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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+3.73%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$301M
AUM Growth
-$15.4M
Cap. Flow
-$26.3M
Cap. Flow %
-8.71%
Top 10 Hldgs %
28.15%
Holding
437
New
52
Increased
130
Reduced
157
Closed
67

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.15M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.02M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$997K
4
BABA icon
Alibaba
BABA
+$975K
5
AKAM icon
Akamai
AKAM
+$963K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.26M
2
IBOC icon
International Bancshares
IBOC
+$2.43M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$2.05M
4
AAPL icon
Apple
AAPL
+$1.28M
5
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$901K

Sector Composition

Rank Sector Weight
1 Miscellaneous 50.35%
2 Technology 10.47%
3 Consumer Discretionary 8.4%
4 Communication Services 6.92%
5 Healthcare 5.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PGEN icon
401
Precigen
PGEN
$2.57B
– –
-10,010
Closed -$241K
RCS
402
PIMCO Strategic Income Fund
RCS
$249M
– –
-60,312
Closed -$615K
RSG icon
403
Republic Services
RSG
$67.1B
– –
-3,232
Closed -$206K
SBUX icon
404
CALL
Starbucks
SBUX
$122B
– –
-6
Closed -$3K
SNSR icon
405
Global X Internet of Things ETF
SNSR
$215M
– –
-11,601
Closed -$207K
STAG icon
406
STAG Industrial
STAG
$7.15B
– –
-7,329
Closed -$202K
UTG icon
407
Reaves Utility Income Fund
UTG
$3.52B
– –
-7,230
Closed -$248K
VNLA icon
408
Janus Henderson Short Duration Income ETF
VNLA
$3.41B
– –
-5,533
Closed -$278K
WDC icon
409
Western Digital
WDC
$167B
– –
-3,351
Closed -$224K
WHR icon
410
Whirlpool
WHR
$2.59B
– –
-1,250
Closed -$240K
SWIR
411
DELISTED
Sierra Wireless
SWIR
– –
-16,231
Closed -$456K
RDS.A
412
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-16,945
Closed -$901K
RDS.B
413
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
– –
-3,879
Closed -$211K
PCI
414
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-30,917
Closed -$690K
DNR
415
DELISTED
Denbury Resources, Inc.
DNR
– –
-12,740
Closed -$19K
CEMI
416
DELISTED
Chembio diagnostics, Inc.
CEMI
– –
-16,249
Closed -$98K
MORL
417
DELISTED
ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN
MORL
– –
-30,903
Closed -$576K
13 14 15 16
17

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ICM
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CAM
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TFS
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OPAM
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WFMPM
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OAM
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Kovack Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Kovack Advisors held 437 positions worth $301M, down 4.9% from $317M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Kovack Advisors withdrew a net $26.3M in Q3 2017, closing 67 positions and reducing 157 holdings. Its most notable exit was Royal Dutch Shell PLC ADS Class A, an estimated $901K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 50% of assets, down from 52% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Kovack Advisors opened a new position in iShares MSCI USA Min Vol Factor ETF worth $1.16M.

  • Kovack Advisors's largest Q3 2017 buy was iShares MSCI USA Min Vol Factor ETF: 22,979 shares worth $1.16M.
  • Kovack Advisors added most to Vanguard Morningstar Value ETF in Q3 2017, an estimated $1.02M increase.
  • Kovack Advisors's biggest Q3 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $9.26M.
  • Kovack Advisors fully exited Royal Dutch Shell PLC ADS Class A in Q3 2017, selling an estimated $901K.
  • Kovack Advisors's ten largest holdings make up 28% of its $301M portfolio in Q3 2017.
  • Kovack Advisors opened 52 new positions and closed 67 in Q3 2017.
  • Kovack Advisors's portfolio value fell 4.9% quarter-over-quarter to $301M.

Based on Kovack Advisors's 13F filing for Q3 2017, filed 2 Aug 2018.