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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+1.49%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$487M
AUM Growth
+$49.9M
Cap. Flow
+$45.3M
Cap. Flow %
9.29%
Top 10 Hldgs %
23%
Holding
552
New
76
Increased
223
Reduced
155
Closed
41

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$5.11M
2
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$3.29M
3
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$3.17M
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.29M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$2.23M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.84M
2
ARKW icon
ARK Web x.0 ETF
ARKW
+$2.65M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.26M
4
T icon
AT&T
T
+$1.01M
5
NFLX icon
Netflix
NFLX
+$994K

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.91%
2 Technology 10.81%
3 Consumer Discretionary 6.9%
4 Financials 5.82%
5 Healthcare 5.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VLY icon
426
Valley National Bancorp
VLY
$7.71B
$193K 0.04%
17,718
+189
+1% +$2.02K
RCS
427
PIMCO Strategic Income Fund
RCS
$249M
$190K 0.04%
20,548
+4,790
+30% +$45.9K
PCN
428
PIMCO Corporate & Income Strategy Fund
PCN
$880M
$187K 0.04%
10,194
-1,829
-15% -$32.6K
BHK icon
429
BlackRock Core Bond Trust
BHK
$659M
$180K 0.04%
+12,475
New +$178K
HTGC icon
430
Hercules Capital
HTGC
$3.28B
$180K 0.04%
13,430
+1,012
+8% +$13.2K
PBI icon
431
Pitney Bowes
PBI
$2.37B
$178K 0.04%
39,009
+7,500
+24% +$30.1K
EDF
432
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$167M
$176K 0.04%
13,411
+376
+3% +$5.12K
RITM icon
433
Rithm Capital
RITM
$5.59B
$172K 0.04%
+10,948
New +$164K
BRG
434
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
$171K 0.04%
14,489
+1,663
+13% +$19.9K
NOK icon
435
Nokia
NOK
$59.3B
$170K 0.03%
33,630
+18,000
+115% +$92.9K
JPC icon
436
Nuveen Preferred & Income Opportunities Fund
JPC
$2.8B
$153K 0.03%
15,227
+5,227
+52% +$51.7K
TSLF
437
DELISTED
THL CREDIT SENIOR LOAN FUND
TSLF
$151K 0.03%
10,026
-97
-1% -$1.45K
GUT
438
Gabelli Utility Trust
GUT
$576M
$138K 0.03%
19,013
+494
+3% +$3.46K
HYT icon
439
BlackRock Corporate High Yield Fund
HYT
$1.35B
$133K 0.03%
12,400
-300
-2% -$3.19K
ORBC
440
DELISTED
ORBCOMM, Inc.
ORBC
$131K 0.03%
+27,530
New +$165K
SAN icon
441
Banco Santander
SAN
$212B
$127K 0.03%
32,976
+16,868
+105% +$67K
PBT
442
Permian Basin Royalty Trust
PBT
$1.57B
$104K 0.02%
20,000
– –
FCX icon
443
Freeport-McMoran
FCX
$113B
$102K 0.02%
+10,637
New +$109K
DBRG icon
444
DigitalBridge
DBRG
$2.99B
$98K 0.02%
+4,080
New +$84.4K
GLO
445
Clough Global Opportunities Fund
GLO
$246M
$91K 0.02%
10,000
– –
FNM
446
DELISTED
FANNIE MAE
FNM
$89K 0.02%
23,390
– –
DSKE
447
DELISTED
Daseke, Inc. Common Stock
DSKE
$87K 0.02%
34,900
+500
+1% +$1.41K
ADAM
448
Adamas Trust
ADAM
$884M
$86K 0.02%
+3,511
New +$86.4K
UDF
449
DELISTED
UNITED DEV FDG IV COM SHS OF BENE INT (TX)
UDF
$86K 0.02%
23,539
– –
FSK icon
450
FS KKR Capital
FSK
$3.38B
$78K 0.02%
3,335
-385
-10% -$9.03K
16 17
18
19 20

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ICM
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CAM
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TFS
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OPAM
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WFMPM
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OAM
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Kovack Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Kovack Advisors held 552 positions worth $487M, up 11% from $437M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Kovack Advisors deployed $45.3M of net new capital in Q3 2019, opening 76 new positions and adding to 223 existing holdings. Its largest new stake was Fidelity Nasdaq Composite Index ETF: 103,560 shares worth $3.25M.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 49% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Apple, an estimated $2.84M trimmed.

  • Kovack Advisors's largest Q3 2019 buy was Fidelity Nasdaq Composite Index ETF: 103,560 shares worth $3.25M.
  • Kovack Advisors added most to iShares Core Dividend Growth ETF in Q3 2019, an estimated $5.11M increase.
  • Kovack Advisors's biggest Q3 2019 reduction was Apple, cutting an estimated $2.84M.
  • Kovack Advisors fully exited ARK Web x.0 ETF in Q3 2019, selling an estimated $2.65M.
  • Kovack Advisors's ten largest holdings make up 23% of its $487M portfolio in Q3 2019.
  • Kovack Advisors opened 76 new positions and closed 41 in Q3 2019.
  • Kovack Advisors's portfolio value rose 11% quarter-over-quarter to $487M.

Based on Kovack Advisors's 13F filing for Q3 2019, filed 31 Oct 2019.