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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+0.13%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$920M
AUM Growth
+$41.6M
Cap. Flow
+$50.7M
Cap. Flow %
5.51%
Top 10 Hldgs %
21.24%
Holding
787
New
83
Increased
356
Reduced
204
Closed
80

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.06M
2
SH icon
ProShares Short S&P500
SH
+$2.16M
3
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$2.12M
4
AMZN icon
Amazon
AMZN
+$1.99M
5
AAPL icon
Apple
AAPL
+$1.54M

Top Sells

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$1.51M
2
ADTN icon
Adtran
ADTN
+$1.38M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.22M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.03M
5
VBR icon
Vanguard Morningstar Small-Cap Value ETF
VBR
+$1.01M

Sector Composition

Rank Sector Weight
1 Miscellaneous 46.29%
2 Technology 19.78%
3 Consumer Discretionary 8.37%
4 Financials 5.38%
5 Healthcare 5.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARI
426
Apollo Commercial Real Estate
ARI
$887M
$396K 0.04%
26,684
+189
+0.7% +$2.89K
FISV
427
Fiserv Inc
FISV
$28B
$396K 0.04%
3,647
+543
+17% +$60.7K
VTEB icon
428
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.7B
$392K 0.04%
7,152
+23
+0.3% +$1.27K
VBK icon
429
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.5B
$391K 0.04%
1,396
– –
FXL icon
430
First Trust Technology AlphaDEX Fund
FXL
$2.82B
$389K 0.04%
3,163
– –
MBB icon
431
iShares MBS ETF
MBB
$39.2B
$389K 0.04%
3,600
-223
-6% -$24.2K
ARKF icon
432
ARK Blockchain & Fintech Innovation ETF
ARKF
$832M
$388K 0.04%
7,858
+210
+3% +$11K
GSK icon
433
GSK
GSK
$101B
$388K 0.04%
8,134
+943
+13% +$47.4K
TXN icon
434
Texas Instruments
TXN
$243B
$387K 0.04%
+2,015
New +$384K
ITB icon
435
iShares US Home Construction ETF
ITB
$2.23B
$385K 0.04%
5,813
-20
-0.3% -$1.41K
MCHP icon
436
Microchip Technology
MCHP
$41B
$382K 0.04%
4,980
+198
+4% +$14.8K
AOK icon
437
iShares Core Conservative Allocation ETF
AOK
$798M
$380K 0.04%
9,617
-650
-6% -$26K
TYL icon
438
Tyler Technologies
TYL
$15.1B
$380K 0.04%
828
+61
+8% +$29.1K
TDY icon
439
Teledyne Technologies
TDY
$29B
$379K 0.04%
882
– –
DBD
440
DELISTED
Diebold Nixdorf Incorporated
DBD
$376K 0.04%
37,233
-25
-0.1% -$274
AEM icon
441
Agnico Eagle Mines
AEM
$109B
$375K 0.04%
7,235
+1,002
+16% +$58.3K
CARR icon
442
Carrier Global
CARR
$48.5B
$375K 0.04%
7,242
-67
-0.9% -$3.61K
EMR icon
443
Emerson Electric
EMR
$88B
$375K 0.04%
3,984
-67
-2% -$6.68K
FPXI icon
444
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$295M
$374K 0.04%
5,836
-946
-14% -$63.7K
ORLY icon
445
O'Reilly Automotive
ORLY
$71.1B
$373K 0.04%
+9,150
New +$366K
QYLD icon
446
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.35B
$373K 0.04%
+16,917
New +$383K
AGNC icon
447
AGNC Investment
AGNC
$13B
$371K 0.04%
23,537
+886
+4% +$14.4K
CCL icon
448
Carnival Corporation Ltd
CCL
$34.2B
$369K 0.04%
14,739
+1,361
+10% +$31.7K
JFR icon
449
Nuveen Floating Rate Income Fund
JFR
$1.22B
$369K 0.04%
36,600
-3,469
-9% -$34.4K
MKTX icon
450
MarketAxess Holdings
MKTX
$5.72B
$367K 0.04%
872
-146
-14% -$67K
16 17
18
19 20

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Kovack Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Kovack Advisors held 787 positions worth $920M, up 4.7% from $879M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Kovack Advisors deployed $50.7M of net new capital in Q3 2021, opening 83 new positions and adding to 356 existing holdings. Its largest new stake was ProShares Short S&P500: 36,318 shares worth $2.21M.

By sector, the portfolio is most concentrated in Miscellaneous at 46% of assets, down from 48% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Idexx Laboratories, an estimated $1.51M trimmed.

  • Kovack Advisors's largest Q3 2021 buy was ProShares Short S&P500: 36,318 shares worth $2.21M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $8.06M increase.
  • Kovack Advisors's biggest Q3 2021 reduction was Idexx Laboratories, cutting an estimated $1.51M.
  • Kovack Advisors fully exited abrdn Physical Precious Metals Basket Shares ETF in Q3 2021, selling an estimated $839K.
  • Kovack Advisors's ten largest holdings make up 21% of its $920M portfolio in Q3 2021.
  • Kovack Advisors opened 83 new positions and closed 80 in Q3 2021.
  • Kovack Advisors's portfolio value rose 4.7% quarter-over-quarter to $920M.

Based on Kovack Advisors's 13F filing for Q3 2021, filed 3 Nov 2021.