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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+14.27%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+471.93%
AUM
$695M
AUM Growth
+$133M
Cap. Flow
+$65.2M
Cap. Flow %
9.38%
Top 10 Hldgs %
23.4%
Holding
683
New
144
Increased
251
Reduced
181
Closed
54

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.36M
2
ADTN icon
Adtran
ADTN
+$3.14M
3
CIM.PRC
Chimera Investment Corp 7.75% Series C Preferred Stock
CIM.PRC
+$3M
4
AAOI icon
Applied Optoelectronics
AAOI
+$2.42M
5
ARAY icon
Accuray
ARAY
+$2.11M

Top Sells

Rank Stock Value
1
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$6.92M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.1M
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.87M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$943K
5
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$897K

Sector Composition

Rank Sector Weight
1 Technology 18.54%
2 Consumer Discretionary 8.35%
3 Healthcare 5.49%
4 Financials 5.14%
5 Communication Services 4.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DUC
401
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$296K 0.04%
29,500
– –
IEMG icon
402
iShares Core MSCI Emerging Markets ETF
IEMG
$144B
$293K 0.04%
4,725
+364
+8% +$21K
EDV icon
403
Vanguard World Funds Extended Duration ETF
EDV
$3.26B
$291K 0.04%
1,910
+13
+0.7% +$2.07K
TDA
404
DELISTED
TELEPHONE AND DATA SYSTEMS, INC. 5.875% Senior Notes due 2061
TDA
$291K 0.04%
+11,700
New +$296K
HNW
405
DELISTED
Pioneer Diversified High Income Fund
HNW
$289K 0.04%
19,872
+1,661
+9% +$22.8K
QMCO icon
406
Quantum Corp
QMCO
$411M
$289K 0.04%
+2,360
New +$251K
FBND icon
407
Fidelity Total Bond ETF
FBND
$27.1B
$288K 0.04%
5,303
– –
ZS icon
408
Zscaler
ZS
$24.9B
$288K 0.04%
+1,440
New +$229K
NLY.PRG icon
409
Annaly Capital Management Series G
NLY.PRG
$491M
$287K 0.04%
+11,666
New +$258K
CDC icon
410
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$750M
$286K 0.04%
5,316
+271
+5% +$13.9K
CGNX icon
411
Cognex
CGNX
$9.62B
$286K 0.04%
3,563
-12
-0.3% -$872
EXG icon
412
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
$286K 0.04%
32,606
-4,571
-12% -$37K
QCLN icon
413
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$569M
$286K 0.04%
+4,068
New +$232K
UOCT icon
414
Innovator US Equity Ultra Buffer ETF October
UOCT
$177M
$285K 0.04%
10,576
-1,902
-15% -$50.3K
XAR icon
415
State Street SPDR S&P Aerospace & Defense ETF
XAR
$5.78B
$285K 0.04%
2,488
-138
-5% -$14K
GES
416
DELISTED
Guess Inc
GES
$282K 0.04%
12,480
-400
-3% -$6.31K
PFM icon
417
Invesco Dividend Achievers ETF
PFM
$789M
$282K 0.04%
8,583
-739
-8% -$23.5K
SPHB icon
418
Invesco S&P 500 High Beta ETF
SPHB
$934M
$282K 0.04%
4,976
+3
+0.1% +$150
TLT icon
419
iShares 20+ Year Treasury Bond ETF
TLT
$42.4B
$281K 0.04%
+1,785
New +$283K
LUV icon
420
Southwest Airlines
LUV
$21.7B
$279K 0.04%
+5,996
New +$260K
DAL icon
421
Delta Air Lines
DAL
$56.7B
$278K 0.04%
+6,926
New +$252K
MER.PRK
422
Bank of America Income Capital Obligation Notes due December 15 2066
MER.PRK
$1.06B
$278K 0.04%
+10,325
New +$275K
LW icon
423
Lamb Weston
LW
$7.42B
$277K 0.04%
3,517
-111
-3% -$8.08K
BHK icon
424
BlackRock Core Bond Trust
BHK
$644M
$276K 0.04%
16,955
+1,690
+11% +$26.8K
DOV icon
425
Dover
DOV
$26.7B
$275K 0.04%
2,182
-1,191
-35% -$141K
15 16
17
18 19

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NSUP
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Kovack Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Kovack Advisors held 683 positions worth $695M, up 24% from $562M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Kovack Advisors deployed $65.2M of net new capital in Q4 2020, opening 144 new positions and adding to 251 existing holdings. Its largest new stake was Adtran: 247,300 shares worth $3.65M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $2.1M trimmed.

  • Kovack Advisors's largest Q4 2020 buy was Adtran: 247,300 shares worth $3.65M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2020, an estimated $5.36M increase.
  • Kovack Advisors's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $2.1M.
  • Kovack Advisors fully exited VanEck Morningstar Wide Moat ETF in Q4 2020, selling an estimated $6.92M.
  • Kovack Advisors's ten largest holdings make up 23% of its $695M portfolio in Q4 2020.
  • Kovack Advisors opened 144 new positions and closed 54 in Q4 2020.
  • Kovack Advisors's portfolio value rose 24% quarter-over-quarter to $695M.

Based on Kovack Advisors's 13F filing for Q4 2020, filed 14 Jan 2021.