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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+3.73%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$301M
AUM Growth
-$15.4M
Cap. Flow
-$26.3M
Cap. Flow %
-8.71%
Top 10 Hldgs %
28.15%
Holding
437
New
52
Increased
130
Reduced
157
Closed
67
Avg Time Held Equity + Options
5.1 quarters
Top 10 Avg Time Held Equity + Options
5.9 quarters
Top 20 Avg Time Held Equity + Options
5.4 quarters
Avg Time Held Equity only
5.3 quarters
Top 10 Avg Time Held Equity only
5.9 quarters
Top 20 Avg Time Held Equity only
5.4 quarters

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.15M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.02M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$997K
4
BABA icon
Alibaba
BABA
+$975K
5
AKAM icon
Akamai
AKAM
+$963K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.26M
2
IBOC icon
International Bancshares
IBOC
+$2.43M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$2.05M
4
AAPL icon
Apple
AAPL
+$1.28M
5
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$901K

Sector Composition

Rank Sector Weight
1 Miscellaneous 50.35%
2 Technology 10.47%
3 Consumer Discretionary 8.4%
4 Communication Services 6.92%
5 Healthcare 5.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
PGEN icon
401
Precigen
PGEN
$2.76B
– –
-10,010
Closed -$241K –
RCS icon
402
PIMCO Strategic Income Fund
RCS
$239M
– –
-60,312
Closed -$615K –
RSG icon
403
Republic Services
RSG
$67.5B
– –
-3,232
Closed -$206K –
SBUX icon
404
CALL
Starbucks
SBUX
$105B
– –
-6
Closed -$3K –
SNSR icon
405
Global X Internet of Things ETF
SNSR
$207M
– –
-11,601
Closed -$207K –
STAG icon
406
STAG Industrial
STAG
$7.01B
– –
-7,329
Closed -$202K –
UTG icon
407
Reaves Utility Income Fund
UTG
$3.35B
– –
-7,230
Closed -$248K –
VNLA icon
408
Janus Henderson Short Duration Income ETF
VNLA
$3.56B
– –
-5,533
Closed -$278K –
WDC icon
409
Western Digital
WDC
$145B
– –
-3,351
Closed -$224K –
WHR icon
410
Whirlpool
WHR
$1.89B
– –
-1,250
Closed -$240K –
SWIR
411
DELISTED
Sierra Wireless
SWIR
– –
-16,231
Closed -$456K –
RDS.A
412
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-16,945
Closed -$901K –
RDS.B
413
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
– –
-3,879
Closed -$211K –
PCI icon
414
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-30,917
Closed -$690K –
DNR
415
DELISTED
Denbury Resources, Inc.
DNR
– –
-12,740
Closed -$19K –
CEMI
416
DELISTED
Chembio diagnostics, Inc.
CEMI
– –
-16,249
Closed -$98K –
MORL
417
DELISTED
ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN
MORL
– –
-30,903
Closed -$576K –
13 14 15 16
17

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ICM
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CAM
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TFS
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OPAM
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WFMPM
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OAM
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Kovack Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Kovack Advisors held 437 positions worth $301M, down 4.9% from $317M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Kovack Advisors withdrew a net $26.3M in Q3 2017, closing 67 positions and reducing 157 holdings. Its most notable exit was Royal Dutch Shell PLC ADS Class A, an estimated $901K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 50% of assets, down from 52% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Kovack Advisors opened a new position in iShares MSCI USA Min Vol Factor ETF worth $1.16M.

  • Kovack Advisors's largest Q3 2017 buy was iShares MSCI USA Min Vol Factor ETF: 22,979 shares worth $1.16M.
  • Kovack Advisors added most to Vanguard Morningstar Value ETF in Q3 2017, an estimated $1.02M increase.
  • Kovack Advisors's biggest Q3 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $9.26M.
  • Kovack Advisors fully exited Royal Dutch Shell PLC ADS Class A in Q3 2017, selling an estimated $901K.
  • Kovack Advisors's ten largest holdings make up 28% of its $301M portfolio in Q3 2017.
  • Kovack Advisors opened 52 new positions and closed 67 in Q3 2017.
  • Kovack Advisors's portfolio value fell 4.9% quarter-over-quarter to $301M.

Based on Kovack Advisors's 13F filing for Q3 2017, filed 2 Aug 2018.