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KA
Kovack Advisors Portfolio holdings
AUM
$2.08B
Turnover
20.76%
1-Year Est. Return
38.95%
This Fund
S&P 500
This Quarter
Est. Return
+4.79%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$769M
AUM Growth
+$74.7M
(+11%)
Cap. Flow
+$52M
Cap. Flow
% of AUM
6.75%
Top 10 Holdings %
Top 10 Hldgs %
20.76%
Holding
737
New
108
Increased
292
Reduced
197
Closed
94
Avg Time Held Equity + Options
1.9
years
Top 10 Avg Time Held Equity + Options
2.7
years
Top 20 Avg Time Held Equity + Options
1.9
years
Avg Time Held Equity only
2
years
Top 10 Avg Time Held Equity only
2.7
years
Top 20 Avg Time Held Equity only
1.9
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P Kensho Clean Power ETF
CNRG
|
+$5.59M |
| 2 |
Global X ClimateTech ETF
CTEC
|
+$5.56M |
| 3 |
Schwab US Dividend Equity ETF
SCHD
|
+$4.5M |
| 4 |
Ball Corp
BALL
|
+$3.74M |
| 5 |
Vanguard Total World Stock ETF
VT
|
+$3.17M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core Dividend Growth ETF
DGRO
|
+$9.61M |
| 2 |
iShares US Medical Devices ETF
IHI
|
+$3.99M |
| 3 |
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
|
+$3.87M |
| 4 |
Chimera Investment Corp 7.75% Series C Preferred Stock
CIM.PRC
|
+$3.13M |
| 5 |
Invesco S&P 500 Top 50 ETF
XLG
|
+$2.51M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 47.77% |
| 2 | Technology | 18.16% |
| 3 | Consumer Discretionary | 8.41% |
| 4 | Financials | 5.54% |
| 5 | Healthcare | 4.85% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
376
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
| $376K | 0.05% |
4,000
-48
| -1% | -$4.35K |
2020 Q3
2 quarters
|
|
377
Emerson Electric
EMR
$90.4B
| $374K | 0.05% |
4,145
-69
| -2% | -$5.94K |
2020 Q3
2 quarters
|
|
378
GSK
GSK
$98.2B
| $374K | 0.05% |
8,374
+526
| +7% | +$23.9K |
2020 Q3
2 quarters
|
|
379
iShares Core Universal USD Bond ETF
IUSB
$48.9B
| $374K | 0.05% |
+7,088
| New | +$380K |
2021 Q1
0 quarters
|
|
380
Yum! Brands
YUM
$41.2B
| $373K | 0.05% |
+3,449
| New | +$365K |
2021 Q1
0 quarters
|
|
381
Microchip Technology
MCHP
$40.3B
| $372K | 0.05% |
4,792
-852
| -15% | -$63.5K |
2020 Q3
2 quarters
|
|
382
Nuveen Floating Rate Income Fund
JFR
$1.18B
| $371K | 0.05% |
38,369
-2,111
| -5% | -$19.8K |
2020 Q3
2 quarters
|
|
383
US Bancorp
USB
$89.4B
| $367K | 0.05% |
6,628
-294
| -4% | -$14.7K |
2020 Q3
2 quarters
|
|
|
WBK
384
DELISTED
Westpac Banking Corporation
WBK
| $367K | 0.05% |
19,779
-406
| -2% | -$7.17K |
2015 Q2
23 quarters
|
|
385
Morgan Stanley
MS
$286B
| $366K | 0.05% |
4,711
-1,150
| -20% | -$88.1K |
2020 Q3
2 quarters
|
|
386
Teledyne Technologies
TDY
$28.7B
| $365K | 0.05% |
882
| – | – |
2018 Q3
10 quarters
|
|
387
iShares MSCI EAFE Value ETF
EFV
$30.5B
| $364K | 0.05% |
+7,148
| New | +$355K |
2021 Q1
0 quarters
|
|
388
Agnico Eagle Mines
AEM
$95B
| $360K | 0.05% |
6,232
+1
| +0% | +$65 |
2020 Q2
3 quarters
|
|
389
AGNC Investment
AGNC
$10.5B
| $360K | 0.05% |
21,476
+2,274
| +12% | +$36.7K |
2016 Q4
17 quarters
|
|
390
Capital One
COF
$122B
| $356K | 0.05% |
2,801
+451
| +19% | +$53.1K |
2020 Q4
1 quarter
|
|
391
Fiserv Inc
FISV
$25.1B
| $356K | 0.05% |
2,987
+223
| +8% | +$25.6K |
2019 Q4
5 quarters
|
|
392
Comcast
CMCSA
$77.3B
| $355K | 0.05% |
6,570
+1,345
| +26% | +$71.1K |
2018 Q2
11 quarters
|
|
393
Eaton
ETN
$156B
| $354K | 0.05% |
+2,558
| New | +$330K |
2021 Q1
0 quarters
|
|
394
Intuitive Surgical
ISRG
$151B
| $353K | 0.05% |
1,434
-129
| -8% | -$32.5K |
2020 Q4
1 quarter
|
|
395
Palantir
PLTR
$482B
| $349K | 0.05% |
+14,986
| New | +$411K |
2021 Q1
0 quarters
|
|
396
DELISTED
Western Asset Total Return ETF
WBND
| $349K | 0.05% |
3,705
+1,567
| +73% | +$151K |
2020 Q3
2 quarters
|
|
397
Elevance Health
ELV
$92.9B
| $348K | 0.05% |
971
+163
| +20% | +$52.4K |
2020 Q3
2 quarters
|
|
398
First Trust Rising Dividend Achievers ETF
RDVY
$25.5B
| $348K | 0.05% |
7,650
+2,097
| +38% | +$89.4K |
2020 Q4
1 quarter
|
|
399
LTC Properties
LTC
$2.34B
| $346K | 0.05% |
8,300
| – | – |
2019 Q3
6 quarters
|
|
400
DELISTED
Qwest Corp 6.75% Notes due 2057
CTDD
| $345K | 0.04% |
+13,200
| New | +$345K |
2021 Q1
0 quarters
|
|
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Kovack Advisors's Q1 2021 Portfolio in Review
As of Q1 2021, Kovack Advisors held 737 positions worth $769M, up 11% from $695M the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Kovack Advisors deployed $52M of net new capital in Q1 2021, opening 108 new positions and adding to 292 existing holdings. Its largest new stake was State Street SPDR S&P Kensho Clean Power ETF: 44,639 shares worth $5.09M.
By sector, the portfolio is most concentrated in Miscellaneous at 48% of assets, up from 47% a quarter earlier, followed by Technology and Consumer Discretionary.
On the sell side, the largest reduction was iShares Core Dividend Growth ETF, an estimated $9.61M trimmed.
- Kovack Advisors's largest Q1 2021 buy was State Street SPDR S&P Kensho Clean Power ETF: 44,639 shares worth $5.09M.
- Kovack Advisors added most to Schwab US Dividend Equity ETF in Q1 2021, an estimated $4.5M increase.
- Kovack Advisors's biggest Q1 2021 reduction was iShares Core Dividend Growth ETF, cutting an estimated $9.61M.
- Kovack Advisors fully exited Chimera Investment Corp 7.75% Series C Preferred Stock in Q1 2021, selling an estimated $3.13M.
- Kovack Advisors's ten largest holdings make up 21% of its $769M portfolio in Q1 2021.
- Kovack Advisors opened 108 new positions and closed 94 in Q1 2021.
- Kovack Advisors's portfolio value rose 11% quarter-over-quarter to $769M.
Based on Kovack Advisors's 13F filing for Q1 2021, filed 4 May 2021.