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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+0.13%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$920M
AUM Growth
+$41.6M
Cap. Flow
+$50.7M
Cap. Flow %
5.51%
Top 10 Hldgs %
21.24%
Holding
787
New
83
Increased
356
Reduced
204
Closed
80

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.06M
2
SH icon
ProShares Short S&P500
SH
+$2.16M
3
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$2.12M
4
AMZN icon
Amazon
AMZN
+$1.99M
5
AAPL icon
Apple
AAPL
+$1.54M

Top Sells

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$1.51M
2
ADTN icon
Adtran
ADTN
+$1.38M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.22M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.03M
5
VBR icon
Vanguard Morningstar Small-Cap Value ETF
VBR
+$1.01M

Sector Composition

Rank Sector Weight
1 Miscellaneous 46.29%
2 Technology 19.78%
3 Consumer Discretionary 8.37%
4 Financials 5.38%
5 Healthcare 5.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APD icon
401
Air Products & Chemicals
APD
$68.1B
$438K 0.05%
1,708
-60
-3% -$16.6K
MKC icon
402
McCormick & Company Non-Voting
MKC
$14.9B
$436K 0.05%
5,378
+10
+0.2% +$859
IEMG icon
403
iShares Core MSCI Emerging Markets ETF
IEMG
$160B
$434K 0.05%
7,035
-390
-5% -$24.8K
IWO icon
404
iShares Russell 2000 Growth ETF
IWO
$14.8B
$434K 0.05%
1,478
+187
+14% +$56.2K
UTF icon
405
Cohen & Steers Infrastructure Fund
UTF
$3.03B
$434K 0.05%
16,007
-493
-3% -$14K
ETN icon
406
Eaton
ETN
$157B
$432K 0.05%
2,892
-267
-8% -$42.7K
JPC icon
407
Nuveen Preferred & Income Opportunities Fund
JPC
$2.77B
$432K 0.05%
43,626
-369
-0.8% -$3.68K
PARA
408
DELISTED
Paramount Global Class B
PARA
$432K 0.05%
10,946
-389
-3% -$15.8K
YUM icon
409
Yum! Brands
YUM
$41.8B
$422K 0.05%
3,450
+1
+0% +$127
PWR icon
410
Quanta Services
PWR
$91.4B
$421K 0.05%
+3,700
New +$371K
VEEV icon
411
Veeva Systems
VEEV
$45.3B
$417K 0.05%
1,448
+23
+2% +$7.3K
PKG icon
412
Packaging Corp of America
PKG
$21.4B
$416K 0.05%
+3,030
New +$432K
HYS icon
413
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.78B
$415K 0.05%
4,180
+33
+0.8% +$3.28K
UBER icon
414
Uber
UBER
$160B
$415K 0.05%
9,268
+1,225
+15% +$53.5K
HTGC icon
415
Hercules Capital
HTGC
$3.28B
$410K 0.04%
24,708
+432
+2% +$7.34K
MUB icon
416
iShares National Muni Bond ETF
MUB
$45.5B
$410K 0.04%
3,530
+1,170
+50% +$137K
RDVY icon
417
First Trust Rising Dividend Achievers ETF
RDVY
$25.4B
$409K 0.04%
8,623
-2,047
-19% -$99.2K
JRO
418
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$406K 0.04%
40,647
-3,345
-8% -$32.8K
SWKS icon
419
Skyworks Solutions
SWKS
$9.73B
$405K 0.04%
2,456
+129
+6% +$23.6K
WEC icon
420
WEC Energy
WEC
$34.6B
$405K 0.04%
4,596
+290
+7% +$27.2K
XLC icon
421
State Street Communication Services Select Sector SPDR ETF
XLC
$22.7B
$404K 0.04%
5,043
-1,017
-17% -$84.2K
ATKR icon
422
Atkore
ATKR
$3.16B
$403K 0.04%
+4,631
New +$386K
COP icon
423
ConocoPhillips
COP
$157B
$400K 0.04%
+5,898
New +$340K
MRVL icon
424
Marvell Technology
MRVL
$195B
$400K 0.04%
6,630
-598
-8% -$35.8K
MS icon
425
Morgan Stanley
MS
$337B
$397K 0.04%
4,077
+210
+5% +$20.8K
15 16
17
18 19

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Kovack Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Kovack Advisors held 787 positions worth $920M, up 4.7% from $879M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Kovack Advisors deployed $50.7M of net new capital in Q3 2021, opening 83 new positions and adding to 356 existing holdings. Its largest new stake was ProShares Short S&P500: 36,318 shares worth $2.21M.

By sector, the portfolio is most concentrated in Miscellaneous at 46% of assets, down from 48% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Idexx Laboratories, an estimated $1.51M trimmed.

  • Kovack Advisors's largest Q3 2021 buy was ProShares Short S&P500: 36,318 shares worth $2.21M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $8.06M increase.
  • Kovack Advisors's biggest Q3 2021 reduction was Idexx Laboratories, cutting an estimated $1.51M.
  • Kovack Advisors fully exited abrdn Physical Precious Metals Basket Shares ETF in Q3 2021, selling an estimated $839K.
  • Kovack Advisors's ten largest holdings make up 21% of its $920M portfolio in Q3 2021.
  • Kovack Advisors opened 83 new positions and closed 80 in Q3 2021.
  • Kovack Advisors's portfolio value rose 4.7% quarter-over-quarter to $920M.

Based on Kovack Advisors's 13F filing for Q3 2021, filed 3 Nov 2021.