KA
Kovack Advisors Portfolio holdings
AUM
$2.08B
Turnover
20.76%
1-Year Est. Return
38.95%
This Fund
S&P 500
This Quarter
Est. Return
+0.13%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$920M
AUM Growth
+$41.6M
(+4.7%)
Cap. Flow
+$50.7M
Cap. Flow
% of AUM
5.51%
Top 10 Holdings %
Top 10 Hldgs %
21.24%
Holding
787
New
83
Increased
356
Reduced
204
Closed
80
Avg Time Held Equity + Options
2.1
years
Top 10 Avg Time Held Equity + Options
3.1
years
Top 20 Avg Time Held Equity + Options
2.3
years
Avg Time Held Equity only
2.1
years
Top 10 Avg Time Held Equity only
3.1
years
Top 20 Avg Time Held Equity only
2.3
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$8.06M |
| 2 |
ProShares Short S&P500
SH
|
+$2.16M |
| 3 |
FT Vest Fund of Buffer ETFs
BUFR
|
+$2.12M |
| 4 |
Amazon
AMZN
|
+$1.99M |
| 5 |
Apple
AAPL
|
+$1.54M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Idexx Laboratories
IDXX
|
+$1.51M |
| 2 |
Adtran
ADTN
|
+$1.38M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$1.22M |
| 4 |
Vanguard Morningstar Value ETF
VTV
|
+$1.03M |
| 5 |
Vanguard Morningstar Small-Cap Value ETF
VBR
|
+$1.01M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 46.29% |
| 2 | Technology | 19.78% |
| 3 | Consumer Discretionary | 8.37% |
| 4 | Financials | 5.38% |
| 5 | Healthcare | 5.28% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
401
Air Products & Chemicals
APD
$65.1B
| $438K | 0.05% |
1,708
-60
| -3% | -$16.6K |
2020 Q3
4 quarters
|
|
402
McCormick & Company Non-Voting
MKC
$12.1B
| $436K | 0.05% |
5,378
+10
| +0.2% | +$859 |
2019 Q2
9 quarters
|
|
403
iShares Core MSCI Emerging Markets ETF
IEMG
$155B
| $434K | 0.05% |
7,035
-390
| -5% | -$24.8K |
2019 Q2
9 quarters
|
|
404
iShares Russell 2000 Growth ETF
IWO
$13.5B
| $434K | 0.05% |
1,478
+187
| +14% | +$56.2K |
2021 Q1
2 quarters
|
|
405
Cohen & Steers Infrastructure Fund
UTF
$2.85B
| $434K | 0.05% |
16,007
-493
| -3% | -$14K |
2020 Q2
5 quarters
|
|
406
Eaton
ETN
$159B
| $432K | 0.05% |
2,892
-267
| -8% | -$42.7K |
2021 Q1
2 quarters
|
|
407
Nuveen Preferred & Income Opportunities Fund
JPC
$2.53B
| $432K | 0.05% |
43,626
-369
| -0.8% | -$3.68K |
2019 Q1
10 quarters
|
|
408
DELISTED
Paramount Global Class B
PARA
| $432K | 0.05% |
10,946
-389
| -3% | -$15.8K |
2021 Q1
2 quarters
|
|
409
Yum! Brands
YUM
$40B
| $422K | 0.05% |
3,450
+1
| +0% | +$127 |
2021 Q1
2 quarters
|
|
410
Quanta Services
PWR
$99.3B
| $421K | 0.05% |
+3,700
| New | +$371K |
2021 Q3
0 quarters
|
|
411
Veeva Systems
VEEV
$48.1B
| $417K | 0.05% |
1,448
+23
| +2% | +$7.3K |
2020 Q2
5 quarters
|
|
412
Packaging Corp of America
PKG
$20.5B
| $416K | 0.05% |
+3,030
| New | +$432K |
2021 Q3
0 quarters
|
|
413
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.67B
| $415K | 0.05% |
4,180
+33
| +0.8% | +$3.28K |
2014 Q4
27 quarters
|
|
414
Uber
UBER
$142B
| $415K | 0.05% |
9,268
+1,225
| +15% | +$53.5K |
2020 Q4
3 quarters
|
|
415
Hercules Capital
HTGC
$3.06B
| $410K | 0.04% |
24,708
+432
| +2% | +$7.34K |
2019 Q1
10 quarters
|
|
416
iShares National Muni Bond ETF
MUB
$48.8B
| $410K | 0.04% |
3,530
+1,170
| +50% | +$137K |
2019 Q2
9 quarters
|
|
417
First Trust Rising Dividend Achievers ETF
RDVY
$25.2B
| $409K | 0.04% |
8,623
-2,047
| -19% | -$99.2K |
2020 Q4
3 quarters
|
|
|
JRO
418
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
| $406K | 0.04% |
40,647
-3,345
| -8% | -$32.8K |
2017 Q2
17 quarters
|
|
419
Skyworks Solutions
SWKS
$18.1B
| $405K | 0.04% |
2,456
+129
| +6% | +$23.6K |
2020 Q3
4 quarters
|
|
420
WEC Energy
WEC
$34.8B
| $405K | 0.04% |
4,596
+290
| +7% | +$27.2K |
2019 Q2
9 quarters
|
|
421
State Street Communication Services Select Sector SPDR ETF
XLC
$23.6B
| $404K | 0.04% |
5,043
-1,017
| -17% | -$84.2K |
2020 Q2
5 quarters
|
|
422
Atkore
ATKR
$3.21B
| $403K | 0.04% |
+4,631
| New | +$386K |
2021 Q3
0 quarters
|
|
423
ConocoPhillips
COP
$171B
| $400K | 0.04% |
+5,898
| New | +$340K |
2021 Q3
0 quarters
|
|
424
Marvell Technology
MRVL
$220B
| $400K | 0.04% |
6,630
-598
| -8% | -$35.8K |
2020 Q4
3 quarters
|
|
425
Morgan Stanley
MS
$285B
| $397K | 0.04% |
4,077
+210
| +5% | +$20.8K |
2020 Q3
4 quarters
|
|
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Kovack Advisors's Q3 2021 Portfolio in Review
As of Q3 2021, Kovack Advisors held 787 positions worth $920M, up 4.7% from $879M the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Kovack Advisors deployed $50.7M of net new capital in Q3 2021, opening 83 new positions and adding to 356 existing holdings. Its largest new stake was ProShares Short S&P500: 36,318 shares worth $2.21M.
By sector, the portfolio is most concentrated in Miscellaneous at 46% of assets, down from 48% a quarter earlier, followed by Technology and Consumer Discretionary.
On the sell side, the largest reduction was Idexx Laboratories, an estimated $1.51M trimmed.
- Kovack Advisors's largest Q3 2021 buy was ProShares Short S&P500: 36,318 shares worth $2.21M.
- Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $8.06M increase.
- Kovack Advisors's biggest Q3 2021 reduction was Idexx Laboratories, cutting an estimated $1.51M.
- Kovack Advisors fully exited abrdn Physical Precious Metals Basket Shares ETF in Q3 2021, selling an estimated $839K.
- Kovack Advisors's ten largest holdings make up 21% of its $920M portfolio in Q3 2021.
- Kovack Advisors opened 83 new positions and closed 80 in Q3 2021.
- Kovack Advisors's portfolio value rose 4.7% quarter-over-quarter to $920M.
Based on Kovack Advisors's 13F filing for Q3 2021, filed 3 Nov 2021.