We are live on ! Find out more
KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+4.79%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$769M
AUM Growth
+$74.7M
Cap. Flow
+$52M
Cap. Flow %
6.75%
Top 10 Hldgs %
20.76%
Holding
737
New
108
Increased
292
Reduced
197
Closed
94

Top Buys

Rank Stock Value
1
CNRG icon
State Street SPDR S&P Kensho Clean Power ETF
CNRG
+$5.59M
2
CTEC icon
Global X ClimateTech ETF
CTEC
+$5.56M
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$4.5M
4
BALL icon
Ball Corp
BALL
+$3.74M
5
VT icon
Vanguard Total World Stock ETF
VT
+$3.17M

Top Sells

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$9.61M
2
IHI icon
iShares US Medical Devices ETF
IHI
+$3.99M
3
RSPS icon
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
+$3.87M
4
CIM.PRC
Chimera Investment Corp 7.75% Series C Preferred Stock
CIM.PRC
+$3.13M
5
XLG icon
Invesco S&P 500 Top 50 ETF
XLG
+$2.51M

Sector Composition

Rank Sector Weight
1 Miscellaneous 47.77%
2 Technology 18.16%
3 Consumer Discretionary 8.41%
4 Financials 5.54%
5 Healthcare 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLY
376
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$376K 0.05%
4,000
-48
-1% -$4.35K
EMR icon
377
Emerson Electric
EMR
$88B
$374K 0.05%
4,145
-69
-2% -$5.94K
GSK icon
378
GSK
GSK
$101B
$374K 0.05%
8,374
+526
+7% +$23.9K
IUSB icon
379
iShares Core Universal USD Bond ETF
IUSB
$43.7B
$374K 0.05%
+7,088
New +$380K
YUM icon
380
Yum! Brands
YUM
$41.1B
$373K 0.05%
+3,449
New +$365K
MCHP icon
381
Microchip Technology
MCHP
$41B
$372K 0.05%
4,792
-852
-15% -$63.5K
JFR icon
382
Nuveen Floating Rate Income Fund
JFR
$1.22B
$371K 0.05%
38,369
-2,111
-5% -$19.8K
USB icon
383
US Bancorp
USB
$97.2B
$367K 0.05%
6,628
-294
-4% -$14.7K
WBK
384
DELISTED
Westpac Banking Corporation
WBK
$367K 0.05%
19,779
-406
-2% -$7.17K
MS icon
385
Morgan Stanley
MS
$337B
$366K 0.05%
4,711
-1,150
-20% -$88.1K
TDY icon
386
Teledyne Technologies
TDY
$29B
$365K 0.05%
882
– –
EFV icon
387
iShares MSCI EAFE Value ETF
EFV
$31.6B
$364K 0.05%
+7,148
New +$355K
AEM icon
388
Agnico Eagle Mines
AEM
$109B
$360K 0.05%
6,232
+1
+0% +$65
AGNC icon
389
AGNC Investment
AGNC
$13B
$360K 0.05%
21,476
+2,274
+12% +$36.7K
COF icon
390
Capital One
COF
$133B
$356K 0.05%
2,801
+451
+19% +$53.1K
FISV
391
Fiserv Inc
FISV
$28B
$356K 0.05%
2,987
+223
+8% +$25.6K
CMCSA icon
392
Comcast
CMCSA
$93.7B
$355K 0.05%
6,570
+1,345
+26% +$71.1K
ETN icon
393
Eaton
ETN
$162B
$354K 0.05%
+2,558
New +$330K
ISRG icon
394
Intuitive Surgical
ISRG
$130B
$353K 0.05%
1,434
-129
-8% -$32.5K
PLTR icon
395
Palantir
PLTR
$447B
$349K 0.05%
+14,986
New +$411K
WBND
396
DELISTED
Western Asset Total Return ETF
WBND
$349K 0.05%
3,705
+1,567
+73% +$151K
ELV icon
397
Elevance Health
ELV
$86.6B
$348K 0.05%
971
+163
+20% +$52.4K
RDVY icon
398
First Trust Rising Dividend Achievers ETF
RDVY
$25.5B
$348K 0.05%
7,650
+2,097
+38% +$89.4K
LTC
399
LTC Properties
LTC
$2.19B
$346K 0.05%
8,300
– –
CTDD
400
DELISTED
Qwest Corp 6.75% Notes due 2057
CTDD
$345K 0.04%
+13,200
New +$345K
14 15
16
17 18

Similar funds

TA
Tectonic Advisors Frisco, Texas $2.08B AUM 16.31% 1-Year Est. Return
NCMU
NAYA Capital Management (UK) London, United Kingdom $2.08B AUM 63.16% 1-Year Est. Return
ICM
Irenic Capital Management New York $2.08B AUM 19.87% 1-Year Est. Return
CAM
Cidel Asset Management Toronto, Ontario, Ontario, Canada $2.08B AUM 24.89% 1-Year Est. Return
TFS
Thoroughbred Financial Services Brentwood, Tennessee $2.08B AUM 54.89% 1-Year Est. Return
OPAM
Ocean Park Asset Management Santa Monica, California $2.08B AUM 5.32% 1-Year Est. Return
WFMPM
Woodley Farra Manion Portfolio Management Indianapolis, Indiana $2.08B AUM 14.48% 1-Year Est. Return
OAM
Ostrum Asset Management Paris, France $2.08B AUM 40.17% 1-Year Est. Return

Kovack Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Kovack Advisors held 737 positions worth $769M, up 11% from $695M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Kovack Advisors deployed $52M of net new capital in Q1 2021, opening 108 new positions and adding to 292 existing holdings. Its largest new stake was State Street SPDR S&P Kensho Clean Power ETF: 44,639 shares worth $5.09M.

By sector, the portfolio is most concentrated in Miscellaneous at 48% of assets, up from 47% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was iShares Core Dividend Growth ETF, an estimated $9.61M trimmed.

  • Kovack Advisors's largest Q1 2021 buy was State Street SPDR S&P Kensho Clean Power ETF: 44,639 shares worth $5.09M.
  • Kovack Advisors added most to Schwab US Dividend Equity ETF in Q1 2021, an estimated $4.5M increase.
  • Kovack Advisors's biggest Q1 2021 reduction was iShares Core Dividend Growth ETF, cutting an estimated $9.61M.
  • Kovack Advisors fully exited Chimera Investment Corp 7.75% Series C Preferred Stock in Q1 2021, selling an estimated $3.13M.
  • Kovack Advisors's ten largest holdings make up 21% of its $769M portfolio in Q1 2021.
  • Kovack Advisors opened 108 new positions and closed 94 in Q1 2021.
  • Kovack Advisors's portfolio value rose 11% quarter-over-quarter to $769M.

Based on Kovack Advisors's 13F filing for Q1 2021, filed 4 May 2021.