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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+0.13%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$920M
AUM Growth
+$41.6M
Cap. Flow
+$50.7M
Cap. Flow %
5.51%
Top 10 Hldgs %
21.24%
Holding
787
New
83
Increased
356
Reduced
204
Closed
80

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.06M
2
SH icon
ProShares Short S&P500
SH
+$2.16M
3
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$2.12M
4
AMZN icon
Amazon
AMZN
+$1.99M
5
AAPL icon
Apple
AAPL
+$1.54M

Top Sells

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$1.51M
2
ADTN icon
Adtran
ADTN
+$1.38M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.22M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.03M
5
VBR icon
Vanguard Morningstar Small-Cap Value ETF
VBR
+$1.01M

Sector Composition

Rank Sector Weight
1 Miscellaneous 46.29%
2 Technology 19.78%
3 Consumer Discretionary 8.37%
4 Financials 5.38%
5 Healthcare 5.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ELV icon
451
Elevance Health
ELV
$86.6B
$366K 0.04%
983
+15
+2% +$5.7K
SNAP icon
452
Snap
SNAP
$9.01B
$366K 0.04%
4,955
-15
-0.3% -$1.08K
PLTR icon
453
Palantir
PLTR
$447B
$365K 0.04%
15,186
-23
-0.2% -$561
LICY
454
DELISTED
Li-Cycle Holdings Corp.
LICY
$364K 0.04%
+3,884
New +$286K
CHX
455
DELISTED
ChampionX
CHX
$363K 0.04%
16,240
+4,500
+38% +$103K
RTX icon
456
RTX Corp
RTX
$286B
$363K 0.04%
4,219
-136
-3% -$11.6K
EMB icon
457
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$362K 0.04%
3,285
-173
-5% -$19.4K
WBK
458
DELISTED
Westpac Banking Corporation
WBK
$361K 0.04%
19,500
– –
VRP icon
459
Invesco Variable Rate Preferred ETF
VRP
$3.03B
$360K 0.04%
13,740
– –
ZS icon
460
Zscaler
ZS
$30.3B
$359K 0.04%
1,368
+409
+43% +$103K
IAI icon
461
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.42B
$358K 0.04%
3,427
+88
+3% +$9.27K
IWF icon
462
iShares Russell 1000 Growth ETF
IWF
$127B
$358K 0.04%
5,232
+124
+2% +$8.77K
HR icon
463
Healthcare Realty
HR
$6.56B
$357K 0.04%
12,051
+2
+0% +$58
VTRS icon
464
Viatris
VTRS
$19.4B
$357K 0.04%
26,355
+2,237
+9% +$31.7K
ACV
465
Virtus Diversified Income & Convertible Fund
ACV
$277M
$356K 0.04%
10,500
-1,500
-13% -$52.7K
CG icon
466
Carlyle Group
CG
$17.5B
$356K 0.04%
7,522
+68
+0.9% +$3.26K
XLG icon
467
Invesco S&P 500 Top 50 ETF
XLG
$11B
$353K 0.04%
10,700
+930
+10% +$31.5K
CDC icon
468
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$742M
$351K 0.04%
5,451
-1,200
-18% -$78.6K
TY icon
469
TRI-Continental Corp
TY
$1.89B
$351K 0.04%
10,526
-12,500
-54% -$428K
HUSV icon
470
First Trust Horizon Managed Volatility Domestic ETF
HUSV
$84.3M
$350K 0.04%
10,950
+1,775
+19% +$58.5K
LHX icon
471
L3Harris
LHX
$48.8B
$350K 0.04%
1,588
+653
+70% +$148K
WBND
472
DELISTED
Western Asset Total Return ETF
WBND
$350K 0.04%
3,705
– –
VSTO
473
DELISTED
Vista Outdoor Inc.
VSTO
$350K 0.04%
8,695
-45
-0.5% -$1.85K
RCS
474
PIMCO Strategic Income Fund
RCS
$249M
$348K 0.04%
49,432
-1,654
-3% -$12.8K
PEO
475
Adams Natural Resources Fund
PEO
$795M
$345K 0.04%
22,866
-2,117
-8% -$30.8K
17 18
19
20 21

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Kovack Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Kovack Advisors held 787 positions worth $920M, up 4.7% from $879M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Kovack Advisors deployed $50.7M of net new capital in Q3 2021, opening 83 new positions and adding to 356 existing holdings. Its largest new stake was ProShares Short S&P500: 36,318 shares worth $2.21M.

By sector, the portfolio is most concentrated in Miscellaneous at 46% of assets, down from 48% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Idexx Laboratories, an estimated $1.51M trimmed.

  • Kovack Advisors's largest Q3 2021 buy was ProShares Short S&P500: 36,318 shares worth $2.21M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $8.06M increase.
  • Kovack Advisors's biggest Q3 2021 reduction was Idexx Laboratories, cutting an estimated $1.51M.
  • Kovack Advisors fully exited abrdn Physical Precious Metals Basket Shares ETF in Q3 2021, selling an estimated $839K.
  • Kovack Advisors's ten largest holdings make up 21% of its $920M portfolio in Q3 2021.
  • Kovack Advisors opened 83 new positions and closed 80 in Q3 2021.
  • Kovack Advisors's portfolio value rose 4.7% quarter-over-quarter to $920M.

Based on Kovack Advisors's 13F filing for Q3 2021, filed 3 Nov 2021.