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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+9.06%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$18.4M
AUM Growth
-$1.05M
Cap. Flow
-$2.36M
Cap. Flow %
-12.84%
Top 10 Hldgs %
42.47%
Holding
90
New
21
Increased
13
Reduced
30
Closed
17

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$521K
2
BP icon
BP
BP
+$370K
3
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$347K
4
MSFT icon
Microsoft
MSFT
+$326K
5
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$298K

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$930K
2
SLV icon
iShares Silver Trust
SLV
+$864K
3
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$812K
4
IWC icon
iShares Micro-Cap ETF
IWC
+$548K
5
SH icon
ProShares Short S&P500
SH
+$546K

Sector Composition

Rank Sector Weight
1 Miscellaneous 45.86%
2 Technology 15.58%
3 Energy 9.78%
4 Communication Services 8.51%
5 Consumer Staples 7.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDS.A
26
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$261K 1.42%
3,924
+216
+6% +$13.6K
GOOG icon
27
Alphabet (Google) Class C
GOOG
$4.1T
$257K 1.4%
9,194
-1,205
-12% -$30.5K
XLF icon
28
State Street Financial Select Sector SPDR ETF
XLF
$54.2B
$249K 1.35%
12,954
+11
+0.1% +$202
MRK icon
29
Merck
MRK
$355B
$241K 1.31%
5,048
-205
-4% -$9.37K
QQQ icon
30
Invesco QQQ Trust
QQQ
$488B
$240K 1.3%
2,731
+148
+6% +$12.3K
IBM icon
31
IBM
IBM
$229B
$236K 1.28%
1,318
+32
+2% +$5.52K
SHY icon
32
iShares 1-3 Year Treasury Bond ETF
SHY
$26.1B
$232K 1.26%
2,749
-236
-8% -$19.9K
RAI
33
DELISTED
Reynolds American Inc
RAI
$231K 1.26%
+9,228
New +$233K
VZ icon
34
Verizon
VZ
$210B
$226K 1.23%
4,608
+12
+0.3% +$590
DVY icon
35
iShares Select Dividend ETF
DVY
$23.6B
$225K 1.22%
+3,155
New +$219K
BMY icon
36
Bristol-Myers Squibb
BMY
$130B
$224K 1.22%
4,223
-1,916
-31% -$97.6K
JNJ icon
37
Johnson & Johnson
JNJ
$640B
$219K 1.19%
2,389
-11
-0.5% -$1.01K
BAC icon
38
Bank of America
BAC
$438B
$215K 1.17%
13,840
-776
-5% -$11.5K
RPV icon
39
Invesco S&P 500 Pure Value ETF
RPV
$1.75B
$214K 1.16%
4,299
-357
-8% -$16.8K
RZV icon
40
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$295M
$213K 1.16%
3,422
-337
-9% -$19.8K
RZG icon
41
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$126M
$212K 1.15%
7,968
-885
-10% -$22.4K
RPG icon
42
Invesco S&P 500 Pure Growth ETF
RPG
$1.92B
$211K 1.15%
15,035
-1,330
-8% -$17.8K
VOD icon
43
Vodafone
VOD
$40.3B
$210K 1.14%
+5,229
New +$197K
RFV icon
44
Invesco S&P MidCap 400 Pure Value ETF
RFV
$338M
$209K 1.14%
+4,119
New +$201K
EPD icon
45
Enterprise Products Partners
EPD
$84B
$208K 1.13%
+6,272
New +$195K
CII icon
46
BlackRock Enhanced Captial and Income Fund
CII
$1.06B
$148K 0.8%
10,844
-587
-5% -$7.9K
BRCD
47
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$120K 0.65%
13,499
-7,745
-36% -$64.6K
NLY icon
48
Annaly Capital Management
NLY
$16.5B
$113K 0.61%
2,836
-269
-9% -$11.7K
HR icon
49
Healthcare Realty
HR
$6.48B
$103K 0.56%
+5,134
New +$109K
VVR icon
50
Invesco Senior Income Trust
VVR
$453M
$86K 0.47%
16,987
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Kovack Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Kovack Advisors held 90 positions worth $18.4M, down 5.4% from $19.5M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Kovack Advisors withdrew a net $2.36M in Q4 2013, closing 17 positions and reducing 30 holdings. Its most notable exit was iShares Silver Trust, an estimated $864K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 46% of assets, down from 53% a quarter earlier, followed by Technology and Energy.

Against the trend, Kovack Advisors opened a new position in First Trust Value Line Dividend Fund worth $535K.

  • Kovack Advisors's largest Q4 2013 buy was First Trust Value Line Dividend Fund: 24,980 shares worth $535K.
  • Kovack Advisors added most to iShares Floating Rate Bond ETF in Q4 2013, an estimated $33.7K increase.
  • Kovack Advisors's biggest Q4 2013 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $930K.
  • Kovack Advisors fully exited iShares Silver Trust in Q4 2013, selling an estimated $864K.
  • Kovack Advisors's ten largest holdings make up 42% of its $18.4M portfolio in Q4 2013.
  • Kovack Advisors opened 21 new positions and closed 17 in Q4 2013.
  • Kovack Advisors's portfolio value fell 5.4% quarter-over-quarter to $18.4M.

Based on Kovack Advisors's 13F filing for Q4 2013, filed 15 Mar 2019.