth $68M, down 1.4% from $68.9M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Kovack Advisors's Q3 2014 filing shows 37 new, 41 increased, 33 reduced and 30 closed positions. Its largest new stake was Vanguard Short-Term Bond ETF: 29,160 shares worth $2.33M. The largest sale was ProShares Short 20+ Year Treasury ETF, an estimated $1.85M.

By sector, the portfolio is most concentrated in Miscellaneous at 63% of assets, down from 68% a quarter earlier, followed by Technology and Communication Services.

  • Kovack Advisors's largest Q3 2014 buy was Vanguard Short-Term Bond ETF: 29,160 shares worth $2.33M.
  • Kovack Advisors added most to State Street SPDR Bloomberg Short Term High Yield Bond ETF in Q3 2014, an estimated $752K increase.
  • Kovack Advisors's biggest Q3 2014 reduction was ProShares Short 20+ Year Treasury ETF, cutting an estimated $1.85M.
  • Kovack Advisors fully exited Vanguard FTSE Developed Markets ETF in Q3 2014, selling an estimated $684K.
  • Kovack Advisors's ten largest holdings make up 51% of its $68M portfolio in Q3 2014.
  • Kovack Advisors opened 37 new positions and closed 30 in Q3 2014.
  • Kovack Advisors's portfolio value fell 1.4% quarter-over-quarter to $68M.

Based on Kovack Advisors's 13F filing for Q3 2014, filed 4 Dec 2018.