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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+0.13%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$920M
AUM Growth
+$41.6M
Cap. Flow
+$50.7M
Cap. Flow %
5.51%
Top 10 Hldgs %
21.24%
Holding
787
New
83
Increased
356
Reduced
204
Closed
80

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.06M
2
SH icon
ProShares Short S&P500
SH
+$2.16M
3
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$2.12M
4
AMZN icon
Amazon
AMZN
+$1.99M
5
AAPL icon
Apple
AAPL
+$1.54M

Top Sells

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$1.51M
2
ADTN icon
Adtran
ADTN
+$1.38M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.22M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.03M
5
VBR icon
Vanguard Morningstar Small-Cap Value ETF
VBR
+$1.01M

Sector Composition

Rank Sector Weight
1 Miscellaneous 46.29%
2 Technology 19.78%
3 Consumer Discretionary 8.37%
4 Financials 5.38%
5 Healthcare 5.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMUS icon
376
T-Mobile US
TMUS
$194B
$491K 0.05%
3,842
+2,031
+112% +$283K
VNLA icon
377
Janus Henderson Short Duration Income ETF
VNLA
$3.41B
$488K 0.05%
9,720
-46
-0.5% -$2.31K
CRF
378
Cornerstone Total Return Fund
CRF
$1.09B
$487K 0.05%
40,018
+916
+2% +$10.8K
WDC icon
379
Western Digital
WDC
$167B
$487K 0.05%
11,423
+5,386
+89% +$256K
UIS icon
380
Unisys
UIS
$195M
$486K 0.05%
19,325
-2,550
-12% -$60.3K
UNP icon
381
Union Pacific
UNP
$183B
$485K 0.05%
2,475
-180
-7% -$38.9K
WDAY icon
382
Workday
WDAY
$50.3B
$484K 0.05%
1,938
+1
+0.1% +$248
OKE icon
383
Oneok
OKE
$59.9B
$478K 0.05%
+8,240
New +$443K
ULTA icon
384
Ulta Beauty
ULTA
$22.3B
$469K 0.05%
1,300
-59
-4% -$21.3K
O icon
385
Realty Income
O
$58.7B
$466K 0.05%
7,410
-182
-2% -$12.3K
QRVO icon
386
Qorvo
QRVO
$8.28B
$466K 0.05%
2,789
-18
-0.6% -$3.35K
AON icon
387
Aon
AON
$75.8B
$464K 0.05%
+1,622
New +$436K
MU icon
388
Micron Technology
MU
$1.05T
$464K 0.05%
6,531
+1,086
+20% +$81.5K
SUB icon
389
iShares Short-Term National Muni Bond ETF
SUB
$11.6B
$463K 0.05%
4,307
+114
+3% +$12.3K
PM icon
390
Philip Morris
PM
$299B
$461K 0.05%
4,867
-3,061
-39% -$308K
ANSS
391
DELISTED
Ansys
ANSS
$457K 0.05%
+1,341
New +$484K
HYG icon
392
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.6B
$457K 0.05%
5,224
+359
+7% +$31.5K
ODFL icon
393
Old Dominion Freight Line
ODFL
$41.3B
$456K 0.05%
3,192
+922
+41% +$128K
RELL icon
394
Richardson Electronics
RELL
$264M
$453K 0.05%
46,800
-22,300
-32% -$185K
GM icon
395
General Motors
GM
$75.4B
$452K 0.05%
8,573
+1,234
+17% +$65.6K
SRLN icon
396
State Street Blackstone Senior Loan ETF
SRLN
$5.48B
$452K 0.05%
9,830
+325
+3% +$14.9K
NEM icon
397
Newmont
NEM
$134B
$444K 0.05%
8,180
+1,004
+14% +$59.2K
BGS icon
398
B&G Foods
BGS
$284M
$442K 0.05%
14,797
+2,583
+21% +$77.5K
FTHY
399
First Trust High Yield Opportunities 2027 Term Fund
FTHY
$492M
$441K 0.05%
21,450
-2,400
-10% -$49K
JQC icon
400
Nuveen Credit Strategies Income Fund
JQC
$702M
$441K 0.05%
67,218
-16,963
-20% -$111K
14 15
16
17 18

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Kovack Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Kovack Advisors held 787 positions worth $920M, up 4.7% from $879M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Kovack Advisors deployed $50.7M of net new capital in Q3 2021, opening 83 new positions and adding to 356 existing holdings. Its largest new stake was ProShares Short S&P500: 36,318 shares worth $2.21M.

By sector, the portfolio is most concentrated in Miscellaneous at 46% of assets, down from 48% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Idexx Laboratories, an estimated $1.51M trimmed.

  • Kovack Advisors's largest Q3 2021 buy was ProShares Short S&P500: 36,318 shares worth $2.21M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $8.06M increase.
  • Kovack Advisors's biggest Q3 2021 reduction was Idexx Laboratories, cutting an estimated $1.51M.
  • Kovack Advisors fully exited abrdn Physical Precious Metals Basket Shares ETF in Q3 2021, selling an estimated $839K.
  • Kovack Advisors's ten largest holdings make up 21% of its $920M portfolio in Q3 2021.
  • Kovack Advisors opened 83 new positions and closed 80 in Q3 2021.
  • Kovack Advisors's portfolio value rose 4.7% quarter-over-quarter to $920M.

Based on Kovack Advisors's 13F filing for Q3 2021, filed 3 Nov 2021.