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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+14.27%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+471.93%
AUM
$695M
AUM Growth
+$133M
Cap. Flow
+$65.2M
Cap. Flow %
9.38%
Top 10 Hldgs %
23.4%
Holding
683
New
144
Increased
251
Reduced
181
Closed
54

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.36M
2
ADTN icon
Adtran
ADTN
+$3.14M
3
CIM.PRC
Chimera Investment Corp 7.75% Series C Preferred Stock
CIM.PRC
+$3M
4
AAOI icon
Applied Optoelectronics
AAOI
+$2.42M
5
ARAY icon
Accuray
ARAY
+$2.11M

Top Sells

Rank Stock Value
1
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$6.92M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.1M
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.87M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$943K
5
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$897K

Sector Composition

Rank Sector Weight
1 Technology 18.54%
2 Consumer Discretionary 8.35%
3 Healthcare 5.49%
4 Financials 5.14%
5 Communication Services 4.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CARR icon
451
Carrier Global
CARR
$49.4B
$249K 0.04%
+6,611
New +$239K
PSX icon
452
Phillips 66
PSX
$82.9B
$249K 0.04%
+3,562
New +$209K
SNOW icon
453
Snowflake
SNOW
$98.1B
$243K 0.04%
+862
New +$245K
PKB icon
454
Invesco Building & Construction ETF
PKB
$418M
$242K 0.03%
5,875
-550
-9% -$21.6K
SWKS icon
455
Skyworks Solutions
SWKS
$9.21B
$242K 0.03%
1,584
+197
+14% +$28.8K
IEF icon
456
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
$239K 0.03%
1,993
-223
-10% -$26.8K
CIM.PRB
457
Chimera Investment Corp 8.00% Series B Preferred Stock
CIM.PRB
$309M
$238K 0.03%
+10,437
New +$229K
IWF icon
458
iShares Russell 1000 Growth ETF
IWF
$117B
$237K 0.03%
3,924
-124
-3% -$7.06K
CG icon
459
Carlyle Group
CG
$16.1B
$236K 0.03%
+7,519
New +$212K
U icon
460
Unity
U
$14B
$236K 0.03%
+1,540
New +$187K
NVS icon
461
Novartis
NVS
$302B
$235K 0.03%
2,488
– –
BN icon
462
Brookfield
BN
$102B
$234K 0.03%
+10,576
New +$212K
VTA
463
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$233K 0.03%
21,695
+62
+0.3% +$611
COF icon
464
Capital One
COF
$128B
$232K 0.03%
+2,350
New +$200K
VTEB icon
465
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.2B
$232K 0.03%
4,202
+23
+0.6% +$1.26K
HYMB icon
466
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.1B
$231K 0.03%
7,818
+10
+0.1% +$288
AMAT icon
467
Applied Materials
AMAT
$347B
$230K 0.03%
+2,671
New +$197K
BIP icon
468
Brookfield Infrastructure Partners
BIP
$19.6B
$230K 0.03%
6,987
– –
ARKK icon
469
ARK Innovation ETF
ARKK
$5.59B
$229K 0.03%
+1,838
New +$199K
HP icon
470
Helmerich & Payne
HP
$3.34B
$229K 0.03%
9,898
-890
-8% -$17.2K
IFV icon
471
First Trust Dorsey Wright International Focus 5 ETF
IFV
$221M
$229K 0.03%
10,293
-399
-4% -$8.16K
JRO
472
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$229K 0.03%
26,485
-25,219
-49% -$210K
GSBD icon
473
Goldman Sachs BDC
GSBD
$997M
$228K 0.03%
11,900
– –
SVC
474
Service Properties Trust
SVC
$1.05B
$227K 0.03%
3,946
– –
WBA
475
DELISTED
Walgreens Boots Alliance
WBA
$227K 0.03%
+5,686
New +$220K
17 18
19
20 21

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Kovack Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Kovack Advisors held 683 positions worth $695M, up 24% from $562M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Kovack Advisors deployed $65.2M of net new capital in Q4 2020, opening 144 new positions and adding to 251 existing holdings. Its largest new stake was Adtran: 247,300 shares worth $3.65M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $2.1M trimmed.

  • Kovack Advisors's largest Q4 2020 buy was Adtran: 247,300 shares worth $3.65M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2020, an estimated $5.36M increase.
  • Kovack Advisors's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $2.1M.
  • Kovack Advisors fully exited VanEck Morningstar Wide Moat ETF in Q4 2020, selling an estimated $6.92M.
  • Kovack Advisors's ten largest holdings make up 23% of its $695M portfolio in Q4 2020.
  • Kovack Advisors opened 144 new positions and closed 54 in Q4 2020.
  • Kovack Advisors's portfolio value rose 24% quarter-over-quarter to $695M.

Based on Kovack Advisors's 13F filing for Q4 2020, filed 14 Jan 2021.