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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+14.27%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+471.93%
AUM
$695M
AUM Growth
+$133M
Cap. Flow
+$65.2M
Cap. Flow %
9.38%
Top 10 Hldgs %
23.4%
Holding
683
New
144
Increased
251
Reduced
181
Closed
54

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.36M
2
ADTN icon
Adtran
ADTN
+$3.14M
3
CIM.PRC
Chimera Investment Corp 7.75% Series C Preferred Stock
CIM.PRC
+$3M
4
AAOI icon
Applied Optoelectronics
AAOI
+$2.42M
5
ARAY icon
Accuray
ARAY
+$2.11M

Top Sells

Rank Stock Value
1
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$6.92M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.1M
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.87M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$943K
5
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$897K

Sector Composition

Rank Sector Weight
1 Technology 18.54%
2 Consumer Discretionary 8.35%
3 Healthcare 5.49%
4 Financials 5.14%
5 Communication Services 4.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMCSA icon
426
Comcast
CMCSA
$87.3B
$274K 0.04%
5,225
-514
-9% -$24.6K
XLC icon
427
State Street Communication Services Select Sector SPDR ETF
XLC
$22.5B
$273K 0.04%
4,052
+251
+7% +$16K
FGD icon
428
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.54B
$272K 0.04%
12,405
+45
+0.4% +$914
SJNK icon
429
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.87B
$272K 0.04%
10,094
+1,204
+14% +$31.8K
IYC icon
430
iShares US Consumer Discretionary ETF
IYC
$1.16B
$269K 0.04%
+3,816
New +$253K
MUB icon
431
iShares National Muni Bond ETF
MUB
$45.2B
$268K 0.04%
2,284
+429
+23% +$49.8K
CCL icon
432
Carnival Corporation Ltd
CCL
$38.1B
$267K 0.04%
12,330
-102
-0.8% -$1.81K
VTWG icon
433
Vanguard Russell 2000 Growth ETF
VTWG
$1.44B
$267K 0.04%
+1,282
New +$238K
IJT icon
434
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.13B
$263K 0.04%
+2,303
New +$235K
CIM.PRD
435
Chimera Investment Corp 8.00% Series D Preferred Stock
CIM.PRD
$190M
$262K 0.04%
+11,808
New +$251K
SFIX
436
Stitch Fix
SFIX
$567M
$262K 0.04%
+4,464
New +$191K
SMSI icon
437
Smith Micro Software
SMSI
$13.6M
$261K 0.04%
+1,204
New +$229K
ELV icon
438
Elevance Health
ELV
$81.5B
$259K 0.04%
808
+43
+6% +$13.2K
IGM icon
439
iShares Expanded Tech Sector ETF
IGM
$9.57B
$259K 0.04%
4,434
-13,920
-76% -$762K
VRTX icon
440
Vertex Pharmaceuticals
VRTX
$123B
$259K 0.04%
1,094
-520
-32% -$119K
FSK icon
441
FS KKR Capital
FSK
$3.01B
$258K 0.04%
15,607
+5,379
+53% +$89.4K
YUMC icon
442
Yum China
YUMC
$15.7B
$258K 0.04%
4,516
+2
+0% +$112
NEM icon
443
Newmont
NEM
$96.2B
$257K 0.04%
4,283
+30
+0.7% +$1.85K
AMLP icon
444
Alerian MLP ETF
AMLP
$12.9B
$255K 0.04%
9,937
-805
-7% -$19.3K
SCHX icon
445
Schwab US Large- Cap ETF
SCHX
$70.3B
$255K 0.04%
+16,830
New +$241K
CIBR icon
446
First Trust NASDAQ Cybersecurity ETF
CIBR
$13.9B
$254K 0.04%
+5,715
New +$218K
BGS icon
447
B&G Foods
BGS
$303M
$252K 0.04%
+9,073
New +$256K
UBER icon
448
Uber
UBER
$145B
$251K 0.04%
+4,912
New +$220K
KR icon
449
Kroger
KR
$36.7B
$250K 0.04%
+7,883
New +$256K
RCL icon
450
Royal Caribbean
RCL
$86.5B
$250K 0.04%
3,343
-805
-19% -$56.1K
16 17
18
19 20

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Kovack Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Kovack Advisors held 683 positions worth $695M, up 24% from $562M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Kovack Advisors deployed $65.2M of net new capital in Q4 2020, opening 144 new positions and adding to 251 existing holdings. Its largest new stake was Adtran: 247,300 shares worth $3.65M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $2.1M trimmed.

  • Kovack Advisors's largest Q4 2020 buy was Adtran: 247,300 shares worth $3.65M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2020, an estimated $5.36M increase.
  • Kovack Advisors's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $2.1M.
  • Kovack Advisors fully exited VanEck Morningstar Wide Moat ETF in Q4 2020, selling an estimated $6.92M.
  • Kovack Advisors's ten largest holdings make up 23% of its $695M portfolio in Q4 2020.
  • Kovack Advisors opened 144 new positions and closed 54 in Q4 2020.
  • Kovack Advisors's portfolio value rose 24% quarter-over-quarter to $695M.

Based on Kovack Advisors's 13F filing for Q4 2020, filed 14 Jan 2021.