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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+1.49%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$487M
AUM Growth
+$49.9M
Cap. Flow
+$45.3M
Cap. Flow %
9.29%
Top 10 Hldgs %
23%
Holding
552
New
76
Increased
223
Reduced
155
Closed
41

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$5.11M
2
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$3.29M
3
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$3.17M
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.29M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$2.23M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.84M
2
ARKW icon
ARK Web x.0 ETF
ARKW
+$2.65M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.26M
4
T icon
AT&T
T
+$1.01M
5
NFLX icon
Netflix
NFLX
+$994K

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.91%
2 Technology 10.81%
3 Consumer Discretionary 6.9%
4 Financials 5.82%
5 Healthcare 5.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VVR icon
451
Invesco Senior Income Trust
VVR
$448M
$78K 0.02%
18,536
– –
TEVA icon
452
Teva Pharmaceuticals
TEVA
$43.8B
$76K 0.02%
+11,085
New +$84.9K
USA icon
453
Liberty All-Star Equity Fund
USA
$1.85B
$74K 0.02%
+11,560
New +$73K
DMTK
454
DELISTED
DermTech, Inc. Common Stock
DMTK
$73K 0.02%
+13,000
New +$155K
ACB
455
Aurora Cannabis
ACB
$254M
$72K 0.01%
136
-52
-28% -$38.5K
ZNGA
456
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$71K 0.01%
+12,210
New +$73.4K
GGN
457
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$889M
$70K 0.01%
+15,997
New +$71.8K
AMZN icon
458
PUT
Amazon
AMZN
$2.76T
$65K 0.01%
+80
New +$7.42K
EOD
459
Allspring Global Dividend Opportunity Fund
EOD
$287M
$64K 0.01%
11,764
– –
AAPL icon
460
CALL
Apple
AAPL
$4.59T
$61K 0.01%
60
– –
MN
461
DELISTED
MANNING & NAPIER, INC.
MN
$59K 0.01%
31,604
– –
NCZ
462
Virtus Convertible & Income Fund II
NCZ
$298M
$56K 0.01%
2,798
-56
-2% -$1.13K
LYG icon
463
Lloyds Banking Group
LYG
$85.7B
$55K 0.01%
+20,970
New +$54.4K
SJT
464
San Juan Basin Royalty Trust
SJT
$127M
$53K 0.01%
17,700
– –
OPK icon
465
Opko Health
OPK
$1.12B
$45K 0.01%
21,651
-550
-2% -$1.12K
DF
466
DELISTED
Dean Foods Company
DF
$43K 0.01%
36,800
-1,000
-3% -$1.19K
RCMT icon
467
RCM Technologies
RCMT
$291M
$37K 0.01%
12,339
– –
MDR
468
DELISTED
McDermott International
MDR
$27K 0.01%
+13,420
New +$82.5K
NBR icon
469
Nabors Industries
NBR
$1.36B
$21K ﹤0.01%
+220
New +$24.7K
AMZN icon
470
CALL
Amazon
AMZN
$2.76T
$20K ﹤0.01%
80
+20
+33% +$1.85K
PLM
471
DELISTED
PolyMet Mining Corp.
PLM
$13K ﹤0.01%
4,000
+1,000
+33% +$3.73K
META icon
472
PUT
Meta Platforms (Facebook)
META
$1.45T
$12K ﹤0.01%
+10
New +$1.9K
BABA icon
473
CALL
Alibaba
BABA
$279B
$11K ﹤0.01%
8
– –
KG
474
Kestrel Group
KG
$59.3M
$11K ﹤0.01%
+760
New +$8.94K
TRVN
475
DELISTED
Trevena, Inc.
TRVN
$10K ﹤0.01%
16
-5
-24% -$2.93K
17 18
19
20 21

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ICM
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CAM
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TFS
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OPAM
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WFMPM
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OAM
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Kovack Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Kovack Advisors held 552 positions worth $487M, up 11% from $437M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Kovack Advisors deployed $45.3M of net new capital in Q3 2019, opening 76 new positions and adding to 223 existing holdings. Its largest new stake was Fidelity Nasdaq Composite Index ETF: 103,560 shares worth $3.25M.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 49% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Apple, an estimated $2.84M trimmed.

  • Kovack Advisors's largest Q3 2019 buy was Fidelity Nasdaq Composite Index ETF: 103,560 shares worth $3.25M.
  • Kovack Advisors added most to iShares Core Dividend Growth ETF in Q3 2019, an estimated $5.11M increase.
  • Kovack Advisors's biggest Q3 2019 reduction was Apple, cutting an estimated $2.84M.
  • Kovack Advisors fully exited ARK Web x.0 ETF in Q3 2019, selling an estimated $2.65M.
  • Kovack Advisors's ten largest holdings make up 23% of its $487M portfolio in Q3 2019.
  • Kovack Advisors opened 76 new positions and closed 41 in Q3 2019.
  • Kovack Advisors's portfolio value rose 11% quarter-over-quarter to $487M.

Based on Kovack Advisors's 13F filing for Q3 2019, filed 31 Oct 2019.