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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
-3.98%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$681M
AUM Growth
-$76.9M
Cap. Flow
-$93.4M
Cap. Flow %
-13.72%
Top 10 Hldgs %
28.47%
Holding
664
New
49
Increased
209
Reduced
265
Closed
92

Top Buys

Rank Stock Value
1
RWM icon
ProShares Short Russell2000
RWM
+$2.94M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$2.84M
3
DIVO icon
Amplify CWP Enhanced Dividend Income ETF
DIVO
+$2.18M
4
EMKR
Emcore Corp
EMKR
+$1.91M
5
XOM icon
ExxonMobil
XOM
+$1.82M

Top Sells

Rank Stock Value
1
TGT icon
Target
TGT
+$26.6M
2
FTNT icon
Fortinet
FTNT
+$24.8M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$7.12M
4
SH icon
ProShares Short S&P500
SH
+$3M
5
AAPL icon
Apple
AAPL
+$2.71M

Sector Composition

Rank Sector Weight
1 Miscellaneous 54.75%
2 Technology 15.19%
3 Consumer Discretionary 6.28%
4 Financials 4.88%
5 Healthcare 4.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HUSV icon
351
First Trust Horizon Managed Volatility Domestic ETF
HUSV
$84.3M
$371K 0.05%
12,485
-75
-0.6% -$2.44K
IBB icon
352
iShares Biotechnology ETF
IBB
$10.8B
$367K 0.05%
3,135
-273
-8% -$33.9K
FEP icon
353
First Trust Europe AlphaDEX Fund
FEP
$542M
$364K 0.05%
13,799
-75
-0.5% -$2.28K
XRX icon
354
Xerox
XRX
$390M
$364K 0.05%
27,831
+2,100
+8% +$34K
STZ icon
355
Constellation Brands
STZ
$22.4B
$363K 0.05%
1,579
+2
+0.1% +$487
YUM icon
356
Yum! Brands
YUM
$41.1B
$361K 0.05%
3,396
– –
CMS.PRC icon
357
CMS Energy Corp Series C Preferred Stock
CMS.PRC
$150M
$359K 0.05%
+21,000
New +$387K
FXZ icon
358
First Trust Materials AlphaDEX Fund
FXZ
$407M
$359K 0.05%
6,919
+948
+16% +$55.9K
HTGC icon
359
Hercules Capital
HTGC
$3.28B
$359K 0.05%
31,023
+1,002
+3% +$14.3K
DJUL icon
360
FT Vest US Equity Deep Buffer ETF July
DJUL
$483M
$356K 0.05%
+12,000
New +$373K
RYLD icon
361
CALL
Global X Russell 2000 Covered Call ETF
RYLD
$1.39B
$354K 0.05%
19,193
+564
+3% +$11.5K
IYW icon
362
iShares US Technology ETF
IYW
$25.6B
$353K 0.05%
4,811
+642
+15% +$54.4K
BXMT icon
363
Blackstone Mortgage Trust
BXMT
$2.33B
$352K 0.05%
15,087
-12,395
-45% -$359K
NEM icon
364
Newmont
NEM
$139B
$352K 0.05%
8,379
+6
+0.1% +$280
DVY icon
365
iShares Select Dividend ETF
DVY
$23.8B
$348K 0.05%
3,249
-503
-13% -$60.3K
EUFN icon
366
iShares MSCI Europe Financials ETF
EUFN
$4.32B
$348K 0.05%
25,000
– –
AFL icon
367
Aflac
AFL
$58.4B
$347K 0.05%
6,174
+285
+5% +$16.8K
PDI icon
368
PIMCO Dynamic Income Fund
PDI
$7.15B
$343K 0.05%
17,702
+518
+3% +$10.9K
BUI icon
369
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$717M
$341K 0.05%
17,000
+4,000
+31% +$90.3K
O icon
370
Realty Income
O
$58.5B
$340K 0.05%
5,838
-864
-13% -$59.6K
C icon
371
Citigroup
C
$223B
$336K 0.05%
8,066
+58
+0.7% +$2.87K
CIBR icon
372
First Trust NASDAQ Cybersecurity ETF
CIBR
$16B
$336K 0.05%
8,721
-725
-8% -$30.8K
HIPS icon
373
GraniteShares HIPS US High Income ETF
HIPS
$119M
$335K 0.05%
29,108
+842
+3% +$10.9K
NET icon
374
Cloudflare
NET
$110B
$335K 0.05%
6,053
-702
-10% -$41.7K
COP icon
375
ConocoPhillips
COP
$156B
$333K 0.05%
3,255
-288
-8% -$28.7K
13 14
15
16 17

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ICM
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CAM
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TFS
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OPAM
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WFMPM
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OAM
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Kovack Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, Kovack Advisors held 664 positions worth $681M, down 10% from $758M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Kovack Advisors withdrew a net $93.4M in Q3 2022, closing 92 positions and reducing 265 holdings. Its most notable exit was Chipotle Mexican Grill, an estimated $1.74M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 55% of assets, up from 54% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Kovack Advisors opened a new position in State Street Energy Select Sector SPDR ETF worth $2.7M.

  • Kovack Advisors's largest Q3 2022 buy was State Street Energy Select Sector SPDR ETF: 75,090 shares worth $2.7M.
  • Kovack Advisors added most to ProShares Short Russell2000 in Q3 2022, an estimated $2.94M increase.
  • Kovack Advisors's biggest Q3 2022 reduction was Target, cutting an estimated $26.6M.
  • Kovack Advisors fully exited Chipotle Mexican Grill in Q3 2022, selling an estimated $1.74M.
  • Kovack Advisors's ten largest holdings make up 28% of its $681M portfolio in Q3 2022.
  • Kovack Advisors opened 49 new positions and closed 92 in Q3 2022.
  • Kovack Advisors's portfolio value fell 10% quarter-over-quarter to $681M.

Based on Kovack Advisors's 13F filing for Q3 2022, filed 14 Nov 2022.