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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+14.27%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$695M
AUM Growth
+$133M
Cap. Flow
+$65.1M
Cap. Flow %
9.37%
Top 10 Hldgs %
23.4%
Holding
683
New
144
Increased
251
Reduced
181
Closed
54

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.36M
2
ADTN icon
Adtran
ADTN
+$3.14M
3
CIM.PRC
Chimera Investment Corp 7.75% Series C Preferred Stock
CIM.PRC
+$3M
4
AAOI icon
Applied Optoelectronics
AAOI
+$2.42M
5
ARAY icon
Accuray
ARAY
+$2.11M

Top Sells

Rank Stock Value
1
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$6.92M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.1M
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.87M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$943K
5
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$897K

Sector Composition

Rank Sector Weight
1 Miscellaneous 47.2%
2 Technology 18.7%
3 Consumer Discretionary 8.35%
4 Healthcare 5.52%
5 Financials 5.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USB icon
376
US Bancorp
USB
$93.9B
$322K 0.05%
6,922
+334
+5% +$14.1K
SLY
377
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$322K 0.05%
4,048
-14
-0.3% -$997
FXH icon
378
First Trust Health Care AlphaDEX Fund
FXH
$1.14B
$318K 0.05%
2,948
-3
-0.1% -$305
RSG icon
379
Republic Services
RSG
$67B
$317K 0.05%
3,296
+34
+1% +$3.23K
AEP icon
380
American Electric Power
AEP
$66.2B
$316K 0.05%
3,798
-282
-7% -$24.5K
FISV
381
Fiserv Inc
FISV
$26.2B
$315K 0.05%
2,764
-278
-9% -$30K
FPXI icon
382
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$281M
$315K 0.05%
+4,579
New +$282K
QRVO icon
383
Qorvo
QRVO
$10.5B
$314K 0.05%
1,891
+137
+8% +$20.2K
JQC icon
384
Nuveen Credit Strategies Income Fund
JQC
$695M
$311K 0.04%
49,105
+11,875
+32% +$72.6K
PLD icon
385
Prologis
PLD
$128B
$310K 0.04%
3,111
+57
+2% +$5.76K
BDX icon
386
Becton Dickinson
BDX
$49.4B
$309K 0.04%
1,264
-20
-2% -$4.66K
IBUY icon
387
Amplify Online Retail ETF
IBUY
$119M
$308K 0.04%
+2,691
New +$274K
VNLA icon
388
Janus Henderson Short Duration Income ETF
VNLA
$3.44B
$307K 0.04%
6,073
-1,504
-20% -$75.9K
VTRS icon
389
Viatris
VTRS
$19.7B
$305K 0.04%
+16,257
New +$265K
BEP icon
390
Brookfield Renewable
BEP
$8.9B
$304K 0.04%
7,047
+286
+4% +$11K
NET icon
391
Cloudflare
NET
$119B
$302K 0.04%
+3,980
New +$261K
WBK
392
DELISTED
Westpac Banking Corporation
WBK
$301K 0.04%
20,185
-100
-0.5% -$1.4K
AGNC icon
393
AGNC Investment
AGNC
$11.7B
$300K 0.04%
19,202
+1,595
+9% +$23.6K
VRP icon
394
Invesco Variable Rate Preferred ETF
VRP
$3.01B
$300K 0.04%
11,565
-5,255
-31% -$133K
UPGD icon
395
Invesco Bloomberg Analyst Rating Improvers ETF
UPGD
$143M
$300K 0.04%
5,895
+200
+4% +$9.19K
DD icon
396
DuPont de Nemours
DD
$17.3B
$299K 0.04%
3,346
-92
-3% -$7.22K
NQP
397
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$299K 0.04%
20,640
-3,959
-16% -$54.8K
WDR
398
DELISTED
Waddell & Reed Financial, Inc.
WDR
$299K 0.04%
11,725
-1,762
-13% -$33.9K
CRF
399
Cornerstone Total Return Fund
CRF
$1.04B
$298K 0.04%
26,631
-4,340
-14% -$47.1K
ZEN
400
DELISTED
ZENDESK INC
ZEN
$298K 0.04%
2,085
-162
-7% -$20.1K
14 15
16
17 18

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OPAM
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Kovack Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Kovack Advisors held 683 positions worth $695M, up 24% from $562M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Kovack Advisors deployed $65.1M of net new capital in Q4 2020, opening 144 new positions and adding to 251 existing holdings. Its largest new stake was Adtran: 247,300 shares worth $3.65M.

By sector, the portfolio is most concentrated in Miscellaneous at 47% of assets, down from 50% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $2.1M trimmed.

  • Kovack Advisors's largest Q4 2020 buy was Adtran: 247,300 shares worth $3.65M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2020, an estimated $5.36M increase.
  • Kovack Advisors's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $2.1M.
  • Kovack Advisors fully exited VanEck Morningstar Wide Moat ETF in Q4 2020, selling an estimated $6.92M.
  • Kovack Advisors's ten largest holdings make up 23% of its $695M portfolio in Q4 2020.
  • Kovack Advisors opened 144 new positions and closed 54 in Q4 2020.
  • Kovack Advisors's portfolio value rose 24% quarter-over-quarter to $695M.

Based on Kovack Advisors's 13F filing for Q4 2020, filed 14 Jan 2021.