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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+9.37%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$1.04B
AUM Growth
+$115M
Cap. Flow
+$44.4M
Cap. Flow %
4.29%
Top 10 Hldgs %
25.87%
Holding
797
New
90
Increased
315
Reduced
262
Closed
88

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$54.3M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$7.25M
3
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$5.81M
4
XSD icon
State Street SPDR S&P Semiconductor ETF
XSD
+$3.58M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$3.56M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.5M
2
RSPS icon
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
+$3.76M
3
CTEC icon
Global X ClimateTech ETF
CTEC
+$3.59M
4
CNRG icon
State Street SPDR S&P Kensho Clean Power ETF
CNRG
+$3.59M
5
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$2.8M

Sector Composition

Rank Sector Weight
1 Miscellaneous 47.94%
2 Technology 20.13%
3 Consumer Discretionary 7.78%
4 Financials 5.01%
5 Healthcare 4.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSK icon
426
GSK
GSK
$101B
$401K 0.04%
7,282
-852
-10% -$44.3K
LICY
427
DELISTED
Li-Cycle Holdings Corp.
LICY
$399K 0.04%
5,009
+1,125
+29% +$106K
FTHY
428
First Trust High Yield Opportunities 2027 Term Fund
FTHY
$495M
$398K 0.04%
19,700
-1,750
-8% -$36K
COUP
429
DELISTED
Coupa Software Incorporated
COUP
$398K 0.04%
2,519
-1,567
-38% -$323K
TBX icon
430
ProShares Short 7-10 Year Treasury
TBX
$20.8M
$396K 0.04%
+16,300
New +$398K
GLAD icon
431
Gladstone Capital
GLAD
$448M
$395K 0.04%
17,022
+6,353
+60% +$147K
HTGC icon
432
Hercules Capital
HTGC
$3.28B
$394K 0.04%
23,771
-937
-4% -$15.9K
TWTR
433
DELISTED
Twitter, Inc.
TWTR
$394K 0.04%
9,120
+4,205
+86% +$218K
JFR icon
434
Nuveen Floating Rate Income Fund
JFR
$1.22B
$393K 0.04%
38,600
+2,000
+5% +$20.4K
XLB icon
435
State Street Materials Select Sector SPDR ETF
XLB
$8.82B
$393K 0.04%
8,674
+310
+4% +$13.4K
PAYC icon
436
Paycom
PAYC
$10.7B
$390K 0.04%
940
-1,123
-54% -$532K
SWKS icon
437
Skyworks Solutions
SWKS
$10.1B
$388K 0.04%
2,502
+46
+2% +$7.36K
TDY icon
438
Teledyne Technologies
TDY
$29B
$386K 0.04%
884
+2
+0.2% +$870
AEM icon
439
Agnico Eagle Mines
AEM
$109B
$385K 0.04%
7,236
+1
+0% +$53
QRVO icon
440
Qorvo
QRVO
$8.49B
$385K 0.04%
2,464
-325
-12% -$51.7K
TY icon
441
TRI-Continental Corp
TY
$1.89B
$385K 0.04%
11,598
+1,072
+10% +$36.9K
AMBA icon
442
Ambarella
AMBA
$3.12B
$384K 0.04%
+1,895
New +$351K
RELL icon
443
Richardson Electronics
RELL
$267M
$384K 0.04%
28,400
-18,400
-39% -$212K
TTWO icon
444
Take-Two Interactive
TTWO
$43.6B
$384K 0.04%
+2,158
New +$376K
SRLN icon
445
State Street Blackstone Senior Loan ETF
SRLN
$5.48B
$383K 0.04%
8,400
-1,430
-15% -$65.4K
ADI icon
446
Analog Devices
ADI
$181B
$381K 0.04%
2,165
-5,913
-73% -$1.05M
RTX icon
447
RTX Corp
RTX
$286B
$379K 0.04%
4,402
+183
+4% +$15.9K
IFV icon
448
First Trust Dorsey Wright International Focus 5 ETF
IFV
$238M
$378K 0.04%
16,280
+1,630
+11% +$37.7K
XLG icon
449
Invesco S&P 500 Top 50 ETF
XLG
$11B
$377K 0.04%
10,200
-500
-5% -$17.8K
VBK icon
450
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.5B
$376K 0.04%
1,336
-60
-4% -$17.2K
16 17
18
19 20

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ICM
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CAM
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TFS
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OPAM
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WFMPM
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OAM
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Kovack Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Kovack Advisors held 797 positions worth $1.04B, up 12% from $920M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Kovack Advisors deployed $44.4M of net new capital in Q4 2021, opening 90 new positions and adding to 315 existing holdings. Its largest new stake was State Street SPDR S&P Semiconductor ETF: 15,718 shares worth $3.82M.

By sector, the portfolio is most concentrated in Miscellaneous at 48% of assets, up from 46% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $26.5M trimmed.

  • Kovack Advisors's largest Q4 2021 buy was State Street SPDR S&P Semiconductor ETF: 15,718 shares worth $3.82M.
  • Kovack Advisors added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $54.3M increase.
  • Kovack Advisors's biggest Q4 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $26.5M.
  • Kovack Advisors fully exited Global X ClimateTech ETF in Q4 2021, selling an estimated $3.59M.
  • Kovack Advisors's ten largest holdings make up 26% of its $1.04B portfolio in Q4 2021.
  • Kovack Advisors opened 90 new positions and closed 88 in Q4 2021.
  • Kovack Advisors's portfolio value rose 12% quarter-over-quarter to $1.04B.

Based on Kovack Advisors's 13F filing for Q4 2021, filed 18 Jan 2022.