KA
Kovack Advisors Portfolio holdings
AUM
$2.08B
Turnover
20.76%
1-Year Est. Return
38.95%
This Fund
S&P 500
This Quarter
Est. Return
+9.37%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$1.04B
AUM Growth
+$115M
(+12%)
Cap. Flow
+$44.4M
Cap. Flow
% of AUM
4.29%
Top 10 Holdings %
Top 10 Hldgs %
25.87%
Holding
797
New
90
Increased
315
Reduced
262
Closed
88
Avg Time Held Equity + Options
2.2
years
Top 10 Avg Time Held Equity + Options
3.3
years
Top 20 Avg Time Held Equity + Options
2.5
years
Avg Time Held Equity only
2.2
years
Top 10 Avg Time Held Equity only
3.3
years
Top 20 Avg Time Held Equity only
2.5
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$54.3M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$7.25M |
| 3 |
iShares Core Dividend Growth ETF
DGRO
|
+$5.81M |
| 4 |
State Street SPDR S&P Semiconductor ETF
XSD
|
+$3.58M |
| 5 |
Schwab US Dividend Equity ETF
SCHD
|
+$3.56M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$26.5M |
| 2 |
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
|
+$3.76M |
| 3 |
Global X ClimateTech ETF
CTEC
|
+$3.59M |
| 4 |
State Street SPDR S&P Kensho Clean Power ETF
CNRG
|
+$3.59M |
| 5 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$2.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 47.94% |
| 2 | Technology | 20.13% |
| 3 | Consumer Discretionary | 7.78% |
| 4 | Financials | 5.01% |
| 5 | Healthcare | 4.82% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
426
GSK
GSK
$95.9B
| $401K | 0.04% |
7,282
-852
| -10% | -$44.3K |
2020 Q3
5 quarters
|
|
427
DELISTED
Li-Cycle Holdings Corp.
LICY
| $399K | 0.04% |
5,009
+1,125
| +29% | +$106K |
2021 Q3
1 quarter
|
|
428
First Trust High Yield Opportunities 2027 Term Fund
FTHY
$465M
| $398K | 0.04% |
19,700
-1,750
| -8% | -$36K |
2020 Q2
6 quarters
|
|
|
COUP
429
DELISTED
Coupa Software Incorporated
COUP
| $398K | 0.04% |
2,519
-1,567
| -38% | -$323K |
2020 Q3
5 quarters
|
|
430
ProShares Short 7-10 Year Treasury
TBX
$19.3M
| $396K | 0.04% |
+16,300
| New | +$398K |
2021 Q4
0 quarters
|
|
431
Gladstone Capital
GLAD
$427M
| $395K | 0.04% |
17,022
+6,353
| +60% | +$147K |
2021 Q3
1 quarter
|
|
432
Hercules Capital
HTGC
$3.06B
| $394K | 0.04% |
23,771
-937
| -4% | -$15.9K |
2019 Q1
11 quarters
|
|
|
TWTR
433
DELISTED
Twitter, Inc.
TWTR
| $394K | 0.04% |
9,120
+4,205
| +86% | +$218K |
2021 Q2
2 quarters
|
|
434
Nuveen Floating Rate Income Fund
JFR
$1.18B
| $393K | 0.04% |
38,600
+2,000
| +5% | +$20.4K |
2020 Q3
5 quarters
|
|
435
State Street Materials Select Sector SPDR ETF
XLB
$7.85B
| $393K | 0.04% |
8,674
+310
| +4% | +$13.4K |
2020 Q4
4 quarters
|
|
436
Paycom
PAYC
$10.8B
| $390K | 0.04% |
940
-1,123
| -54% | -$532K |
2018 Q3
13 quarters
|
|
437
Skyworks Solutions
SWKS
$18.1B
| $388K | 0.04% |
2,502
+46
| +2% | +$7.36K |
2020 Q3
5 quarters
|
|
438
Teledyne Technologies
TDY
$28.2B
| $386K | 0.04% |
884
+2
| +0.2% | +$870 |
2018 Q3
13 quarters
|
|
439
Agnico Eagle Mines
AEM
$89.6B
| $385K | 0.04% |
7,236
+1
| +0% | +$53 |
2020 Q2
6 quarters
|
|
440
DELISTED
Qorvo
QRVO
| $385K | 0.04% |
2,464
-325
| -12% | -$51.7K |
2020 Q2
6 quarters
|
|
441
TRI-Continental Corp
TY
$1.84B
| $385K | 0.04% |
11,598
+1,072
| +10% | +$36.9K |
2019 Q4
8 quarters
|
|
442
Ambarella
AMBA
$2.71B
| $384K | 0.04% |
+1,895
| New | +$351K |
2021 Q4
0 quarters
|
|
443
Richardson Electronics
RELL
$301M
| $384K | 0.04% |
28,400
-18,400
| -39% | -$212K |
2020 Q4
4 quarters
|
|
444
Take-Two Interactive
TTWO
$37.6B
| $384K | 0.04% |
+2,158
| New | +$376K |
2021 Q4
0 quarters
|
|
445
State Street Blackstone Senior Loan ETF
SRLN
$5.37B
| $383K | 0.04% |
8,400
-1,430
| -15% | -$65.4K |
2015 Q3
25 quarters
|
|
446
Analog Devices
ADI
$196B
| $381K | 0.04% |
2,165
-5,913
| -73% | -$1.05M |
2021 Q2
2 quarters
|
|
447
RTX Corp
RTX
$251B
| $379K | 0.04% |
4,402
+183
| +4% | +$15.9K |
2016 Q4
20 quarters
|
|
448
First Trust Dorsey Wright International Focus 5 ETF
IFV
$210M
| $378K | 0.04% |
16,280
+1,630
| +11% | +$37.7K |
2020 Q3
5 quarters
|
|
449
Invesco S&P 500 Top 50 ETF
XLG
$11.8B
| $377K | 0.04% |
10,200
-500
| -5% | -$17.8K |
2020 Q2
6 quarters
|
|
450
Vanguard Morningstar Small-Cap Growth ETF
VBK
$22.4B
| $376K | 0.04% |
1,336
-60
| -4% | -$17.2K |
2020 Q4
4 quarters
|
|
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Kovack Advisors's Q4 2021 Portfolio in Review
As of Q4 2021, Kovack Advisors held 797 positions worth $1.04B, up 12% from $920M the previous quarter. Its ten largest holdings account for 26% of the portfolio.
Kovack Advisors deployed $44.4M of net new capital in Q4 2021, opening 90 new positions and adding to 315 existing holdings. Its largest new stake was State Street SPDR S&P Semiconductor ETF: 15,718 shares worth $3.82M.
By sector, the portfolio is most concentrated in Miscellaneous at 48% of assets, up from 46% a quarter earlier, followed by Technology and Consumer Discretionary.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $26.5M trimmed.
- Kovack Advisors's largest Q4 2021 buy was State Street SPDR S&P Semiconductor ETF: 15,718 shares worth $3.82M.
- Kovack Advisors added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $54.3M increase.
- Kovack Advisors's biggest Q4 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $26.5M.
- Kovack Advisors fully exited Global X ClimateTech ETF in Q4 2021, selling an estimated $3.59M.
- Kovack Advisors's ten largest holdings make up 26% of its $1.04B portfolio in Q4 2021.
- Kovack Advisors opened 90 new positions and closed 88 in Q4 2021.
- Kovack Advisors's portfolio value rose 12% quarter-over-quarter to $1.04B.
Based on Kovack Advisors's 13F filing for Q4 2021, filed 18 Jan 2022.