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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+6.19%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+471.93%
AUM
$19.5M
AUM Growth
+$2.48M
Cap. Flow
+$1.96M
Cap. Flow %
10.09%
Top 10 Hldgs %
48.64%
Holding
90
New
28
Increased
15
Reduced
17
Closed
21

Top Buys

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$854K
2
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$808K
3
IWC icon
iShares Micro-Cap ETF
IWC
+$787K
4
SH icon
ProShares Short S&P500
SH
+$550K
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$387K

Top Sells

Rank Stock Value
1
TIP icon
iShares TIPS Bond ETF
TIP
+$507K
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$487K
3
DVY icon
iShares Select Dividend ETF
DVY
+$435K
4
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$418K
5
AEP icon
American Electric Power
AEP
+$393K

Sector Composition

Rank Sector Weight
1 Technology 13.55%
2 Energy 8.63%
3 Communication Services 6.37%
4 Consumer Staples 6.34%
5 Industrials 3.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRK icon
26
Merck
MRK
$322B
$239K 1.23%
5,253
-1,226
-19% -$56K
MO icon
27
Altria Group
MO
$125B
$235K 1.21%
6,836
+13
+0.2% +$458
IBM icon
28
IBM
IBM
$213B
$228K 1.17%
1,286
+64
+5% +$11.6K
GOOG icon
29
Alphabet (Google) Class C
GOOG
$4.11T
$227K 1.17%
+10,399
New +$230K
RDS.A
30
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$227K 1.17%
3,463
+53
+2% +$3.47K
XLF icon
31
State Street Financial Select Sector SPDR ETF
XLF
$56.5B
$226K 1.16%
+12,943
New +$230K
TBF icon
32
ProShares Short 20+ Year Treasury ETF
TBF
$87.2M
$224K 1.15%
+6,991
New +$227K
VZ icon
33
Verizon
VZ
$197B
$215K 1.11%
4,596
-14
-0.3% -$683
RZG icon
34
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$140M
$212K 1.09%
+8,853
New +$203K
LO
35
DELISTED
LORILLARD INC COM STK
LO
$210K 1.08%
+4,700
New +$207K
KMI icon
36
Kinder Morgan
KMI
$70.9B
$209K 1.07%
5,870
-202
-3% -$7.58K
RZV icon
37
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$291M
$209K 1.07%
+3,759
New +$203K
JNJ icon
38
Johnson & Johnson
JNJ
$640B
$208K 1.07%
+2,400
New +$215K
RPG icon
39
Invesco S&P 500 Pure Growth ETF
RPG
$1.9B
$208K 1.07%
+16,365
New +$201K
QQQ icon
40
Invesco QQQ Trust
QQQ
$436B
$204K 1.05%
+2,583
New +$197K
RPV icon
41
Invesco S&P 500 Pure Value ETF
RPV
$1.66B
$204K 1.05%
+4,656
New +$202K
BAC icon
42
Bank of America
BAC
$429B
$202K 1.04%
14,616
+752
+5% +$10.7K
BRCD
43
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$171K 0.88%
+21,244
New +$152K
CII icon
44
BlackRock Enhanced Captial and Income Fund
CII
$964M
$148K 0.76%
11,431
+800
+8% +$10.4K
NLY icon
45
Annaly Capital Management
NLY
$17.3B
$144K 0.74%
3,105
-45
-1% -$2.12K
RFMD
46
DELISTED
RF MICRO DEVICES INC
RFMD
$122K 0.63%
+21,692
New +$114K
VVR icon
47
Invesco Senior Income Trust
VVR
$456M
$89K 0.46%
16,987
– –
BRW
48
Saba Capital Income & Opportunities Fund
BRW
$335M
$61K 0.31%
5,000
– –
AT
49
DELISTED
Atlantic Power Corporation
AT
$57K 0.29%
13,314
-2,810
-17% -$11.7K
ARR
50
Armour Residential REIT
ARR
$2.32B
$53K 0.27%
+313
New +$53.7K
1
2
3 4

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Kovack Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Kovack Advisors held 90 positions worth $19.5M, up 15% from $17M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Kovack Advisors deployed $1.96M of net new capital in Q3 2013, opening 28 new positions and adding to 15 existing holdings. Its largest new stake was iShares Silver Trust: 41,333 shares worth $864K.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Energy and Communication Services.

On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $418K trimmed.

  • Kovack Advisors's largest Q3 2013 buy was iShares Silver Trust: 41,333 shares worth $864K.
  • Kovack Advisors added most to Apple in Q3 2013, an estimated $202K increase.
  • Kovack Advisors's biggest Q3 2013 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $418K.
  • Kovack Advisors fully exited iShares TIPS Bond ETF in Q3 2013, selling an estimated $507K.
  • Kovack Advisors's ten largest holdings make up 49% of its $19.5M portfolio in Q3 2013.
  • Kovack Advisors opened 28 new positions and closed 21 in Q3 2013.
  • Kovack Advisors's portfolio value rose 15% quarter-over-quarter to $19.5M.

Based on Kovack Advisors's 13F filing for Q3 2013, filed 9 Apr 2019.